401k Plan data: HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN plan

HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan Name	HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number	002

HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Stock bonus ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP). Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

HOMETOWN BANK OF THE HUDSON VALLEY has sponsored the creation of one or more 401k plans.

Company Name: HOMETOWN BANK OF THE HUDSON VALLEY

Employer identification number (EIN): 141155583

NAIC Classification: 522120
NAIC Description: Savings Institutions

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2016-01-01 STEPHEN W. DEDERICK
002 2015-01-01 STEPHEN W. DEDERICK
002 2014-01-01 STEPHEN W. DEDERICK
002 2013-01-01 STEPHEN W. DEDERICK
002 2012-01-01 STEPHEN W. DEDERICK
002 2011-01-01 STEPHEN W. DEDERICK
002 2010-01-01 STEPHEN W. DEDERICK STEPHEN W. DEDERICK 2011-10-14
002 2009-01-01 STEPHEN W. DEDERICK STEPHEN W. DEDERICK 2010-10-12

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2016-01-01	STEPHEN W. DEDERICK
002	2015-01-01	STEPHEN W. DEDERICK
002	2014-01-01	STEPHEN W. DEDERICK
002	2013-01-01	STEPHEN W. DEDERICK
002	2012-01-01	STEPHEN W. DEDERICK
002	2011-01-01	STEPHEN W. DEDERICK
002	2010-01-01	STEPHEN W. DEDERICK	STEPHEN W. DEDERICK	2011-10-14
002	2009-01-01	STEPHEN W. DEDERICK	STEPHEN W. DEDERICK	2010-10-12

Plan Statistics for HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2016: HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 67
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 30
Number of retired or separated participants receiving benefits 2016-01-01 1
Number of other retired or separated participants entitled to future benefits 2016-01-01 40
Total of all active and inactive participants 2016-01-01 71
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 71
Number of participants with account balances 2016-01-01 68
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 2
2015: HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 79
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 34
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 33
Total of all active and inactive participants 2015-01-01 67
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 67
Number of participants with account balances 2015-01-01 67
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 3
2014: HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 74
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 37
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 42
Total of all active and inactive participants 2014-01-01 79
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 79
Number of participants with account balances 2014-01-01 79
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 8
2013: HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 64
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 51
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 23
Total of all active and inactive participants 2013-01-01 74
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 74
Number of participants with account balances 2013-01-01 70
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 4
2012: HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 59
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 49
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 15
Total of all active and inactive participants 2012-01-01 64
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 64
Number of participants with account balances 2012-01-01 63
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 77
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 51
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 8
Total of all active and inactive participants 2011-01-01 59
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 59
Number of participants with account balances 2011-01-01 57
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 64
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 65
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 12
Total of all active and inactive participants 2010-01-01 77
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 77
Number of participants with account balances 2010-01-01 61
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 7
2009: HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 50
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 53
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 3
Total of all active and inactive participants 2009-01-01 56
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 56
Number of participants with account balances 2009-01-01 56
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 1

Measure	Date	Value
2016: HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	67
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	30
Number of retired or separated participants receiving benefits	2016-01-01	1
Number of other retired or separated participants entitled to future benefits	2016-01-01	40
Total of all active and inactive participants	2016-01-01	71
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	71
Number of participants with account balances	2016-01-01	68
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	2
2015: HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	79
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	34
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	33
Total of all active and inactive participants	2015-01-01	67
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	67
Number of participants with account balances	2015-01-01	67
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	3
2014: HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	74
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	37
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	42
Total of all active and inactive participants	2014-01-01	79
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	79
Number of participants with account balances	2014-01-01	79
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	8
2013: HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	64
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	51
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	23
Total of all active and inactive participants	2013-01-01	74
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	74
Number of participants with account balances	2013-01-01	70
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	4
2012: HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	59
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	49
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	15
Total of all active and inactive participants	2012-01-01	64
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	64
Number of participants with account balances	2012-01-01	63
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	77
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	51
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	8
Total of all active and inactive participants	2011-01-01	59
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	59
Number of participants with account balances	2011-01-01	57
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	64
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	65
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	12
Total of all active and inactive participants	2010-01-01	77
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	77
Number of participants with account balances	2010-01-01	61
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	7
2009: HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	50
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	53
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	3
Total of all active and inactive participants	2009-01-01	56
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	56
Number of participants with account balances	2009-01-01	56
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	1

