ALLEN OPERATIONS LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan THE ALLEN & COMPANY 401(K) SAVINGS PLAN
Measure | Date | Value |
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2023 : THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2023 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
Total income from all sources (including contributions) | 2023-12-31 | $18,639,584 |
Total loss/gain on sale of assets | 2023-12-31 | $0 |
Total of all expenses incurred | 2023-12-31 | $3,953,711 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $3,952,903 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $4,330,807 |
Value of total assets at end of year | 2023-12-31 | $99,739,477 |
Value of total assets at beginning of year | 2023-12-31 | $85,053,604 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $808 |
Total interest from all sources | 2023-12-31 | $20,128 |
Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $4,048,498 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $4,048,498 |
Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
Value of fidelity bond cover | 2023-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
Contributions received from participants | 2023-12-31 | $3,695,907 |
Participant contributions at end of year | 2023-12-31 | $314,916 |
Participant contributions at beginning of year | 2023-12-31 | $409,553 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
Value of net income/loss | 2023-12-31 | $14,685,873 |
Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $99,739,477 |
Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $85,053,604 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $99,424,561 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $84,644,051 |
Interest on participant loans | 2023-12-31 | $20,128 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $10,240,151 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
Contributions received in cash from employer | 2023-12-31 | $634,900 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $3,952,903 |
Did the plan have assets held for investment | 2023-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
Accountancy firm name | 2023-12-31 | BDO USA, P.C. |
Accountancy firm EIN | 2023-12-31 | 135381590 |
2022 : THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-12,764,110 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $2,648,394 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $2,647,199 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $4,647,365 |
Value of total assets at end of year | 2022-12-31 | $85,053,604 |
Value of total assets at beginning of year | 2022-12-31 | $100,466,108 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $1,195 |
Total interest from all sources | 2022-12-31 | $17,145 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $5,055,668 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $5,055,668 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $3,239,740 |
Participant contributions at end of year | 2022-12-31 | $409,553 |
Participant contributions at beginning of year | 2022-12-31 | $318,644 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $728,767 |
Administrative expenses (other) incurred | 2022-12-31 | $1,195 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-15,412,504 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $85,053,604 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $100,466,108 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $84,644,051 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $100,147,464 |
Interest on participant loans | 2022-12-31 | $17,145 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-22,484,288 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $678,858 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $2,647,199 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | BDO USA, P.C. |
Accountancy firm EIN | 2022-12-31 | 135381590 |
2021 : THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $15,842,928 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $1,072,703 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $1,072,003 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $3,866,630 |
Value of total assets at end of year | 2021-12-31 | $100,466,108 |
Value of total assets at beginning of year | 2021-12-31 | $85,695,883 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $700 |
Total interest from all sources | 2021-12-31 | $14,580 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $7,992,551 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $7,992,551 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $3,203,396 |
Participant contributions at end of year | 2021-12-31 | $318,644 |
Participant contributions at beginning of year | 2021-12-31 | $290,290 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $5,163 |
Administrative expenses (other) incurred | 2021-12-31 | $700 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $14,770,225 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $100,466,108 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $85,695,883 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $100,147,464 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $85,405,593 |
Interest on participant loans | 2021-12-31 | $14,580 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $3,969,167 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $658,071 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $1,072,003 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | BDO USA, LLP |
Accountancy firm EIN | 2021-12-31 | 135381590 |
2020 : THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $17,814,179 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $2,840,279 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $2,839,709 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $3,770,926 |
Value of total assets at end of year | 2020-12-31 | $85,695,883 |
Value of total assets at beginning of year | 2020-12-31 | $70,721,983 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $570 |
Total interest from all sources | 2020-12-31 | $14,179 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $4,514,374 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $4,514,374 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $2,918,411 |
Participant contributions at end of year | 2020-12-31 | $290,290 |
Participant contributions at beginning of year | 2020-12-31 | $263,246 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $275,169 |
Administrative expenses (other) incurred | 2020-12-31 | $570 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $14,973,900 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $85,695,883 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $70,721,983 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $85,405,593 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $70,458,737 |
Interest on participant loans | 2020-12-31 | $14,179 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $9,514,700 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $577,346 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $2,839,709 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | KPMG LLP |
Accountancy firm EIN | 2020-12-31 | 135565207 |
2019 : THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $16,620,123 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $2,957,736 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $2,957,146 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $3,637,608 |
Value of total assets at end of year | 2019-12-31 | $70,721,983 |
Value of total assets at beginning of year | 2019-12-31 | $57,059,596 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $590 |
Total interest from all sources | 2019-12-31 | $16,524 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $3,415,148 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $3,415,148 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $3,006,151 |
Participant contributions at end of year | 2019-12-31 | $263,246 |
Participant contributions at beginning of year | 2019-12-31 | $319,988 |
Administrative expenses (other) incurred | 2019-12-31 | $590 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $13,662,387 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $70,721,983 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $57,059,596 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $70,458,737 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $56,739,608 |
