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PENSION PLAN OF ALLEN & COMPANY 401k Plan overview

Plan NamePENSION PLAN OF ALLEN & COMPANY
Plan identification number 001

PENSION PLAN OF ALLEN & COMPANY Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ALLEN OPERATIONS LLC has sponsored the creation of one or more 401k plans.

Company Name:ALLEN OPERATIONS LLC
Employer identification number (EIN):134195373
NAIC Classification:523120
NAIC Description:Securities Brokerage

Additional information about ALLEN OPERATIONS LLC

Jurisdiction of Incorporation: California Department of State
Incorporation Date: 0000-00-00
Company Identification Number: C0238742

More information about ALLEN OPERATIONS LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PENSION PLAN OF ALLEN & COMPANY

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01MARYKATE SULLIVAN
0012016-01-01MARYKATE SULLIVAN
0012015-01-01DANIEL BERGER
0012015-01-01DANIEL BERGER
0012014-01-01MARYKATE WALSH
0012013-01-01MARYKATE WALSH MARYKATE WALSH2014-10-15
0012012-01-01MARYKATE WALSH
0012011-01-01MARYKATE WALSH
0012010-01-01MARYKATE WALSH
0012009-01-01MARYKATE WALSH
0012009-01-01MARYKATE WALSH

Plan Statistics for PENSION PLAN OF ALLEN & COMPANY

401k plan membership statisitcs for PENSION PLAN OF ALLEN & COMPANY

Measure Date Value
2023: PENSION PLAN OF ALLEN & COMPANY 2023 401k membership
Total participants, beginning-of-year2023-01-01300
Total number of active participants reported on line 7a of the Form 55002023-01-0173
Number of retired or separated participants receiving benefits2023-01-01126
Number of other retired or separated participants entitled to future benefits2023-01-0173
Total of all active and inactive participants2023-01-01272
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-0123
Total participants2023-01-01295
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-010
2022: PENSION PLAN OF ALLEN & COMPANY 2022 401k membership
Market value of plan assets2022-12-31114,936,001
Acturial value of plan assets2022-12-31107,966,332
Funding target for retired participants and beneficiaries receiving payment2022-12-3141,779,814
Number of terminated vested participants2022-12-3182
Fundng target for terminated vested participants2022-12-3116,144,288
Active participant vested funding target2022-12-3125,496,089
Number of active participants2022-12-3181
Total funding liabilities for active participants2022-12-3125,858,504
Total participant count2022-12-31310
Total funding target for all participants2022-12-3183,782,606
Balance at beginning of prior year after applicable adjustments2022-12-319,076,111
Prefunding balance at beginning of prior year after applicable adjustments2022-12-3112,947,775
Carryover balanced portion elected for use to offset prior years funding requirement2022-12-310
Prefunding balanced used to offset prior years funding requirement2022-12-310
Amount remaining of carryover balance2022-12-319,076,111
Amount remaining of prefunding balance2022-12-3112,947,775
Present value of excess contributions2022-12-31103
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2022-12-31109
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2022-12-310
Reductions in caryover balances due to elections or deemed elections2022-12-310
Balance of carryovers at beginning of current year2022-12-3110,253,283
Balance of prefunding at beginning of current year2022-12-3114,627,101
Total employer contributions2022-12-31103,222
Total employee contributions2022-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2022-12-310
Contributions made to avoid restrictions adjusted to valuation date2022-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2022-12-31100,474
Liquidity shortfalls end of Q12022-12-310
Liquidity shortfalls end of Q22022-12-310
Liquidity shortfalls end of Q32022-12-310
Liquidity shortfalls end of Q42022-12-310
Unpaid minimum required contributions for all prior years2022-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2022-12-310
Remaining amount of unpaid minimum required contributions2022-12-310
Minimum required contributions for current year target normal cost2022-12-31221,053
Net shortfall amortization installment of oustanding balance2022-12-310
Waiver amortization installment2022-12-310
Total funding amount beforereflecting carryover/prefunding balances2022-12-3135,677
Additional cash requirement2022-12-3135,677
Contributions allocatedtoward minimum required contributions for current year2022-12-31100,474
Unpaid minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for all years2022-12-310
Total participants, beginning-of-year2022-01-01310
Total number of active participants reported on line 7a of the Form 55002022-01-0178
Number of retired or separated participants receiving benefits2022-01-01119
Number of other retired or separated participants entitled to future benefits2022-01-0177
Total of all active and inactive participants2022-01-01274
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0126
Total participants2022-01-01300
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: PENSION PLAN OF ALLEN & COMPANY 2021 401k membership
Market value of plan assets2021-12-31105,727,600
Acturial value of plan assets2021-12-3197,667,730
Funding target for retired participants and beneficiaries receiving payment2021-12-3142,237,699
Number of terminated vested participants2021-12-3181
Fundng target for terminated vested participants2021-12-3114,685,905
Active participant vested funding target2021-12-3124,943,141
Number of active participants2021-12-3185
Total funding liabilities for active participants2021-12-3125,427,281
Total participant count2021-12-31319
Total funding target for all participants2021-12-3182,350,885
Balance at beginning of prior year after applicable adjustments2021-12-318,033,024
Prefunding balance at beginning of prior year after applicable adjustments2021-12-3111,501,809
Carryover balanced portion elected for use to offset prior years funding requirement2021-12-310
Prefunding balanced used to offset prior years funding requirement2021-12-310
Amount remaining of carryover balance2021-12-318,033,024
Amount remaining of prefunding balance2021-12-3111,501,809
Present value of excess contributions2021-12-319
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2021-12-319
Reductions in prefunding balances due to elections or deemed elections2021-12-310
Balance of carryovers at beginning of current year2021-12-319,052,415
Balance of prefunding at beginning of current year2021-12-3112,961,389
Total employer contributions2021-12-31167,420
Total employee contributions2021-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2021-12-310
Contributions made to avoid restrictions adjusted to valuation date2021-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2021-12-31161,730
Liquidity shortfalls end of Q12021-12-310
Liquidity shortfalls end of Q22021-12-310
Liquidity shortfalls end of Q32021-12-310
Liquidity shortfalls end of Q42021-12-310
Unpaid minimum required contributions for all prior years2021-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2021-12-310
Remaining amount of unpaid minimum required contributions2021-12-310
Minimum required contributions for current year target normal cost2021-12-31196,229
Net shortfall amortization installment of oustanding balance2021-12-310
Waiver amortization installment2021-12-310
Total funding amount beforereflecting carryover/prefunding balances2021-12-31161,627
Additional cash requirement2021-12-31161,627
Contributions allocatedtoward minimum required contributions for current year2021-12-31161,730
Unpaid minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for all years2021-12-310
Total participants, beginning-of-year2021-01-01319
Total number of active participants reported on line 7a of the Form 55002021-01-0181
Number of retired or separated participants receiving benefits2021-01-01120
Number of other retired or separated participants entitled to future benefits2021-01-0180
Total of all active and inactive participants2021-01-01281
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0129
Total participants2021-01-01310
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: PENSION PLAN OF ALLEN & COMPANY 2020 401k membership
Market value of plan assets2020-12-3197,546,698
Acturial value of plan assets2020-12-3192,115,095
Funding target for retired participants and beneficiaries receiving payment2020-12-3143,580,127
Number of terminated vested participants2020-12-3182
Fundng target for terminated vested participants2020-12-3114,912,259
Active participant vested funding target2020-12-3125,479,037
Number of active participants2020-12-3188
Total funding liabilities for active participants2020-12-3125,935,548
Total participant count2020-12-31322
Total funding target for all participants2020-12-3184,427,934
Balance at beginning of prior year after applicable adjustments2020-12-316,761,103
Prefunding balance at beginning of prior year after applicable adjustments2020-12-319,659,081
Carryover balanced portion elected for use to offset prior years funding requirement2020-12-310
Prefunding balanced used to offset prior years funding requirement2020-12-310
Amount remaining of carryover balance2020-12-316,761,103
Amount remaining of prefunding balance2020-12-319,659,081
Present value of excess contributions2020-12-31198
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2020-12-31209
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2020-12-310
Reductions in prefunding balances due to elections or deemed elections2020-12-310
Balance of carryovers at beginning of current year2020-12-318,080,194
Balance of prefunding at beginning of current year2020-12-3111,543,568
Total employer contributions2020-12-31213,491
Total employee contributions2020-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2020-12-310
Contributions made to avoid restrictions adjusted to valuation date2020-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2020-12-31206,130
Liquidity shortfalls end of Q12020-12-310
Liquidity shortfalls end of Q22020-12-310
Liquidity shortfalls end of Q32020-12-310
Liquidity shortfalls end of Q42020-12-310
Unpaid minimum required contributions for all prior years2020-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2020-12-310
Remaining amount of unpaid minimum required contributions2020-12-310
Minimum required contributions for current year target normal cost2020-12-31259,735
Net shortfall amortization installment of oustanding balance2020-12-310
Waiver amortization installment2020-12-310
Total funding amount beforereflecting carryover/prefunding balances2020-12-31206,121
Additional cash requirement2020-12-31206,121
Contributions allocatedtoward minimum required contributions for current year2020-12-31206,130
Unpaid minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for all years2020-12-310
Total participants, beginning-of-year2020-01-01322
Total number of active participants reported on line 7a of the Form 55002020-01-0185
Number of retired or separated participants receiving benefits2020-01-01125
Number of other retired or separated participants entitled to future benefits2020-01-0179
Total of all active and inactive participants2020-01-01289
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0130
Total participants2020-01-01319
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: PENSION PLAN OF ALLEN & COMPANY 2019 401k membership
Market value of plan assets2019-12-3185,207,610
Acturial value of plan assets2019-12-3186,902,129
Funding target for retired participants and beneficiaries receiving payment2019-12-3142,341,876
Number of terminated vested participants2019-12-3182
Fundng target for terminated vested participants2019-12-3113,478,485
Active participant vested funding target2019-12-3126,136,487
Number of active participants2019-12-3195
Total funding liabilities for active participants2019-12-3126,702,039
Total participant count2019-12-31326
Total funding target for all participants2019-12-3182,522,400
Balance at beginning of prior year after applicable adjustments2019-12-316,834,920
Prefunding balance at beginning of prior year after applicable adjustments2019-12-319,764,538
Carryover balanced portion elected for use to offset prior years funding requirement2019-12-310
Prefunding balanced used to offset prior years funding requirement2019-12-310
Amount remaining of carryover balance2019-12-316,834,920
Amount remaining of prefunding balance2019-12-319,764,538
Present value of excess contributions2019-12-31240
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-12-31254
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2019-12-310
Reductions in caryover balances due to elections or deemed elections2019-12-310
Reductions in prefunding balances due to elections or deemed elections2019-12-310
Balance of carryovers at beginning of current year2019-12-316,761,103
Balance of prefunding at beginning of current year2019-12-319,659,081
Total employer contributions2019-12-31274,931
Total employee contributions2019-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2019-12-310
Contributions made to avoid restrictions adjusted to valuation date2019-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2019-12-31265,357
Liquidity shortfalls end of Q12019-12-310
Liquidity shortfalls end of Q22019-12-310
Liquidity shortfalls end of Q32019-12-310
Liquidity shortfalls end of Q42019-12-310
Unpaid minimum required contributions for all prior years2019-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2019-12-310
Remaining amount of unpaid minimum required contributions2019-12-310
Minimum required contributions for current year target normal cost2019-12-31272,711
Net shortfall amortization installment of oustanding balance2019-12-310
Waiver amortization installment2019-12-310
Total funding amount beforereflecting carryover/prefunding balances2019-12-31265,159
Carryover balance elected to use to offset funding requirement2019-12-310
Prefunding balance elected to use to offset funding requirement2019-12-310
Additional cash requirement2019-12-31265,159
Contributions allocatedtoward minimum required contributions for current year2019-12-31265,357
Unpaid minimum required contributions for current year2019-12-310
Unpaid minimum required contributions for all years2019-12-310
Total participants, beginning-of-year2019-01-01326
Total number of active participants reported on line 7a of the Form 55002019-01-0188
Number of retired or separated participants receiving benefits2019-01-01127
Number of other retired or separated participants entitled to future benefits2019-01-0180
Total of all active and inactive participants2019-01-01295
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0127
Total participants2019-01-01322
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: PENSION PLAN OF ALLEN & COMPANY 2018 401k membership
Market value of plan assets2018-12-3189,894,361
Acturial value of plan assets2018-12-3185,237,877
Funding target for retired participants and beneficiaries receiving payment2018-12-3141,784,319
Number of terminated vested participants2018-12-3181
Fundng target for terminated vested participants2018-12-3112,520,988
Active participant vested funding target2018-12-3124,669,555
Number of active participants2018-12-3199