Financial Data on HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN

Measure	Date	Value
2016 : HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Total plan liabilities at end of year	2016-12-31	$618,552
Total plan liabilities at beginning of year	2016-12-31	$657,408
Total income from all sources	2016-12-31	$205,261
Expenses. Total of all expenses incurred	2016-12-31	$54,385
Total plan assets at end of year	2016-12-31	$241,988
Total plan assets at beginning of year	2016-12-31	$129,968
Value of fidelity bond covering the plan	2016-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2016-12-31	$54,385
Other income received	2016-12-31	$112,020
Net income (gross income less expenses)	2016-12-31	$150,876
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$-376,564
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$-527,440
Assets. Value of employer securities	2016-12-31	$239,331
Total contributions received or receivable from employer(s)	2016-12-31	$93,241
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Total plan liabilities at end of year	2015-12-31	$657,408
Total plan liabilities at beginning of year	2015-12-31	$693,440
Total income from all sources	2015-12-31	$132,403
Expenses. Total of all expenses incurred	2015-12-31	$70,629
Benefits paid (including direct rollovers)	2015-12-31	$13,420
Total plan assets at end of year	2015-12-31	$129,968
Total plan assets at beginning of year	2015-12-31	$104,226
Value of fidelity bond covering the plan	2015-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2015-12-31	$57,209
Other income received	2015-12-31	$39,162
Net income (gross income less expenses)	2015-12-31	$61,774
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$-527,440
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$-589,214
Assets. Value of employer securities	2015-12-31	$127,317
Total contributions received or receivable from employer(s)	2015-12-31	$93,241
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Total plan liabilities at end of year	2014-12-31	$693,440
Total plan liabilities at beginning of year	2014-12-31	$726,726
Total income from all sources	2014-12-31	$-107,775
Expenses. Total of all expenses incurred	2014-12-31	$59,955
Total plan assets at end of year	2014-12-31	$104,226
Total plan assets at beginning of year	2014-12-31	$305,242
Value of fidelity bond covering the plan	2014-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2014-12-31	$59,955
Other income received	2014-12-31	$-201,016
Net income (gross income less expenses)	2014-12-31	$-167,730
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$-589,214
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$-421,484
Assets. Value of employer securities	2014-12-31	$100,508
Total contributions received or receivable from employer(s)	2014-12-31	$93,241
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Total plan liabilities at end of year	2013-12-31	$726,726
Total plan liabilities at beginning of year	2013-12-31	$757,475
Total income from all sources	2013-12-31	$-82,109
Expenses. Total of all expenses incurred	2013-12-31	$66,896
Benefits paid (including direct rollovers)	2013-12-31	$4,404
Total plan assets at end of year	2013-12-31	$305,242
Total plan assets at beginning of year	2013-12-31	$484,996
Value of fidelity bond covering the plan	2013-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2013-12-31	$62,492
Other income received	2013-12-31	$-175,350
Net income (gross income less expenses)	2013-12-31	$-149,005
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$-421,484
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$-272,479
Assets. Value of employer securities	2013-12-31	$301,524
Total contributions received or receivable from employer(s)	2013-12-31	$93,241
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Total plan liabilities at end of year	2012-12-31	$757,475
Total plan liabilities at beginning of year	2012-12-31	$785,717
Total income from all sources	2012-12-31	$140,254
Expenses. Total of all expenses incurred	2012-12-31	$69,178
Benefits paid (including direct rollovers)	2012-12-31	$4,179
Total plan assets at end of year	2012-12-31	$484,996
Total plan assets at beginning of year	2012-12-31	$442,162
Value of fidelity bond covering the plan	2012-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2012-12-31	$64,999
Other income received	2012-12-31	$49,813
Net income (gross income less expenses)	2012-12-31	$71,076
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$-272,479
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$-343,555
Assets. Value of employer securities	2012-12-31	$481,215
Total contributions received or receivable from employer(s)	2012-12-31	$90,441
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Total plan liabilities at end of year	2011-12-31	$785,717
Total plan liabilities at beginning of year	2011-12-31	$811,971
Total income from all sources	2011-12-31	$71,809
Expenses. Total of all expenses incurred	2011-12-31	$69,788
Benefits paid (including direct rollovers)	2011-12-31	$2,800
Total plan assets at end of year	2011-12-31	$442,162
Total plan assets at beginning of year	2011-12-31	$466,395
Value of fidelity bond covering the plan	2011-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2011-12-31	$66,988
Other income received	2011-12-31	$-15,460
Net income (gross income less expenses)	2011-12-31	$2,021
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$-343,555
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$-345,576
Assets. Value of employer securities	2011-12-31	$439,147
Total contributions received or receivable from employer(s)	2011-12-31	$87,269
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Total plan liabilities at end of year	2010-12-31	$811,971
Total plan liabilities at beginning of year	2010-12-31	$836,223
Total income from all sources	2010-12-31	$57,149
Expenses. Total of all expenses incurred	2010-12-31	$70,315
Benefits paid (including direct rollovers)	2010-12-31	$1,327
Total plan assets at end of year	2010-12-31	$466,395
Total plan assets at beginning of year	2010-12-31	$503,813
Value of fidelity bond covering the plan	2010-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2010-12-31	$68,988
Other income received	2010-12-31	$-29,746
Net income (gross income less expenses)	2010-12-31	$-13,166
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$-345,576
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$-332,410
Assets. Value of employer securities	2010-12-31	$464,765
Total contributions received or receivable from employer(s)	2010-12-31	$86,895
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN

2016: HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: HOMETOWN BANK OF THE HUDSON VALLEY AMENDED AND RESTATED EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	HOMETOWN BANK OF THE HUDSON VALLEY
Employer identification number (EIN):	141155583
NAIC Classification:	522120
NAIC Description:	Savings Institutions