Interest on participant loans | 2019-12-31 | $16,524 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $9,550,843 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $631,457 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $2,957,146 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | KPMG LLP |
Accountancy firm EIN | 2019-12-31 | 135565207 |
2018 : THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $1,343,312 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $1,932,749 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $1,932,059 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $3,827,413 |
Value of total assets at end of year | 2018-12-31 | $57,059,596 |
Value of total assets at beginning of year | 2018-12-31 | $57,649,033 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $690 |
Total interest from all sources | 2018-12-31 | $17,873 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $3,942,032 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $3,942,032 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $2,831,200 |
Participant contributions at end of year | 2018-12-31 | $319,988 |
Participant contributions at beginning of year | 2018-12-31 | $416,943 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $396,652 |
Administrative expenses (other) incurred | 2018-12-31 | $690 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-589,437 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $57,059,596 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $57,649,033 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $56,739,608 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $57,232,090 |
Interest on participant loans | 2018-12-31 | $17,873 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-6,444,006 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $599,561 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $1,932,059 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | KPMG LLP |
Accountancy firm EIN | 2018-12-31 | 135565207 |
2017 : THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $11,912,878 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $634,661 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $633,761 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $3,365,624 |
Value of total assets at end of year | 2017-12-31 | $57,649,033 |
Value of total assets at beginning of year | 2017-12-31 | $46,370,816 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $900 |
Total interest from all sources | 2017-12-31 | $19,708 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $3,117,469 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $3,117,469 |
Administrative expenses professional fees incurred | 2017-12-31 | $300 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $2,587,574 |
Participant contributions at end of year | 2017-12-31 | $416,943 |
Participant contributions at beginning of year | 2017-12-31 | $431,772 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $220,537 |
Administrative expenses (other) incurred | 2017-12-31 | $600 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $11,278,217 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $57,649,033 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $46,370,816 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $57,232,090 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $45,939,044 |
Interest on participant loans | 2017-12-31 | $19,708 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $5,410,077 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $557,513 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $633,761 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | KPMG LLP |
Accountancy firm EIN | 2017-12-31 | 135565207 |
2016 : THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $6,382,286 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $1,470,289 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $1,469,509 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $3,339,219 |
Value of total assets at end of year | 2016-12-31 | $46,370,816 |
Value of total assets at beginning of year | 2016-12-31 | $41,458,819 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $780 |
Total interest from all sources | 2016-12-31 | $15,805 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $1,550,402 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $1,550,402 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $2,382,796 |
Participant contributions at end of year | 2016-12-31 | $431,772 |
Participant contributions at beginning of year | 2016-12-31 | $295,213 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $463,026 |
Administrative expenses (other) incurred | 2016-12-31 | $780 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $4,911,997 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $46,370,816 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $41,458,819 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $45,939,044 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $41,163,606 |
Interest on participant loans | 2016-12-31 | $15,805 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $1,476,860 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $493,397 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $1,469,509 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | KPMG LLP |
Accountancy firm EIN | 2016-12-31 | 135565207 |
2015 : THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $3,230,907 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $1,041,846 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $1,038,236 |
Value of total corrective distributions | 2015-12-31 | $3,260 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $3,392,429 |
Value of total assets at end of year | 2015-12-31 | $41,458,819 |
Value of total assets at beginning of year | 2015-12-31 | $39,269,758 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $350 |
Total interest from all sources | 2015-12-31 | $11,594 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $1,993,319 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $1,993,319 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $2,363,402 |
Participant contributions at end of year | 2015-12-31 | $295,213 |
Participant contributions at beginning of year | 2015-12-31 | $329,371 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $524,286 |
Administrative expenses (other) incurred | 2015-12-31 | $350 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $2,189,061 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $41,458,819 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $39,269,758 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $41,163,606 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $38,940,387 |
Interest on participant loans | 2015-12-31 | $11,594 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-2,166,435 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $504,741 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $1,038,236 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | KPMG LLP |
Accountancy firm EIN | 2015-12-31 | 135565207 |
2014 : THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $4,725,330 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $2,313,621 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $2,313,021 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $2,993,275 |
Value of total assets at end of year | 2014-12-31 | $39,269,758 |
Value of total assets at beginning of year | 2014-12-31 | $36,858,049 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $600 |
Total interest from all sources | 2014-12-31 | $14,319 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $2,229,174 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $2,229,174 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $2,325,410 |
Participant contributions at end of year | 2014-12-31 | $329,371 |
Participant contributions at beginning of year | 2014-12-31 | $322,596 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $86,075 |
Administrative expenses (other) incurred | 2014-12-31 | $600 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $2,411,709 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $39,269,758 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $36,858,049 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $38,940,387 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $36,535,453 |
Interest on participant loans | 2014-12-31 | $14,319 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $-511,438 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $581,790 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $2,313,021 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | KPMG LLP |
Accountancy firm EIN | 2014-12-31 | 135565207 |
2013 : THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $8,875,606 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $1,471,615 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,471,215 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $2,939,368 |
Value of total assets at end of year | 2013-12-31 | $36,858,049 |
Value of total assets at beginning of year | 2013-12-31 | $29,454,058 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $400 |
Total interest from all sources | 2013-12-31 | $14,809 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $1,508,137 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $1,508,137 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $2,259,017 |
Participant contributions at end of year | 2013-12-31 | $322,596 |
Participant contributions at beginning of year | 2013-12-31 | $357,486 |
Participant contributions at end of year | 2013-12-31 | $0 |
Participant contributions at beginning of year | 2013-12-31 | $39,500 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $264,279 |
Administrative expenses (other) incurred | 2013-12-31 | $400 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $7,403,991 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $36,858,049 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $29,454,058 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $36,535,453 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $29,057,072 |
Interest on participant loans | 2013-12-31 | $14,809 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $4,413,292 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $416,072 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,471,215 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | KPMG LLP |
Accountancy firm EIN | 2013-12-31 | 135565207 |
2012 : THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $5,907,245 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $1,334,307 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,333,707 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $2,701,217 |
Value of total assets at end of year | 2012-12-31 | $29,454,058 |
Value of total assets at beginning of year | 2012-12-31 | $24,881,120 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $600 |
Total interest from all sources | 2012-12-31 | $12,047 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $840,185 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $840,185 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $2,383,390 |
Participant contributions at end of year | 2012-12-31 | $357,486 |
Participant contributions at beginning of year | 2012-12-31 | $199,482 |
Participant contributions at end of year | 2012-12-31 | $39,500 |
Participant contributions at beginning of year | 2012-12-31 | $10,500 |
Administrative expenses (other) incurred | 2012-12-31 | $600 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $4,572,938 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $29,454,058 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $24,881,120 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $29,057,072 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $24,671,138 |
Interest on participant loans | 2012-12-31 | $12,047 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $2,353,796 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $317,827 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,333,707 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2012-12-31 | 133891517 |
2011 : THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $2,102,264 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $343,933 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $336,522 |
Value of total corrective distributions | 2011-12-31 | $7,111 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $2,517,734 |
Value of total assets at end of year | 2011-12-31 | $24,881,120 |
Value of total assets at beginning of year | 2011-12-31 | $23,122,789 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $300 |
Total interest from all sources | 2011-12-31 | $10,678 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $847,567 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $847,567 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $1,802,461 |
Participant contributions at end of year | 2011-12-31 | $199,482 |
Participant contributions at beginning of year | 2011-12-31 | $226,107 |
Participant contributions at end of year | 2011-12-31 | $10,500 |
Participant contributions at beginning of year | 2011-12-31 | $53,487 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $463,849 |
Administrative expenses (other) incurred | 2011-12-31 | $300 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $1,758,331 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $24,881,120 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $23,122,789 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $24,671,138 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $22,837,756 |
Interest on participant loans | 2011-12-31 | $10,678 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-1,273,715 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $251,424 |
Employer contributions (assets) at end of year | 2011-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $5,439 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $336,522 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2011-12-31 | 133891517 |
2010 : THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2010 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $4,900,712 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $1,021,332 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $1,016,655 |
Value of total corrective distributions | 2010-12-31 | $4,077 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $1,889,831 |
Value of total assets at end of year | 2010-12-31 | $23,122,789 |
Value of total assets at beginning of year | 2010-12-31 | $19,243,409 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $600 |
Total interest from all sources | 2010-12-31 | $9,828 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $466,821 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $466,821 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $1,703,416 |
Participant contributions at end of year | 2010-12-31 | $226,107 |
Participant contributions at beginning of year | 2010-12-31 | $173,358 |
Participant contributions at end of year | 2010-12-31 | $53,487 |
Participant contributions at beginning of year | 2010-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $39,127 |
Administrative expenses (other) incurred | 2010-12-31 | $600 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $3,879,380 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $23,122,789 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $19,243,409 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $22,837,756 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $18,660,988 |
Value of interest in pooled separate accounts at end of year | 2010-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $409,063 |
Interest on participant loans | 2010-12-31 | $9,828 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $2,528,934 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $5,298 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $147,288 |
Employer contributions (assets) at end of year | 2010-12-31 | $5,439 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $1,016,655 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | DELOITTE & TOUCHE |
Accountancy firm EIN | 2010-12-31 | 133891517 |
2009 : THE ALLEN & COMPANY 401(K) SAVINGS PLAN 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |