INNOVATIVE CAPITAL ADVISORS, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan INNOVATIVE CAPITAL ADVISORS, LLC 401(K) PLAN
Measure | Date | Value |
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2016: INNOVATIVE CAPITAL ADVISORS, LLC 401(K) PLAN 2016 401k membership |
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Total participants, beginning-of-year | 2016-01-01 | 7 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 8 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 0 |
Total of all active and inactive participants | 2016-01-01 | 8 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
Total participants | 2016-01-01 | 8 |
Number of participants with account balances | 2016-01-01 | 3 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
2015: INNOVATIVE CAPITAL ADVISORS, LLC 401(K) PLAN 2015 401k membership |
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Total participants, beginning-of-year | 2015-01-01 | 7 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 7 |
Total of all active and inactive participants | 2015-01-01 | 7 |
Total participants | 2015-01-01 | 7 |
Number of participants with account balances | 2015-01-01 | 3 |
2014: INNOVATIVE CAPITAL ADVISORS, LLC 401(K) PLAN 2014 401k membership |
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Total participants, beginning-of-year | 2014-01-01 | 8 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 7 |
Total of all active and inactive participants | 2014-01-01 | 7 |
Total participants | 2014-01-01 | 7 |
Number of participants with account balances | 2014-01-01 | 3 |
2013: INNOVATIVE CAPITAL ADVISORS, LLC 401(K) PLAN 2013 401k membership |
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Total participants, beginning-of-year | 2013-01-01 | 8 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 8 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 0 |
Total of all active and inactive participants | 2013-01-01 | 8 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
Total participants | 2013-01-01 | 8 |
Number of participants with account balances | 2013-01-01 | 3 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
2012: INNOVATIVE CAPITAL ADVISORS, LLC 401(K) PLAN 2012 401k membership |
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Total participants, beginning-of-year | 2012-01-01 | 7 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 8 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 0 |
Total of all active and inactive participants | 2012-01-01 | 8 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
Total participants | 2012-01-01 | 8 |
Number of participants with account balances | 2012-01-01 | 3 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
2011: INNOVATIVE CAPITAL ADVISORS, LLC 401(K) PLAN 2011 401k membership |
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Total participants, beginning-of-year | 2011-01-01 | 7 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 7 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 0 |
Total of all active and inactive participants | 2011-01-01 | 7 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 7 |
Number of participants with account balances | 2011-01-01 | 3 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
2009: INNOVATIVE CAPITAL ADVISORS, LLC 401(K) PLAN 2009 401k membership |
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Total participants, beginning-of-year | 2009-01-01 | 7 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 7 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 0 |
Total of all active and inactive participants | 2009-01-01 | 7 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 7 |
Number of participants with account balances | 2009-01-01 | 3 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
Measure | Date | Value |
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2016 : INNOVATIVE CAPITAL ADVISORS, LLC 401(K) PLAN 2016 401k financial data |
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Transfers to/from the plan | 2016-12-31 | $0 |
Total plan liabilities at end of year | 2016-12-31 | $0 |
Total plan liabilities at beginning of year | 2016-12-31 | $0 |
Total income from all sources | 2016-12-31 | $52,131 |
Expenses. Total of all expenses incurred | 2016-12-31 | $4,090 |
Benefits paid (including direct rollovers) | 2016-12-31 | $4,000 |
Total plan assets at end of year | 2016-12-31 | $342,303 |
Total plan assets at beginning of year | 2016-12-31 | $294,262 |
Value of fidelity bond covering the plan | 2016-12-31 | $20,000 |
Total contributions received or receivable from participants | 2016-12-31 | $27,878 |
Expenses. Other expenses not covered elsewhere | 2016-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2016-12-31 | $0 |
