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THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 401k Plan overview

Plan NameTHE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN
Plan identification number 001

THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

THE COOPER UNION FOR THE ADVANCEMENT OF SCIENCE AND ART has sponsored the creation of one or more 401k plans.

Company Name:THE COOPER UNION FOR THE ADVANCEMENT OF SCIENCE AND ART
Employer identification number (EIN):135562985
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012020-01-01
0012019-01-01
0012019-01-01
0012018-01-01
0012018-01-01
0012017-01-01NATALIE BROOKS JOHN RUTH2018-10-15
0012017-01-01NATALIE BROOKS JOHN RUTH2018-10-14
0012017-01-01NATALIE BROOKS JOHN RUTH2018-10-14
0012016-01-01KEITH STOKELD KEITH STOKELD2017-10-16
0012015-01-01WILLIAM MEA WILLIAM MEA2016-10-17
0012015-01-01WILLIAM MEA WILLIAM MEA2016-10-17
0012015-01-01WILLIAM MEA WILLIAM MEA2016-10-17
0012015-01-01WILLIAM MEA WILLIAM MEA2016-10-17
0012014-01-01WILLIAM MEA WILLIAM MEA2015-10-14
0012013-01-01LAWRENCE CACCIATORE LAWRENCE CACCIATORE2014-10-14
0012012-01-01LAWRENCE CACCIATORE
0012011-01-01TC WESTCOTT
0012009-01-01TC WESTCOTT
0012009-01-01TC WESTCOTT

Plan Statistics for THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN

401k plan membership statisitcs for THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2023: THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01867
Total number of active participants reported on line 7a of the Form 55002023-01-01314
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-01529
Total of all active and inactive participants2023-01-01843
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-019
Total participants2023-01-01852
Number of participants with account balances2023-01-01847
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-010
2022: THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01835
Total number of active participants reported on line 7a of the Form 55002022-01-01296
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01546
Total of all active and inactive participants2022-01-01842
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0125
Total participants2022-01-01867
Number of participants with account balances2022-01-01846
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01799
Total number of active participants reported on line 7a of the Form 55002021-01-01287
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01546
Total of all active and inactive participants2021-01-01833
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0118
Total participants2021-01-01851
Number of participants with account balances2021-01-01835
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01796
Total number of active participants reported on line 7a of the Form 55002020-01-01255
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01546
Total of all active and inactive participants2020-01-01801
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-016
Total participants2020-01-01807
Number of participants with account balances2020-01-01805
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01756
Total number of active participants reported on line 7a of the Form 55002019-01-01241
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01553
Total of all active and inactive participants2019-01-01794
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-014
Total participants2019-01-01798
Number of participants with account balances2019-01-01795
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01752
Total number of active participants reported on line 7a of the Form 55002018-01-01298
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01454
Total of all active and inactive participants2018-01-01752
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-014
Total participants2018-01-01756
Number of participants with account balances2018-01-01752
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01757
Total number of active participants reported on line 7a of the Form 55002017-01-01312
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01437
Total of all active and inactive participants2017-01-01749
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-015
Total participants2017-01-01754
Number of participants with account balances2017-01-01748
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01716
Total number of active participants reported on line 7a of the Form 55002016-01-01317
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01426
Total of all active and inactive participants2016-01-01743
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-015
Total participants2016-01-01748
Number of participants with account balances2016-01-01745
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01697
Total number of active participants reported on line 7a of the Form 55002015-01-01321
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01397
Total of all active and inactive participants2015-01-01718
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-01720
Number of participants with account balances2015-01-01716
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01692
Total number of active participants reported on line 7a of the Form 55002014-01-01301
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01396
Total of all active and inactive participants2014-01-01697
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01699
Number of participants with account balances2014-01-01695
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01678
Total number of active participants reported on line 7a of the Form 55002013-01-01287
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01406
Total of all active and inactive participants2013-01-01693
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-012
Total participants2013-01-01695
Number of participants with account balances2013-01-01689
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01750
Total number of active participants reported on line 7a of the Form 55002012-01-01576
Number of retired or separated participants receiving benefits2012-01-0176
Number of other retired or separated participants entitled to future benefits2012-01-01318
Total of all active and inactive participants2012-01-01970
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-016
Total participants2012-01-01976
Number of participants with account balances2012-01-01673
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01718
Total number of active participants reported on line 7a of the Form 55002011-01-01264
Number of retired or separated participants receiving benefits2011-01-0175
Number of other retired or separated participants entitled to future benefits2011-01-01305
Total of all active and inactive participants2011-01-01644
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-014
Total participants2011-01-01648
Number of participants with account balances2011-01-01644
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01614
Total number of active participants reported on line 7a of the Form 55002009-01-01246
Number of retired or separated participants receiving benefits2009-01-0158
Number of other retired or separated participants entitled to future benefits2009-01-01382
Total of all active and inactive participants2009-01-01686
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-013
Total participants2009-01-01689
Number of participants with account balances2009-01-01625

Financial Data on THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2023 : THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$22,373,465
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$13,010,857
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$12,878,373
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$4,581,898
Value of total assets at end of year2023-12-31$144,551,115
Value of total assets at beginning of year2023-12-31$135,188,507
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$132,484
Total interest from all sources2023-12-31$2,136,223
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$1,046,234
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$1,046,234
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$1,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$1,604,979
Participant contributions at end of year2023-12-31$288,628
Participant contributions at beginning of year2023-12-31$281,599
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$460,963
Other income not declared elsewhere2023-12-31$71,405
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$9,362,608
Value of net assets at end of year (total assets less liabilities)2023-12-31$144,551,115
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$135,188,507
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$60,750
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$94,746,165
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$80,448,239
Value of interest in pooled separate accounts at end of year2023-12-31$5,154,729
Value of interest in pooled separate accounts at beginning of year2023-12-31$6,918,433
Interest on participant loans2023-12-31$17,266
Interest earned on other investments2023-12-31$2,118,957
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-12-31$44,361,593
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-12-31$47,540,236
Expenses. Payments to insurance carriers foe the provision of benefits2023-12-31$783,830
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$15,404,152
Net investment gain/loss from pooled separate accounts2023-12-31$-866,447
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31Yes
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$2,515,956
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$12,094,543
Contract administrator fees2023-12-31$508
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Disclaimer
Accountancy firm name2023-12-31GRANT THORNTON LLP
Accountancy firm EIN2023-12-31366055558
2022 : THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-10,901,324
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$7,256,072
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$7,169,456
Expenses. Certain deemed distributions of participant loans2022-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$4,498,031
Value of total assets at end of year2022-12-31$135,188,507
Value of total assets at beginning of year2022-12-31$153,345,903
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$86,616
Total interest from all sources2022-12-31$1,886,189
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,195,892
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,195,892
Administrative expenses professional fees incurred2022-12-31$20,098
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,589,496
Participant contributions at end of year2022-12-31$281,599
Participant contributions at beginning of year2022-12-31$131,349
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$290,825
Other income not declared elsewhere2022-12-31$90,954
Administrative expenses (other) incurred2022-12-31$42,647
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-18,157,396
Value of net assets at end of year (total assets less liabilities)2022-12-31$135,188,507
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$153,345,903
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$23,871
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$80,448,239
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$98,430,772
Value of interest in pooled separate accounts at end of year2022-12-31$6,918,433
Value of interest in pooled separate accounts at beginning of year2022-12-31$6,416,560
Interest on participant loans2022-12-31$9,000
Interest earned on other investments2022-12-31$1,877,189
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$47,540,236
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$48,367,222
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$197,509
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-19,105,490
Net investment gain/loss from pooled separate accounts2022-12-31$533,100
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$2,617,710
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$6,971,947
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31GRANT THORNTON LLP
Accountancy firm EIN2022-12-31366055558
2021 : THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$22,256,464
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$11,535,168
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$11,439,137
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$5,054,637
Value of total assets at end of year2021-12-31$153,345,903
Value of total assets at beginning of year2021-12-31$142,624,607
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$96,031
Total interest from all sources2021-12-31$1,637,774
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,303,987
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,303,987
Administrative expenses professional fees incurred2021-12-31$21,536
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,406,835
Participant contributions at end of year2021-12-31$131,349
Participant contributions at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,292,669
Other income not declared elsewhere2021-12-31$127,587
Administrative expenses (other) incurred2021-12-31$28,145
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$10,721,296
Value of net assets at end of year (total assets less liabilities)2021-12-31$153,345,903
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$142,624,607
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$46,350
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$98,430,772
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$88,445,865
Value of interest in pooled separate accounts at end of year2021-12-31$6,416,560
Value of interest in pooled separate accounts at beginning of year2021-12-31$5,436,276
Interest on participant loans2021-12-31$1,201
Interest earned on other investments2021-12-31$1,636,573
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$48,367,222
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$48,742,466
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$267,384
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$13,158,006
Net investment gain/loss from pooled separate accounts2021-12-31$974,473
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$2,355,133
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$11,171,753
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31GRANT THORNTON LLP
Accountancy firm EIN2021-12-31366055558
2020 : THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$19,234,114
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$4,292,095
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$4,208,741
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$4,033,001
Value of total assets at end of year2020-12-31$142,624,607
Value of total assets at beginning of year2020-12-31$127,682,588
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$83,354
Total interest from all sources2020-12-31$1,784,155
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$909,300
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$909,300
Administrative expenses professional fees incurred2020-12-31$38,354
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,142,952
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$549,646
Other income not declared elsewhere2020-12-31$122,642
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$14,942,019
Value of net assets at end of year (total assets less liabilities)2020-12-31$142,624,607
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$127,682,588
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$45,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$88,445,865
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$75,385,241
Value of interest in pooled separate accounts at end of year2020-12-31$5,436,276
Value of interest in pooled separate accounts at beginning of year2020-12-31$6,069,549
Interest earned on other investments2020-12-31$1,784,155
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$48,742,466
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$46,227,798
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$556,702
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$12,437,453
Net investment gain/loss from pooled separate accounts2020-12-31$-52,437
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$2,340,403
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$3,652,039
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31GRANT THORNTON LLP
Accountancy firm EIN2020-12-31366055558
2019 : THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$20,497,770
Total income from all sources (including contributions)2019-12-31$20,497,770
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$5,036,343
Total of all expenses incurred2019-12-31$5,036,343
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,950,598
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,950,598
Value of total corrective distributions2019-12-31$51,995
Value of total corrective distributions2019-12-31$51,995
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,558,506
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,558,506
Value of total assets at end of year2019-12-31$127,682,588
Value of total assets at beginning of year2019-12-31$112,221,161
Value of total assets at beginning of year2019-12-31$112,221,161
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$33,750
Total interest from all sources2019-12-31$1,739,421
Total interest from all sources2019-12-31$1,739,421
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$765,921
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$765,921
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$765,921
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$765,921
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,150,645
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$229,527
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$229,527
Other income not declared elsewhere2019-12-31$81,923
Other income not declared elsewhere2019-12-31$81,923
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$15,461,427
Value of net income/loss2019-12-31$15,461,427
Value of net assets at end of year (total assets less liabilities)2019-12-31$127,682,588
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$112,221,161
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$112,221,161
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$33,750
Investment advisory and management fees2019-12-31$33,750
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$75,385,241
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$75,385,241
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$60,825,705
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$60,825,705
Value of interest in pooled separate accounts at end of year2019-12-31$6,069,549
Value of interest in pooled separate accounts at end of year2019-12-31$6,069,549
Value of interest in pooled separate accounts at beginning of year2019-12-31$5,703,931
Value of interest in pooled separate accounts at beginning of year2019-12-31$5,703,931
Interest earned on other investments2019-12-31$1,739,421
Interest earned on other investments2019-12-31$1,739,421
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$46,227,798
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$46,227,798
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$45,691,525
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$45,691,525
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$882,551
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$882,551
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$14,035,352
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$14,035,352
Net investment gain/loss from pooled separate accounts2019-12-31$316,647
Net investment gain/loss from pooled separate accounts2019-12-31$316,647
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$2,178,334
Contributions received in cash from employer2019-12-31$2,178,334
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,068,047
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,068,047
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31GRANT THORNTON LLP
Accountancy firm name2019-12-31GRANT THORNTON LLP
Accountancy firm EIN2019-12-31366055558
Accountancy firm EIN2019-12-31366055558
2018 : THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$687,910
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$10,594,350
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$10,570,416
Value of total corrective distributions2018-12-31$5,394
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,854,129
Value of total assets at end of year2018-12-31$112,221,161
Value of total assets at beginning of year2018-12-31$122,127,601
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$18,540
Total interest from all sources2018-12-31$1,792,616
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,065,929
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,065,929
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,141,247
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$677,581
Other income not declared elsewhere2018-12-31$82,319
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-9,906,440
Value of net assets at end of year (total assets less liabilities)2018-12-31$112,221,161
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$122,127,601
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$18,540
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$60,825,705
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$69,691,448
Value of interest in pooled separate accounts at end of year2018-12-31$5,703,931
Value of interest in pooled separate accounts at beginning of year2018-12-31$5,630,809
Interest earned on other investments2018-12-31$1,792,616
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$45,691,525
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$46,805,344
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$2,923,083
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-6,369,585
Net investment gain/loss from pooled separate accounts2018-12-31$262,502
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$2,035,301
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$7,647,333
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31GRANT THORNTON LLP
Accountancy firm EIN2018-12-31366055558
2017 : THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$17,674,334
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$7,936,924
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$7,914,278
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,822,129
Value of total assets at end of year2017-12-31$122,127,601
Value of total assets at beginning of year2017-12-31$112,390,191
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$22,646
Total interest from all sources2017-12-31$1,804,817
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$711,394
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$711,394
Administrative expenses professional fees incurred2017-12-31$22,646
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,217,215
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$508,631
Other income not declared elsewhere2017-12-31$54,658
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$9,737,410
Value of net assets at end of year (total assets less liabilities)2017-12-31$122,127,601
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$112,390,191
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$69,691,448
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$59,484,041
Value of interest in pooled separate accounts at end of year2017-12-31$5,630,809
Value of interest in pooled separate accounts at beginning of year2017-12-31$5,422,918
Interest earned on other investments2017-12-31$1,804,817
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$46,805,344
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$47,483,232
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$786,199
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$11,044,045
Net investment gain/loss from pooled separate accounts2017-12-31$237,291
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$2,096,283
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$7,128,079
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31GRANT THORNTON LLP
Accountancy firm EIN2017-12-31366055558
2016 : THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$10,111,497
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$3,586,220
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,555,142
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,558,707
Value of total assets at end of year2016-12-31$112,390,191
Value of total assets at beginning of year2016-12-31$105,864,914
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$31,078
Total interest from all sources2016-12-31$1,927,334
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$418,439
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$418,439
Administrative expenses professional fees incurred2016-12-31$31,078
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,298,027
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$95,936
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$177,103
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$2,405
Other income not declared elsewhere2016-12-31$30,602
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$6,525,277
Value of net assets at end of year (total assets less liabilities)2016-12-31$112,390,191
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$105,864,914
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$59,484,041
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$55,538,930
Value of interest in pooled separate accounts at end of year2016-12-31$5,422,918
Value of interest in pooled separate accounts at beginning of year2016-12-31$5,218,031
Interest earned on other investments2016-12-31$1,927,334
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$47,483,232
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$44,865,563
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$273
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$3,909,575
Net investment gain/loss from pooled separate accounts2016-12-31$266,840
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$2,083,577
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$144,049
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,554,869
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31GRANT THORNTON LLP
Accountancy firm EIN2016-12-31366055558
2015 : THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$6,126,220
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$5,685,725
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$5,658,025
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$4,000,273
Value of total assets at end of year2015-12-31$105,864,914
Value of total assets at beginning of year2015-12-31$105,424,419
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$27,700
Total interest from all sources2015-12-31$1,756,063
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$533,145
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$533,145
Administrative expenses professional fees incurred2015-12-31$27,700
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,238,708
Participant contributions at end of year2015-12-31$95,936
Participant contributions at beginning of year2015-12-31$95,128
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$758,008
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$2,405
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$46,765
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$440,495
Value of net assets at end of year (total assets less liabilities)2015-12-31$105,864,914
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$105,424,419
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$55,538,930
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$56,220,330
Value of interest in pooled separate accounts at end of year2015-12-31$5,218,031
Value of interest in pooled separate accounts at beginning of year2015-12-31$4,722,422
Interest earned on other investments2015-12-31$1,756,063
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$44,865,563
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$44,249,082
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$913,854
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-603,037
Net investment gain/loss from pooled separate accounts2015-12-31$393,011
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$2,003,557
Employer contributions (assets) at end of year2015-12-31$144,049
Employer contributions (assets) at beginning of year2015-12-31$137,457
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$4,744,171
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KPMG LLP
Accountancy firm EIN2015-12-31135565207
2014 : THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$9,363,333
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$5,809,392
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$5,798,892
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,405,120
Value of total assets at end of year2014-12-31$105,424,419
Value of total assets at beginning of year2014-12-31$101,870,478
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$10,500
Total interest from all sources2014-12-31$1,789,765
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$415,066
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$415,066
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,261,871
Participant contributions at end of year2014-12-31$95,128
Participant contributions at beginning of year2014-12-31$95,577
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$301,250
Other income not declared elsewhere2014-12-31$66,130
Administrative expenses (other) incurred2014-12-31$10,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,553,941
Value of net assets at end of year (total assets less liabilities)2014-12-31$105,424,419
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$101,870,478
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$56,220,330
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$54,051,482
Value of interest in pooled separate accounts at end of year2014-12-31$4,722,422
Value of interest in pooled separate accounts at beginning of year2014-12-31$4,320,266
Interest earned on other investments2014-12-31$1,789,765
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$44,249,082
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$43,270,676
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$512,958
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$3,159,435
Net investment gain/loss from pooled separate accounts2014-12-31$527,817
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,841,999
Employer contributions (assets) at end of year2014-12-31$137,457
Employer contributions (assets) at beginning of year2014-12-31$132,477
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$5,285,934
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KPMG LLP
Accountancy firm EIN2014-12-31135565207
2013 : THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$16,942,395
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$4,062,171
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,062,171
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$4,688,557
Value of total assets at end of year2013-12-31$101,870,478
Value of total assets at beginning of year2013-12-31$88,990,254
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$0
Total interest from all sources2013-12-31$1,686,481
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$314,955
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$314,955
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,253,185
Participant contributions at end of year2013-12-31$95,577
Participant contributions at beginning of year2013-12-31$97,443
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,606,908
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$3,792
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$12,880,224
Value of net assets at end of year (total assets less liabilities)2013-12-31$101,870,478
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$88,990,254
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$54,051,482
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$43,373,104
Value of interest in pooled separate accounts at end of year2013-12-31$4,320,266
Value of interest in pooled separate accounts at beginning of year2013-12-31$3,729,151
Interest earned on other investments2013-12-31$1,686,481
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$43,270,676
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$41,654,855
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$508,346
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$9,877,023
Net investment gain/loss from pooled separate accounts2013-12-31$375,379
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,828,464
Employer contributions (assets) at end of year2013-12-31$132,477
Employer contributions (assets) at beginning of year2013-12-31$131,909
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,553,825
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KPMG LLP
Accountancy firm EIN2013-12-31135565207
2012 : THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$11,366,570
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$2,819,422
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,819,422
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,879,043
Value of total assets at end of year2012-12-31$88,990,254
Value of total assets at beginning of year2012-12-31$80,443,106
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$1,588,956
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$125,334
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$125,334
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,252,716
Participant contributions at end of year2012-12-31$97,443
Participant contributions at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$679,116
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$3,792
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$24,351,844
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$8,547,148
Value of net assets at end of year (total assets less liabilities)2012-12-31$88,990,254
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$80,443,106
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$43,373,104
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$26,516,000
Value of interest in pooled separate accounts at end of year2012-12-31$3,729,151
Value of interest in pooled separate accounts at beginning of year2012-12-31$1,876,393
Interest earned on other investments2012-12-31$1,588,956
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$41,654,855
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$27,571,503
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$588,262
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$5,458,637
Net investment gain/loss from pooled separate accounts2012-12-31$314,600
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,947,211
Employer contributions (assets) at end of year2012-12-31$131,909
Employer contributions (assets) at beginning of year2012-12-31$127,366
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,231,160
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KPMG LLP
Accountancy firm EIN2012-12-31135565207
2011 : THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$24,351,844
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,420,466
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,906,599
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,906,599
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,899,818
Value of total assets at end of year2011-12-31$80,443,106
Value of total assets at beginning of year2011-12-31$55,577,395
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$1,096,082
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$43,851
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$43,851
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$41,980
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$24,351,844
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$513,867
Value of net assets at end of year (total assets less liabilities)2011-12-31$80,443,106
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$55,577,395
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$26,516,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$28,131,869
Value of interest in pooled separate accounts at end of year2011-12-31$1,876,393
Value of interest in pooled separate accounts at beginning of year2011-12-31$1,352,225
Interest earned on other investments2011-12-31$1,096,082
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$27,571,503
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$25,960,924
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$208,060
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-818,468
Net investment gain/loss from pooled separate accounts2011-12-31$199,183
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,857,838
Employer contributions (assets) at end of year2011-12-31$127,366
Employer contributions (assets) at beginning of year2011-12-31$132,377
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,698,539
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31KPMG LLP
Accountancy firm EIN2011-12-31135565207
2010 : THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$6,931,128
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,884,341
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,884,341
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,511,784
Value of total assets at end of year2010-12-31$55,577,395
Value of total assets at beginning of year2010-12-31$51,530,608
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$995,918
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$18,666
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$18,666
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$682,160
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$4,046,787
Value of net assets at end of year (total assets less liabilities)2010-12-31$55,577,395
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$51,530,608
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$28,131,869
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$25,329,279
Value of interest in pooled separate accounts at end of year2010-12-31$1,352,225
Value of interest in pooled separate accounts at beginning of year2010-12-31$1,042,631
Interest earned on other investments2010-12-31$995,918
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$25,960,924
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$25,034,648
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$225,340
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$3,252,126
Net investment gain/loss from pooled separate accounts2010-12-31$152,634
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,829,624
Employer contributions (assets) at end of year2010-12-31$132,377
Employer contributions (assets) at beginning of year2010-12-31$124,050
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,659,001
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31KPMG LLP
Accountancy firm EIN2010-12-31135565207

Form 5500 Responses for THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN

2023: THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planYes
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedYes
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: THE COOPER UNION DEFINED CONTRIBUTION RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150456
Policy instance 1
Insurance contract or identification number150456
Number of Individuals Covered577
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150456
Policy instance 1
Insurance contract or identification number150456
Number of Individuals Covered592
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150456
Policy instance 1
Insurance contract or identification number150456
Number of Individuals Covered587
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150456
Policy instance 1
Insurance contract or identification number150456
Number of Individuals Covered591
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150456
Policy instance 1
Insurance contract or identification number150456
Number of Individuals Covered593
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150456
Policy instance 1
Insurance contract or identification number150456
Number of Individuals Covered592
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150456
Policy instance 1
Insurance contract or identification number150456
Number of Individuals Covered596
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150456
Policy instance 1
Insurance contract or identification number150456
Number of Individuals Covered602
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150456
Policy instance 1
Insurance contract or identification number150456
Number of Individuals Covered611
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150456
Policy instance 1
Insurance contract or identification number150456
Number of Individuals Covered620
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150456
Policy instance 1
Insurance contract or identification number150456
Number of Individuals Covered673
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150456
Policy instance 1
Insurance contract or identification number150456
Number of Individuals Covered644
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150456
Policy instance 1
Insurance contract or identification number150456
Number of Individuals Covered637
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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