Total funding liabilities for active participants2018-12-3125,371,011
Total participant count2018-12-31328
Total funding target for all participants2018-12-3179,676,318
Balance at beginning of prior year after applicable adjustments2018-12-315,929,487
Prefunding balance at beginning of prior year after applicable adjustments2018-12-318,471,014
Carryover balanced portion elected for use to offset prior years funding requirement2018-12-310
Prefunding balanced used to offset prior years funding requirement2018-12-310
Amount remaining of carryover balance2018-12-315,929,487
Amount remaining of prefunding balance2018-12-318,471,014
Present value of excess contributions2018-12-31131
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-12-31139
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-12-310
Reductions in prefunding balances due to elections or deemed elections2018-12-310
Balance of carryovers at beginning of current year2018-12-316,834,920
Balance of prefunding at beginning of current year2018-12-319,764,538
Total employer contributions2018-12-31302,089
Total employee contributions2018-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2018-12-310
Contributions made to avoid restrictions adjusted to valuation date2018-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-12-31291,489
Liquidity shortfalls end of Q12018-12-310
Liquidity shortfalls end of Q22018-12-310
Liquidity shortfalls end of Q32018-12-310
Liquidity shortfalls end of Q42018-12-310
Unpaid minimum required contributions for all prior years2018-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-12-310
Remaining amount of unpaid minimum required contributions2018-12-310
Minimum required contributions for current year target normal cost2018-12-31296,116
Net shortfall amortization installment of oustanding balance2018-12-310
Waiver amortization installment2018-12-310
Total funding amount beforereflecting carryover/prefunding balances2018-12-31291,249
Carryover balance elected to use to offset funding requirement2018-12-310
Prefunding balance elected to use to offset funding requirement2018-12-310
Additional cash requirement2018-12-31291,249
Contributions allocatedtoward minimum required contributions for current year2018-12-31291,489
Unpaid minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for all years2018-12-310
Total participants, beginning-of-year2018-01-01328
Total number of active participants reported on line 7a of the Form 55002018-01-0195
Number of retired or separated participants receiving benefits2018-01-01123
Number of other retired or separated participants entitled to future benefits2018-01-0180
Total of all active and inactive participants2018-01-01298
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0128
Total participants2018-01-01326
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: PENSION PLAN OF ALLEN & COMPANY 2017 401k membership
Market value of plan assets2017-12-3181,348,863
Acturial value of plan assets2017-12-3182,962,525
Funding target for retired participants and beneficiaries receiving payment2017-12-3139,062,129
Number of terminated vested participants2017-12-3178
Fundng target for terminated vested participants2017-12-3110,648,015
Active participant vested funding target2017-12-3124,048,074
Number of active participants2017-12-31108
Total funding liabilities for active participants2017-12-3124,799,792
Total participant count2017-12-31334
Total funding target for all participants2017-12-3174,509,936
Balance at beginning of prior year after applicable adjustments2017-12-315,643,905
Prefunding balance at beginning of prior year after applicable adjustments2017-12-318,063,025
Carryover balanced portion elected for use to offset prior years funding requirement2017-12-310
Prefunding balanced used to offset prior years funding requirement2017-12-310
Amount remaining of carryover balance2017-12-315,643,905
Amount remaining of prefunding balance2017-12-318,063,025
Present value of excess contributions2017-12-31154,379
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-31163,981
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-12-310
Reductions in caryover balances due to elections or deemed elections2017-12-310
Reductions in prefunding balances due to elections or deemed elections2017-12-310
Balance of carryovers at beginning of current year2017-12-315,929,487
Balance of prefunding at beginning of current year2017-12-318,471,014
Total employer contributions2017-12-31329,418
Total employee contributions2017-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-31315,395
Liquidity shortfalls end of Q12017-12-310
Liquidity shortfalls end of Q22017-12-310
Liquidity shortfalls end of Q32017-12-310
Liquidity shortfalls end of Q42017-12-310
Unpaid minimum required contributions for all prior years2017-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-31315,264
Net shortfall amortization installment of oustanding balance2017-12-310
Waiver amortization installment2017-12-310
Total funding amount beforereflecting carryover/prefunding balances2017-12-31315,264
Carryover balance elected to use to offset funding requirement2017-12-310
Prefunding balance elected to use to offset funding requirement2017-12-310
Additional cash requirement2017-12-31315,264
Contributions allocatedtoward minimum required contributions for current year2017-12-31315,395
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
Total participants, beginning-of-year2017-01-01334
Total number of active participants reported on line 7a of the Form 55002017-01-0199
Number of retired or separated participants receiving benefits2017-01-01121
Number of other retired or separated participants entitled to future benefits2017-01-0179
Total of all active and inactive participants2017-01-01299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0129
Total participants2017-01-01328
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: PENSION PLAN OF ALLEN & COMPANY 2016 401k membership
Market value of plan assets2016-12-3187,795,032
Acturial value of plan assets2016-12-3189,413,620
Funding target for retired participants and beneficiaries receiving payment2016-12-3137,997,009
Number of terminated vested participants2016-12-31127
Fundng target for terminated vested participants2016-12-3116,443,218
Active participant vested funding target2016-12-3122,425,633
Number of active participants2016-12-31112
Total funding liabilities for active participants2016-12-3123,176,986
Total participant count2016-12-31384
Total funding target for all participants2016-12-3177,617,213
Balance at beginning of prior year after applicable adjustments2016-12-315,514,403
Prefunding balance at beginning of prior year after applicable adjustments2016-12-317,873,862
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Prefunding balanced used to offset prior years funding requirement2016-12-310
Amount remaining of carryover balance2016-12-315,514,403
Amount remaining of prefunding balance2016-12-317,873,862
Present value of excess contributions2016-12-31413,220
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-31439,707
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-310
Reductions in prefunding balances due to elections or deemed elections2016-12-310
Balance of carryovers at beginning of current year2016-12-315,637,374
Balance of prefunding at beginning of current year2016-12-318,049,449
Total employer contributions2016-12-31199,183
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-31194,316
Liquidity shortfalls end of Q12016-12-310
Liquidity shortfalls end of Q22016-12-310
Liquidity shortfalls end of Q32016-12-310
Liquidity shortfalls end of Q42016-12-310
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-31345,918
Net shortfall amortization installment of oustanding balance2016-12-310
Waiver amortization installment2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-3139,937
Additional cash requirement2016-12-3139,937
Contributions allocatedtoward minimum required contributions for current year2016-12-31194,316
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-01-01384
Total number of active participants reported on line 7a of the Form 55002016-01-01108
Number of retired or separated participants receiving benefits2016-01-01118
Number of other retired or separated participants entitled to future benefits2016-01-0176
Total of all active and inactive participants2016-01-01302
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0132
Total participants2016-01-01334
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: PENSION PLAN OF ALLEN & COMPANY 2015 401k membership
Total participants, beginning-of-year2015-01-01387
Total number of active participants reported on line 7a of the Form 55002015-01-01112
Number of retired or separated participants receiving benefits2015-01-01113
Number of other retired or separated participants entitled to future benefits2015-01-01123
Total of all active and inactive participants2015-01-01348
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0136
Total participants2015-01-01384
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: PENSION PLAN OF ALLEN & COMPANY 2014 401k membership
Total participants, beginning-of-year2014-01-01389
Total number of active participants reported on line 7a of the Form 55002014-01-01123
Number of retired or separated participants receiving benefits2014-01-01110
Number of other retired or separated participants entitled to future benefits2014-01-01121
Total of all active and inactive participants2014-01-01354
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0133
Total participants2014-01-01387
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: PENSION PLAN OF ALLEN & COMPANY 2013 401k membership
Total participants, beginning-of-year2013-01-01388
Total number of active participants reported on line 7a of the Form 55002013-01-01136
Number of retired or separated participants receiving benefits2013-01-01101
Number of other retired or separated participants entitled to future benefits2013-01-01124
Total of all active and inactive participants2013-01-01361
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0128
Total participants2013-01-01389
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: PENSION PLAN OF ALLEN & COMPANY 2012 401k membership
Total participants, beginning-of-year2012-01-01394
Total number of active participants reported on line 7a of the Form 55002012-01-01148
Number of retired or separated participants receiving benefits2012-01-0194
Number of other retired or separated participants entitled to future benefits2012-01-01120
Total of all active and inactive participants2012-01-01362
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0126
Total participants2012-01-01388
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: PENSION PLAN OF ALLEN & COMPANY 2011 401k membership
Total participants, beginning-of-year2011-01-01396
Total number of active participants reported on line 7a of the Form 55002011-01-01153
Number of retired or separated participants receiving benefits2011-01-0189
Number of other retired or separated participants entitled to future benefits2011-01-01126
Total of all active and inactive participants2011-01-01368
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0126
Total participants2011-01-01394
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2010: PENSION PLAN OF ALLEN & COMPANY 2010 401k membership
Total participants, beginning-of-year2010-01-01413
Total number of active participants reported on line 7a of the Form 55002010-01-01161
Number of retired or separated participants receiving benefits2010-01-0180
Number of other retired or separated participants entitled to future benefits2010-01-01133
Total of all active and inactive participants2010-01-01374
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-0122
Total participants2010-01-01396
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0114
2009: PENSION PLAN OF ALLEN & COMPANY 2009 401k membership
Total participants, beginning-of-year2009-01-01422
Total number of active participants reported on line 7a of the Form 55002009-01-01187
Number of retired or separated participants receiving benefits2009-01-0182
Number of other retired or separated participants entitled to future benefits2009-01-01121
Total of all active and inactive participants2009-01-01390
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0123
Total participants2009-01-01413
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0116

Financial Data on PENSION PLAN OF ALLEN & COMPANY

Measure Date Value
2023 : PENSION PLAN OF ALLEN & COMPANY 2023 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2023-12-31$8,325,733
Total unrealized appreciation/depreciation of assets2023-12-31$8,325,733
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$535,029
Total income from all sources (including contributions)2023-12-31$10,752,515
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$4,235,400
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$4,194,836
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$17,840
Value of total assets at end of year2023-12-31$99,450,767
Value of total assets at beginning of year2023-12-31$93,468,681
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$40,564
Total interest from all sources2023-12-31$1,299,106
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$1,109,836
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$5,000,000
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Assets. Other investments not covered elsewhere at end of year2023-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2023-12-31$235,700
Value of other receiveables (less allowance for doubtful accounts) at end of year2023-12-31$295,580
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2023-12-31$600,467
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2023-12-31$514,029
Liabilities. Value of operating payables at beginning of year2023-12-31$21,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$6,517,115
Value of net assets at end of year (total assets less liabilities)2023-12-31$99,450,767
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$92,933,652
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$40,564
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$62,521,689
Interest earned on other investments2023-12-31$1,299,106
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-12-31$14,075,669
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-12-31$1,511,347
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-12-31$1,511,347
Asset value of US Government securities at end of year2023-12-31$85,079,518
Asset value of US Government securities at beginning of year2023-12-31$14,034,754
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31Yes
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$17,840
Income. Dividends from common stock2023-12-31$1,109,836
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$4,194,836
Asset. Corporate debt instrument debt (other) at end of year2023-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2023-12-31$1,842,724
Assets. Corporate common stocks other than exployer securities at end of year2023-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2023-12-31$12,722,000
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31BDO USA, P.C.
Accountancy firm EIN2023-12-31135381590
2022 : PENSION PLAN OF ALLEN & COMPANY 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-19,445,985
Total unrealized appreciation/depreciation of assets2022-12-31$-19,445,985
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$535,029
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$21,000
Total income from all sources (including contributions)2022-12-31$-17,432,764
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$4,569,585
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$4,507,599
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$103,222
Value of total assets at end of year2022-12-31$93,468,681
Value of total assets at beginning of year2022-12-31$114,957,001
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$61,986
Total interest from all sources2022-12-31$414,731
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,495,268
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Assets. Other investments not covered elsewhere at end of year2022-12-31$235,700
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$459,925
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$600,467
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$40,586
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$514,029
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$0
Liabilities. Value of operating payables at end of year2022-12-31$21,000
Liabilities. Value of operating payables at beginning of year2022-12-31$21,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-22,002,349
Value of net assets at end of year (total assets less liabilities)2022-12-31$92,933,652
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$114,936,001
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$61,986
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$62,521,689
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$83,497,189
Interest earned on other investments2022-12-31$414,731
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$1,511,347
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$2,453,777
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$2,453,777
Asset value of US Government securities at end of year2022-12-31$14,034,754
Asset value of US Government securities at beginning of year2022-12-31$13,021,691
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31Yes
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$103,222
Income. Dividends from common stock2022-12-31$1,495,268
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$4,507,599
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$1,842,724
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$3,641,833
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$12,722,000
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$11,842,000
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BDO USA, P.C.
Accountancy firm EIN2022-12-31135381590
2021 : PENSION PLAN OF ALLEN & COMPANY 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$11,448,402
Total unrealized appreciation/depreciation of assets2021-12-31$11,448,402
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$21,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$70,872
Total income from all sources (including contributions)2021-12-31$13,709,513
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$4,501,112
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$4,401,197
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$167,420
Value of total assets at end of year2021-12-31$114,957,001
Value of total assets at beginning of year2021-12-31$105,798,472
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$99,915
Total interest from all sources2021-12-31$329,947
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,763,744
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Assets. Other investments not covered elsewhere at end of year2021-12-31$459,925
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$794,639
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$40,586
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$44,082
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$49,872
Liabilities. Value of operating payables at end of year2021-12-31$21,000
Liabilities. Value of operating payables at beginning of year2021-12-31$21,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$9,208,401
Value of net assets at end of year (total assets less liabilities)2021-12-31$114,936,001
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$105,727,600
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$99,915
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$83,497,189
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$79,269,169
Interest earned on other investments2021-12-31$329,947
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$2,453,777
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$1,654,480
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$1,654,480
Asset value of US Government securities at end of year2021-12-31$13,021,691
Asset value of US Government securities at beginning of year2021-12-31$8,644,132
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31Yes
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$167,420
Income. Dividends from common stock2021-12-31$1,763,744
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$4,401,197
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$3,641,833
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$4,423,970
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$11,842,000
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$10,968,000
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BDO USA, LLP
Accountancy firm EIN2021-12-31135381590
2020 : PENSION PLAN OF ALLEN & COMPANY 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$9,854,476
Total unrealized appreciation/depreciation of assets2020-12-31$9,854,476
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$70,872
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$21,542
Total income from all sources (including contributions)2020-12-31$12,445,620
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$4,264,718
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$4,168,334
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$213,491
Value of total assets at end of year2020-12-31$105,798,472
Value of total assets at beginning of year2020-12-31$97,568,240
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$96,384
Total interest from all sources2020-12-31$391,551
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,986,102
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Assets. Other investments not covered elsewhere at end of year2020-12-31$794,639
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$837,160
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$44,082
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$62,720
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$49,872
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$542
Liabilities. Value of operating payables at end of year2020-12-31$21,000
Liabilities. Value of operating payables at beginning of year2020-12-31$21,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$8,180,902
Value of net assets at end of year (total assets less liabilities)2020-12-31$105,727,600
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$97,546,698
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$96,384
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$79,269,169
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$69,869,332
Interest earned on other investments2020-12-31$391,551
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$1,654,480
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$1,993,859
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$1,993,859
Asset value of US Government securities at end of year2020-12-31$8,644,132
Asset value of US Government securities at beginning of year2020-12-31$9,182,223
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31Yes
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$213,491
Income. Dividends from common stock2020-12-31$1,986,102
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$4,168,334
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$4,423,970
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$4,552,946
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$10,968,000
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$11,070,000
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31KPMG
Accountancy firm EIN2020-12-31135565207
2019 : PENSION PLAN OF ALLEN & COMPANY 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$13,992,023
Total unrealized appreciation/depreciation of assets2019-12-31$13,992,023
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$21,542
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$222,037
Total income from all sources (including contributions)2019-12-31$16,615,291
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$4,276,203
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,191,499
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$274,931
Value of total assets at end of year2019-12-31$97,568,240
Value of total assets at beginning of year2019-12-31$85,429,647
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$84,704
Total interest from all sources2019-12-31$501,524
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,846,813
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Assets. Other investments not covered elsewhere at end of year2019-12-31$837,160
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$647,925
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$62,720
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$78,524
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$542
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$201,037
Administrative expenses (other) incurred2019-12-31$-5,319
Liabilities. Value of operating payables at end of year2019-12-31$21,000
Liabilities. Value of operating payables at beginning of year2019-12-31$21,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$12,339,088
Value of net assets at end of year (total assets less liabilities)2019-12-31$97,546,698
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$85,207,610
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$90,023
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$69,869,332
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$59,495,367
Interest earned on other investments2019-12-31$501,524
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$1,993,859
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,193,602
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,193,602
Asset value of US Government securities at end of year2019-12-31$9,182,223
Asset value of US Government securities at beginning of year2019-12-31$10,612,181
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$274,931
Income. Dividends from common stock2019-12-31$1,846,813
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,191,499
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$4,552,946
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$3,932,048
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$11,070,000
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$9,470,000
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31KPMG
Accountancy firm EIN2019-12-31135565207
2018 : PENSION PLAN OF ALLEN & COMPANY 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-2,977,193
Total unrealized appreciation/depreciation of assets2018-12-31$-2,977,193
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$222,037
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$86,170
Total income from all sources (including contributions)2018-12-31$-559,719
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$4,127,032
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$4,041,865
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$302,089
Value of total assets at end of year2018-12-31$85,429,647
Value of total assets at beginning of year2018-12-31$89,980,531
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$85,167
Total interest from all sources2018-12-31$430,814
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,684,305
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Assets. Other investments not covered elsewhere at end of year2018-12-31$647,925
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$528,372
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$78,524
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$48,661
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$201,037
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$65,170
Other income not declared elsewhere2018-12-31$266
Liabilities. Value of operating payables at end of year2018-12-31$21,000
Liabilities. Value of operating payables at beginning of year2018-12-31$21,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-4,686,751
Value of net assets at end of year (total assets less liabilities)2018-12-31$85,207,610
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$89,894,361
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$85,167
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$59,495,367
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$65,606,047
Interest earned on other investments2018-12-31$430,814
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$1,193,602
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$2,473,796
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$2,473,796
Asset value of US Government securities at end of year2018-12-31$10,612,181
Asset value of US Government securities at beginning of year2018-12-31$7,718,342
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$302,089
Income. Dividends from common stock2018-12-31$1,684,305
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$4,041,865
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$3,932,048
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$4,429,313
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$9,470,000
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$9,176,000
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31KPMG
Accountancy firm EIN2018-12-31135565207
2017 : PENSION PLAN OF ALLEN & COMPANY 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$10,174,742
Total unrealized appreciation/depreciation of assets2017-12-31$10,174,742
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$86,170
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$118,987
Total income from all sources (including contributions)2017-12-31$12,555,741
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$4,010,243
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,925,910
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$329,418
Value of total assets at end of year2017-12-31$89,980,531
Value of total assets at beginning of year2017-12-31$81,467,850
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$84,333
Total interest from all sources2017-12-31$323,591
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,727,990
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Assets. Other investments not covered elsewhere at end of year2017-12-31$528,372
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$288,378
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$48,661
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$47,379
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$65,170
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$98,199
Liabilities. Value of operating payables at end of year2017-12-31$21,000
Liabilities. Value of operating payables at beginning of year2017-12-31$20,788
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$8,545,498
Value of net assets at end of year (total assets less liabilities)2017-12-31$89,894,361
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$81,348,863
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$84,333
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$65,606,047
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$58,001,540
Interest earned on other investments2017-12-31$323,591
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$2,473,796
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$2,647,095
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$2,647,095
Asset value of US Government securities at end of year2017-12-31$7,718,342
Asset value of US Government securities at beginning of year2017-12-31$8,009,585
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$329,418
Income. Dividends from common stock2017-12-31$1,727,990
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,925,910
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$4,429,313
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$4,181,873
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$9,176,000
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$8,292,000
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31KPMG
Accountancy firm EIN2017-12-31135565207
2016 : PENSION PLAN OF ALLEN & COMPANY 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$2,235,474
Total unrealized appreciation/depreciation of assets2016-12-31$2,235,474
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$118,987
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$147,409
Total income from all sources (including contributions)2016-12-31$4,469,344
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$10,915,513
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$10,825,349
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$199,183
Value of total assets at end of year2016-12-31$81,467,850
Value of total assets at beginning of year2016-12-31$87,942,441
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$90,164
Total interest from all sources2016-12-31$341,739
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,691,816
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Assets. Other investments not covered elsewhere at end of year2016-12-31$288,378
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$310,745
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$47,379
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$45,344
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$98,199
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$124,999
Other income not declared elsewhere2016-12-31$1,132
Liabilities. Value of operating payables at end of year2016-12-31$20,788
Liabilities. Value of operating payables at beginning of year2016-12-31$22,410
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-6,446,169
Value of net assets at end of year (total assets less liabilities)2016-12-31$81,348,863
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$87,795,032
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$90,164
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$38,372,943
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$43,582,607
Interest earned on other investments2016-12-31$341,739
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$1,904,839
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$238,498
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$238,498
Asset value of US Government securities at end of year2016-12-31$18,341,667
Asset value of US Government securities at beginning of year2016-12-31$19,590,402
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$199,183
Income. Dividends from common stock2016-12-31$1,691,816
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$10,825,349
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$13,478,388
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$14,356,935
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$9,034,256
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$9,817,910
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31KPMG
Accountancy firm EIN2016-12-31135565207
2015 : PENSION PLAN OF ALLEN & COMPANY 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$102,365
Total unrealized appreciation/depreciation of assets2015-12-31$102,365
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$147,409
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$246,021
Total income from all sources (including contributions)2015-12-31$2,863,200
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$3,598,096
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,508,930
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$833,050
Value of total assets at end of year2015-12-31$87,942,441
Value of total assets at beginning of year2015-12-31$88,775,949
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$89,166
Total interest from all sources2015-12-31$354,604
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,573,181
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Assets. Other investments not covered elsewhere at end of year2015-12-31$310,745
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$479,950
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$45,344
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$67,776
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$124,999
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$223,777
Liabilities. Value of operating payables at end of year2015-12-31$22,410
Liabilities. Value of operating payables at beginning of year2015-12-31$22,244
Total non interest bearing cash at beginning of year2015-12-31$102
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-734,896
Value of net assets at end of year (total assets less liabilities)2015-12-31$87,795,032
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$88,529,928
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$0
Assets. partnership/joint venture interests at beginning of year2015-12-31$603,131
Investment advisory and management fees2015-12-31$89,166
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$43,582,607
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$43,254,457
Interest earned on other investments2015-12-31$354,604
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$238,498
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$1,019,854
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$1,019,854
Asset value of US Government securities at end of year2015-12-31$19,590,402
Asset value of US Government securities at beginning of year2015-12-31$21,722,200
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$833,050
Income. Dividends from common stock2015-12-31$1,573,181
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,508,930
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$14,356,935
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$11,946,994
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$9,817,910
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$9,681,485
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31KPMG
Accountancy firm EIN2015-12-31135565207
2014 : PENSION PLAN OF ALLEN & COMPANY 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$4,857,107
Total unrealized appreciation/depreciation of assets2014-12-31$4,857,107
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$246,021
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$151,538
Total income from all sources (including contributions)2014-12-31$8,076,620
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$3,483,603
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,396,838
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,297,504
Value of total assets at end of year2014-12-31$88,775,949
Value of total assets at beginning of year2014-12-31$84,088,449
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$86,765
Total interest from all sources2014-12-31$405,420
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,516,589
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Assets. Other investments not covered elsewhere at end of year2014-12-31$479,950
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$352,593
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$67,776
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$200,591
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$223,777
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$130,584
Liabilities. Value of operating payables at end of year2014-12-31$22,244
Liabilities. Value of operating payables at beginning of year2014-12-31$20,954
Total non interest bearing cash at end of year2014-12-31$102
Total non interest bearing cash at beginning of year2014-12-31$4
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$4,593,017
Value of net assets at end of year (total assets less liabilities)2014-12-31$88,529,928
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$83,936,911
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$603,131
Assets. partnership/joint venture interests at beginning of year2014-12-31$5,516,972
Investment advisory and management fees2014-12-31$86,765
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$43,254,457
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$33,041,959
Interest earned on other investments2014-12-31$405,420
Value of interest in common/collective trusts at beginning of year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$1,019,854
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$3,876,659
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$3,876,659
Asset value of US Government securities at end of year2014-12-31$21,722,200
Asset value of US Government securities at beginning of year2014-12-31$20,268,671
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,297,504
Income. Dividends from common stock2014-12-31$1,516,589
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,396,838
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$11,946,994
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$11,105,909
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$9,681,485
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$9,725,091
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31KPMG
Accountancy firm EIN2014-12-31135565207
2013 : PENSION PLAN OF ALLEN & COMPANY 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$8,406,592
Total unrealized appreciation/depreciation of assets2013-12-31$8,406,592
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$151,538
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$455,513
Total income from all sources (including contributions)2013-12-31$14,851,425
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$3,100,062
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,016,683
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$4,737,794
Value of total assets at end of year2013-12-31$84,088,449
Value of total assets at beginning of year2013-12-31$72,641,061
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$83,379
Total interest from all sources2013-12-31$1,163,098
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$543,941
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Assets. Other investments not covered elsewhere at end of year2013-12-31$352,593
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$273,453
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$200,591
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$245,244
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$130,584
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$434,205
Liabilities. Value of operating payables at end of year2013-12-31$20,954
Liabilities. Value of operating payables at beginning of year2013-12-31$21,308
Total non interest bearing cash at end of year2013-12-31$4
Total non interest bearing cash at beginning of year2013-12-31$963
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$11,751,363
Value of net assets at end of year (total assets less liabilities)2013-12-31$83,936,911
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$72,185,548
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$5,516,972
Assets. partnership/joint venture interests at beginning of year2013-12-31$4,943,974
Investment advisory and management fees2013-12-31$83,379
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$33,041,959
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$22,164,381
Interest earned on other investments2013-12-31$1,163,098
Value of interest in common/collective trusts at end of year2013-12-31$0
Value of interest in common/collective trusts at beginning of year2013-12-31$3,931,522
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$3,876,659
Asset value of US Government securities at end of year2013-12-31$20,268,671
Asset value of US Government securities at beginning of year2013-12-31$22,714,752
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$4,737,794
Income. Dividends from common stock2013-12-31$543,941
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,016,683
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$11,105,909
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$10,358,135
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$9,725,091
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$8,008,637
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31KPMG
Accountancy firm EIN2013-12-31135565207
2012 : PENSION PLAN OF ALLEN & COMPANY 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$4,140,378
Total unrealized appreciation/depreciation of assets2012-12-31$4,140,378
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$455,513
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$588,329
Total income from all sources (including contributions)2012-12-31$9,538,148
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$2,875,267
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,792,050
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,631,958
Value of total assets at end of year2012-12-31$72,641,061
Value of total assets at beginning of year2012-12-31$66,110,996
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$83,217
Total interest from all sources2012-12-31$1,275,706
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$490,106
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Assets. Other investments not covered elsewhere at end of year2012-12-31$273,453
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$369,895
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$245,244
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$239,698
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$434,205
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$568,043
Liabilities. Value of operating payables at end of year2012-12-31$21,308
Liabilities. Value of operating payables at beginning of year2012-12-31$20,286
Total non interest bearing cash at end of year2012-12-31$963
Total non interest bearing cash at beginning of year2012-12-31$965
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$6,662,881
Value of net assets at end of year (total assets less liabilities)2012-12-31$72,185,548
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$65,522,667
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at end of year2012-12-31$4,943,974
Assets. partnership/joint venture interests at beginning of year2012-12-31$4,593,913
Investment advisory and management fees2012-12-31$83,217
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$22,164,381
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$18,904,301
Value of interest in common/collective trusts at end of year2012-12-31$3,931,522
Value of interest in common/collective trusts at beginning of year2012-12-31$2,886,487
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$1,275,706
Asset value of US Government securities at end of year2012-12-31$22,714,752
Asset value of US Government securities at beginning of year2012-12-31$21,244,452
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$3,631,958
Income. Dividends from preferred stock2012-12-31$490,106
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,792,050
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$10,358,135
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$9,723,091
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$8,008,637
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$8,148,194
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31DELOITTE & TOUCHE, LLP
Accountancy firm EIN2012-12-31133891517
2011 : PENSION PLAN OF ALLEN & COMPANY 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$395,264
Total unrealized appreciation/depreciation of assets2011-12-31$395,264
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$588,329
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$308,659
Total income from all sources (including contributions)2011-12-31$3,897,158
Total loss/gain on sale of assets2011-12-31$290,404
Total of all expenses incurred2011-12-31$2,614,233
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,535,351
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,495,000
Value of total assets at end of year2011-12-31$66,110,996
Value of total assets at beginning of year2011-12-31$64,548,401
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$78,882
Total interest from all sources2011-12-31$1,314,782
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$401,708
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$434
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Assets. Other investments not covered elsewhere at end of year2011-12-31$369,895
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$240,977
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$239,698
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$254,400
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$568,043
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$287,150
Liabilities. Value of operating payables at end of year2011-12-31$20,286
Liabilities. Value of operating payables at beginning of year2011-12-31$21,509
Total non interest bearing cash at end of year2011-12-31$965
Total non interest bearing cash at beginning of year2011-12-31$58
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,282,925
Value of net assets at end of year (total assets less liabilities)2011-12-31$65,522,667
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$64,239,742
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$4,593,913
Assets. partnership/joint venture interests at beginning of year2011-12-31$4,649,876
Investment advisory and management fees2011-12-31$78,882
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$18,904,301
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$14,190,918
Interest earned on other investments2011-12-31$1,314,782
Value of interest in common/collective trusts at end of year2011-12-31$2,886,487
Value of interest in common/collective trusts at beginning of year2011-12-31$4,738,829
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$1,628,412
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$1,628,412
Asset value of US Government securities at end of year2011-12-31$21,244,452
Asset value of US Government securities at beginning of year2011-12-31$18,949,194
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,495,000
Employer contributions (assets) at beginning of year2011-12-31$0
Income. Dividends from preferred stock2011-12-31$401,708
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,535,351
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$9,723,091
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$13,318,303
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$8,148,194
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$6,577,000
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$58,099,287
Aggregate carrying amount (costs) on sale of assets2011-12-31$57,808,883
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31DELOITTE & TOUCHE, LLP
Accountancy firm EIN2011-12-31133891517
2010 : PENSION PLAN OF ALLEN & COMPANY 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$3,279,389
Total unrealized appreciation/depreciation of assets2010-12-31$3,279,389
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$308,659
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$20,153
Total income from all sources (including contributions)2010-12-31$7,001,773
Total loss/gain on sale of assets2010-12-31$807,281
Total of all expenses incurred2010-12-31$2,379,665
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,295,333
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,124,956
Value of total assets at end of year2010-12-31$64,548,401
Value of total assets at beginning of year2010-12-31$59,637,787
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$84,332
Total interest from all sources2010-12-31$1,441,315
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$348,832
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$168,891
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$434
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$853
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Assets. Other investments not covered elsewhere at end of year2010-12-31$240,977
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$293,588
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$254,400
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$276,948
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$287,150
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Liabilities. Value of operating payables at end of year2010-12-31$21,509
Liabilities. Value of operating payables at beginning of year2010-12-31$20,153
Total non interest bearing cash at end of year2010-12-31$58
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$4,622,108
Value of net assets at end of year (total assets less liabilities)2010-12-31$64,239,742
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$59,617,634
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$4,649,876
Assets. partnership/joint venture interests at beginning of year2010-12-31$3,865,881
Investment advisory and management fees2010-12-31$84,332
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$14,190,918
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$12,350,984
Interest earned on other investments2010-12-31$1,441,315
Value of interest in common/collective trusts at end of year2010-12-31$4,738,829
Value of interest in common/collective trusts at beginning of year2010-12-31$5,732,568
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$1,628,412
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$0
Asset value of US Government securities at end of year2010-12-31$18,949,194
Asset value of US Government securities at beginning of year2010-12-31$15,496,729
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,124,956
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$0
Income. Dividends from common stock2010-12-31$179,941
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,295,333
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$13,318,303
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$14,701,096
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$6,577,000
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$6,919,140
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$57,315,171
Aggregate carrying amount (costs) on sale of assets2010-12-31$56,507,890
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31DELOITTE & TOUCHE, LLP
Accountancy firm EIN2010-12-31133891517
2009 : PENSION PLAN OF ALLEN & COMPANY 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for PENSION PLAN OF ALLEN & COMPANY

2023: PENSION PLAN OF ALLEN & COMPANY 2023 form 5500 responses
2023-01-01Type of plan entityMulitple employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: PENSION PLAN OF ALLEN & COMPANY 2022 form 5500 responses
2022-01-01Type of plan entityMulitple employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: PENSION PLAN OF ALLEN & COMPANY 2021 form 5500 responses
2021-01-01Type of plan entityMulitple employer plan
2021-01-01Submission has been amendedYes
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: PENSION PLAN OF ALLEN & COMPANY 2020 form 5500 responses
2020-01-01Type of plan entityMulitple employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: PENSION PLAN OF ALLEN & COMPANY 2019 form 5500 responses
2019-01-01Type of plan entityMulitple employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: PENSION PLAN OF ALLEN & COMPANY 2018 form 5500 responses
2018-01-01Type of plan entityMulitple employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: PENSION PLAN OF ALLEN & COMPANY 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: PENSION PLAN OF ALLEN & COMPANY 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: PENSION PLAN OF ALLEN & COMPANY 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: PENSION PLAN OF ALLEN & COMPANY 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: PENSION PLAN OF ALLEN & COMPANY 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: PENSION PLAN OF ALLEN & COMPANY 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PENSION PLAN OF ALLEN & COMPANY 2011 form 5500 responses
2011-01-01Type of plan entityMulitple employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: PENSION PLAN OF ALLEN & COMPANY 2010 form 5500 responses
2010-01-01Type of plan entityMulitple employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: PENSION PLAN OF ALLEN & COMPANY 2009 form 5500 responses
2009-01-01Type of plan entityMulitple employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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