Other income received | 2016-12-31 | $24,253 |
Noncash contributions received | 2016-12-31 | $0 |
Net income (gross income less expenses) | 2016-12-31 | $48,041 |
Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $342,303 |
Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $294,262 |
Assets. Value of participant loans | 2016-12-31 | $10,174 |
Total contributions received or receivable from employer(s) | 2016-12-31 | $0 |
Value of certain deemed distributions of participant loans | 2016-12-31 | $0 |
Value of corrective distributions | 2016-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2016-12-31 | $90 |
2015 : INNOVATIVE CAPITAL ADVISORS, LLC 401(K) PLAN 2015 401k financial data |
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Transfers to/from the plan | 2015-12-31 | $0 |
Total plan liabilities at end of year | 2015-12-31 | $0 |
Total plan liabilities at beginning of year | 2015-12-31 | $0 |
Total income from all sources | 2015-12-31 | $31,077 |
Expenses. Total of all expenses incurred | 2015-12-31 | $6,032 |
Benefits paid (including direct rollovers) | 2015-12-31 | $0 |
Total plan assets at end of year | 2015-12-31 | $294,262 |
Total plan assets at beginning of year | 2015-12-31 | $269,217 |
Value of fidelity bond covering the plan | 2015-12-31 | $20,000 |
Total contributions received or receivable from participants | 2015-12-31 | $28,707 |
Expenses. Other expenses not covered elsewhere | 2015-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2015-12-31 | $0 |
Other income received | 2015-12-31 | $2,370 |
Noncash contributions received | 2015-12-31 | $0 |
Net income (gross income less expenses) | 2015-12-31 | $25,045 |
Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $294,262 |
Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $269,217 |
Assets. Value of participant loans | 2015-12-31 | $12,740 |
Total contributions received or receivable from employer(s) | 2015-12-31 | $0 |
Value of certain deemed distributions of participant loans | 2015-12-31 | $5,867 |
Value of corrective distributions | 2015-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $165 |
2014 : INNOVATIVE CAPITAL ADVISORS, LLC 401(K) PLAN 2014 401k financial data |
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Transfers to/from the plan | 2014-12-31 | $0 |
Total plan liabilities at end of year | 2014-12-31 | $0 |
Total plan liabilities at beginning of year | 2014-12-31 | $0 |
Total income from all sources | 2014-12-31 | $42,289 |
Expenses. Total of all expenses incurred | 2014-12-31 | $46 |
Benefits paid (including direct rollovers) | 2014-12-31 | $0 |
Total plan assets at end of year | 2014-12-31 | $269,217 |
Total plan assets at beginning of year | 2014-12-31 | $226,974 |
Value of fidelity bond covering the plan | 2014-12-31 | $20,000 |
Total contributions received or receivable from participants | 2014-12-31 | $25,868 |
Expenses. Other expenses not covered elsewhere | 2014-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2014-12-31 | $0 |
Other income received | 2014-12-31 | $16,421 |
Noncash contributions received | 2014-12-31 | $0 |
Net income (gross income less expenses) | 2014-12-31 | $42,243 |
Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $269,217 |
Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $226,974 |
Assets. Value of participant loans | 2014-12-31 | $6,000 |
Total contributions received or receivable from employer(s) | 2014-12-31 | $0 |
Value of certain deemed distributions of participant loans | 2014-12-31 | $-144 |
Value of corrective distributions | 2014-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $190 |
2013 : INNOVATIVE CAPITAL ADVISORS, LLC 401(K) PLAN 2013 401k financial data |
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Transfers to/from the plan | 2013-12-31 | $0 |
Total plan liabilities at end of year | 2013-12-31 | $0 |
Total income from all sources | 2013-12-31 | $65,311 |
Expenses. Total of all expenses incurred | 2013-12-31 | $225 |
Benefits paid (including direct rollovers) | 2013-12-31 | $0 |
Total plan assets at end of year | 2013-12-31 | $226,974 |
Total plan assets at beginning of year | 2013-12-31 | $161,888 |
Value of fidelity bond covering the plan | 2013-12-31 | $20,000 |
Total contributions received or receivable from participants | 2013-12-31 | $29,025 |
Expenses. Other expenses not covered elsewhere | 2013-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2013-12-31 | $0 |
Other income received | 2013-12-31 | $36,286 |
Noncash contributions received | 2013-12-31 | $0 |
Net income (gross income less expenses) | 2013-12-31 | $65,086 |
Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $226,974 |
Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $161,888 |
Assets. Value of participant loans | 2013-12-31 | $0 |
Total contributions received or receivable from employer(s) | 2013-12-31 | $0 |
Value of certain deemed distributions of participant loans | 2013-12-31 | $135 |
Value of corrective distributions | 2013-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $90 |
2012 : INNOVATIVE CAPITAL ADVISORS, LLC 401(K) PLAN 2012 401k financial data |
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Total income from all sources | 2012-12-31 | $45,819 |
Expenses. Total of all expenses incurred | 2012-12-31 | $90 |
Total plan assets at end of year | 2012-12-31 | $161,888 |
Total plan assets at beginning of year | 2012-12-31 | $116,159 |
Value of fidelity bond covering the plan | 2012-12-31 | $20,000 |
Total contributions received or receivable from participants | 2012-12-31 | $28,491 |
Other income received | 2012-12-31 | $17,328 |
Net income (gross income less expenses) | 2012-12-31 | $45,729 |
Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $161,888 |
Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $116,159 |
Assets. Value of participant loans | 2012-12-31 | $131 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2012-12-31 | $90 |
2011 : INNOVATIVE CAPITAL ADVISORS, LLC 401(K) PLAN 2011 401k financial data |
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Total income from all sources | 2011-12-31 | $21,027 |
Expenses. Total of all expenses incurred | 2011-12-31 | $165 |
Total plan assets at end of year | 2011-12-31 | $116,159 |
Total plan assets at beginning of year | 2011-12-31 | $95,297 |
Value of fidelity bond covering the plan | 2011-12-31 | $20,000 |
Total contributions received or receivable from participants | 2011-12-31 | $23,607 |
Other income received | 2011-12-31 | $-2,580 |
Net income (gross income less expenses) | 2011-12-31 | $20,862 |
Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $116,159 |
Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $95,297 |
Assets. Value of participant loans | 2011-12-31 | $2,618 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2011-12-31 | $165 |
2010 : INNOVATIVE CAPITAL ADVISORS, LLC 401(K) PLAN 2010 401k financial data |
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Total income from all sources | 2010-12-31 | $38,457 |
Expenses. Total of all expenses incurred | 2010-12-31 | $90 |
Total plan assets at end of year | 2010-12-31 | $95,297 |
Total plan assets at beginning of year | 2010-12-31 | $56,930 |
Value of fidelity bond covering the plan | 2010-12-31 | $20,000 |
Total contributions received or receivable from participants | 2010-12-31 | $26,814 |
Other income received | 2010-12-31 | $11,643 |
Net income (gross income less expenses) | 2010-12-31 | $38,367 |
Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $95,297 |
Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $56,930 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2010-12-31 | $90 |
2016: INNOVATIVE CAPITAL ADVISORS, LLC 401(K) PLAN 2016 form 5500 responses |
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2016-01-01 | Type of plan entity | Single employer plan |
2016-01-01 | Submission has been amended | No |
2016-01-01 | This submission is the final filing | No |
2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-01-01 | Plan is a collectively bargained plan | No |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |
2015: INNOVATIVE CAPITAL ADVISORS, LLC 401(K) PLAN 2015 form 5500 responses |
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2015-01-01 | Type of plan entity | Single employer plan |
2015-01-01 | Submission has been amended | No |
2015-01-01 | This submission is the final filing | No |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-01-01 | Plan is a collectively bargained plan | No |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: INNOVATIVE CAPITAL ADVISORS, LLC 401(K) PLAN 2014 form 5500 responses |
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2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: INNOVATIVE CAPITAL ADVISORS, LLC 401(K) PLAN 2013 form 5500 responses |
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2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: INNOVATIVE CAPITAL ADVISORS, LLC 401(K) PLAN 2012 form 5500 responses |
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2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: INNOVATIVE CAPITAL ADVISORS, LLC 401(K) PLAN 2011 form 5500 responses |
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2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2009: INNOVATIVE CAPITAL ADVISORS, LLC 401(K) PLAN 2009 form 5500 responses |
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2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |