401k Plan data: FAMILY SERVICES, INC. 403(B) PLAN plan

FAMILY SERVICES, INC. 403(B) PLAN 401k Plan overview

Plan Name	FAMILY SERVICES, INC. 403(B) PLAN
Plan identification number	002

FAMILY SERVICES, INC. 403(B) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.

401k Sponsoring company profile

FAMILY SERVICES, INC. has sponsored the creation of one or more 401k plans.

Company Name: FAMILY SERVICES, INC.

Employer identification number (EIN): 141338399

NAIC Classification: 624100
NAIC Description: Individual and Family Services

Additional information about FAMILY SERVICES, INC.

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1922-01-06

Company Identification Number: 17590

Legal Registered Office Address: 29 NORTH HAMILTON STREET
Dutchess
POUGHKEEPSIE
United States of America (USA)
12601

More information about FAMILY SERVICES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FAMILY SERVICES, INC. 403(B) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2023-01-01
002 2022-01-01
002 2021-01-01
002 2020-01-01
002 2020-01-01
002 2019-01-01 CHRISTOPHER PELS 2020-10-14
002 2018-01-01 CHRISTOPHER PELS 2019-10-14
002 2017-01-01 BRIAN DOYLE 2018-10-09
002 2016-01-01 BRIAN DOYLE 2017-10-13
002 2015-01-01 BRIAN DOYLE 2016-10-14

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
002	2023-01-01
002	2022-01-01
002	2021-01-01
002	2020-01-01
002	2020-01-01
002	2019-01-01	CHRISTOPHER PELS	2020-10-14
002	2018-01-01	CHRISTOPHER PELS	2019-10-14
002	2017-01-01	BRIAN DOYLE	2018-10-09
002	2016-01-01	BRIAN DOYLE	2017-10-13
002	2015-01-01	BRIAN DOYLE	2016-10-14

Plan Statistics for FAMILY SERVICES, INC. 403(B) PLAN

401k plan membership statisitcs for FAMILY SERVICES, INC. 403(B) PLAN

Measure Date Value
2023: FAMILY SERVICES, INC. 403(B) PLAN 2023 401k membership
Total participants, beginning-of-year 2023-01-01 266
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 227
Number of retired or separated participants receiving benefits 2023-01-01 2
Number of other retired or separated participants entitled to future benefits 2023-01-01 52
Total of all active and inactive participants 2023-01-01 281
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 0
Total participants 2023-01-01 281
Number of participants with account balances 2023-01-01 244
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 5
2022: FAMILY SERVICES, INC. 403(B) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 258
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 212
Number of retired or separated participants receiving benefits 2022-01-01 1
Number of other retired or separated participants entitled to future benefits 2022-01-01 53
Total of all active and inactive participants 2022-01-01 266
Total participants 2022-01-01 266
Number of participants with account balances 2022-01-01 239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 13
2021: FAMILY SERVICES, INC. 403(B) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 252
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 205
Number of retired or separated participants receiving benefits 2021-01-01 1
Number of other retired or separated participants entitled to future benefits 2021-01-01 52
Total of all active and inactive participants 2021-01-01 258
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 258
Number of participants with account balances 2021-01-01 164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 14
2020: FAMILY SERVICES, INC. 403(B) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 259
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 216
Number of retired or separated participants receiving benefits 2020-01-01 1
Number of other retired or separated participants entitled to future benefits 2020-01-01 35
Total of all active and inactive participants 2020-01-01 252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 252
Number of participants with account balances 2020-01-01 147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 4

Measure	Date	Value
2023: FAMILY SERVICES, INC. 403(B) PLAN 2023 401k membership
Total participants, beginning-of-year	2023-01-01	266
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	227
Number of retired or separated participants receiving benefits	2023-01-01	2
Number of other retired or separated participants entitled to future benefits	2023-01-01	52
Total of all active and inactive participants	2023-01-01	281
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	0
Total participants	2023-01-01	281
Number of participants with account balances	2023-01-01	244
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	5
2022: FAMILY SERVICES, INC. 403(B) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	258
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	212
Number of retired or separated participants receiving benefits	2022-01-01	1
Number of other retired or separated participants entitled to future benefits	2022-01-01	53
Total of all active and inactive participants	2022-01-01	266
Total participants	2022-01-01	266
Number of participants with account balances	2022-01-01	239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	13
2021: FAMILY SERVICES, INC. 403(B) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	252
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	205
Number of retired or separated participants receiving benefits	2021-01-01	1
Number of other retired or separated participants entitled to future benefits	2021-01-01	52
Total of all active and inactive participants	2021-01-01	258
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	258
Number of participants with account balances	2021-01-01	164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	14
2020: FAMILY SERVICES, INC. 403(B) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	259
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	216
Number of retired or separated participants receiving benefits	2020-01-01	1
Number of other retired or separated participants entitled to future benefits	2020-01-01	35
Total of all active and inactive participants	2020-01-01	252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	252
Number of participants with account balances	2020-01-01	147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	4

Financial Data on FAMILY SERVICES, INC. 403(B) PLAN

Measure	Date	Value
2023 : FAMILY SERVICES, INC. 403(B) PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets	2023-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total income from all sources (including contributions)	2023-12-31	$1,576,528
Total loss/gain on sale of assets	2023-12-31	$0
Total of all expenses incurred	2023-12-31	$733,657
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-12-31	$663,876
Expenses. Certain deemed distributions of participant loans	2023-12-31	$10,186
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-12-31	$799,220
Value of total assets at end of year	2023-12-31	$6,315,061
Value of total assets at beginning of year	2023-12-31	$5,472,190
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-12-31	$59,595
Total interest from all sources	2023-12-31	$8,420
Total dividends received (eg from common stock, registered investment company shares)	2023-12-31	$179,704
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2023-12-31	$179,704
Was this plan covered by a fidelity bond	2023-12-31	Yes
Value of fidelity bond cover	2023-12-31	$500,000
If this is an individual account plan, was there a blackout period	2023-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2023-12-31	No
Contributions received from participants	2023-12-31	$446,993
Participant contributions at end of year	2023-12-31	$156,254
Participant contributions at beginning of year	2023-12-31	$141,605
Participant contributions at end of year	2023-12-31	$15,529
Participant contributions at beginning of year	2023-12-31	$14,327
Income. Received or receivable in cash from other sources (including rollovers)	2023-12-31	$3,235
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Value of net income/loss	2023-12-31	$842,871
Value of net assets at end of year (total assets less liabilities)	2023-12-31	$6,315,061
Value of net assets at beginning of year (total assets less liabilities)	2023-12-31	$5,472,190
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-12-31	No
Were any leases to which the plan was party in default or uncollectible	2023-12-31	No
Investment advisory and management fees	2023-12-31	$24,634
Value of interest in registered invesment companies (eg mutual funds) at end of year	2023-12-31	$5,103,382
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2023-12-31	$4,294,623
Interest on participant loans	2023-12-31	$8,420
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2023-12-31	$690,904
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2023-12-31	$744,305
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-12-31	$589,184
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-12-31	No
Was there a failure to transmit to the plan any participant contributions	2023-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2023-12-31	No
Contributions received in cash from employer	2023-12-31	$348,992
Employer contributions (assets) at end of year	2023-12-31	$348,992
Employer contributions (assets) at beginning of year	2023-12-31	$277,330
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-12-31	$663,876
Contract administrator fees	2023-12-31	$34,961
Did the plan have assets held for investment	2023-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-12-31	No
Opinion of an independent qualified public accountant for this plan	2023-12-31	Unqualified
Accountancy firm name	2023-12-31	PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN	2023-12-31	271728945
2022 : FAMILY SERVICES, INC. 403(B) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$504,436
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$957,075
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$895,731
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$1,228,532
Value of total assets at end of year	2022-12-31	$5,472,190
Value of total assets at beginning of year	2022-12-31	$5,924,829
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$61,344
Total interest from all sources	2022-12-31	$8,708
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$173,589
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$173,589
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$420,020
Participant contributions at end of year	2022-12-31	$141,605
Participant contributions at beginning of year	2022-12-31	$166,843
Participant contributions at end of year	2022-12-31	$14,327
Participant contributions at beginning of year	2022-12-31	$12,326
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$520,069
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-452,639
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$5,472,190
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$5,924,829
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$22,085
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$4,294,623
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$4,683,071
Interest on participant loans	2022-12-31	$8,708
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$744,305
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$761,511
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-906,393
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$288,443
Employer contributions (assets) at end of year	2022-12-31	$277,330
Employer contributions (assets) at beginning of year	2022-12-31	$301,078
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$895,731
Contract administrator fees	2022-12-31	$39,259
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN	2022-12-31	271728945
2021 : FAMILY SERVICES, INC. 403(B) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$1,225,189
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$468,243
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$419,036
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$634,114
Value of total assets at end of year	2021-12-31	$5,924,829
Value of total assets at beginning of year	2021-12-31	$5,167,883
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$49,207
Total interest from all sources	2021-12-31	$6,476
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$372,483
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$372,483
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$354,559
Participant contributions at end of year	2021-12-31	$166,843
Participant contributions at beginning of year	2021-12-31	$123,211
Participant contributions at end of year	2021-12-31	$12,326
Participant contributions at beginning of year	2021-12-31	$9,113
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$4,517
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$756,946
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$5,924,829
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$5,167,883
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$23,748
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$4,683,071
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$3,974,639
Interest on participant loans	2021-12-31	$6,476
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$761,511
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$745,184
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$212,116
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$275,038
Employer contributions (assets) at end of year	2021-12-31	$301,078
Employer contributions (assets) at beginning of year	2021-12-31	$315,736
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$419,036
Contract administrator fees	2021-12-31	$25,459
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN	2021-12-31	271728945
2020 : FAMILY SERVICES, INC. 403(B) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$1,240,460
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$652,456
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$610,239
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$636,545
Value of total assets at end of year	2020-12-31	$5,141,843
Value of total assets at beginning of year	2020-12-31	$4,553,839
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$42,217
Total interest from all sources	2020-12-31	$7,195
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$118,725
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$118,725
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$470,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$333,126
Participant contributions at end of year	2020-12-31	$123,211
Participant contributions at beginning of year	2020-12-31	$135,769
Participant contributions at end of year	2020-12-31	$9,113
Participant contributions at beginning of year	2020-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$6,990
Administrative expenses (other) incurred	2020-12-31	$2,732
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$588,004
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$5,141,843
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$4,553,839
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$24,353
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$4,719,823
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$4,151,287
Interest on participant loans	2020-12-31	$7,195
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$745,184
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$837,965
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$477,995
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$296,429
Employer contributions (assets) at end of year	2020-12-31	$289,696
Employer contributions (assets) at beginning of year	2020-12-31	$266,783
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$610,239
Contract administrator fees	2020-12-31	$15,132
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN	2020-12-31	271728945

Form 5500 Responses for FAMILY SERVICES, INC. 403(B) PLAN

2023: FAMILY SERVICES, INC. 403(B) PLAN 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	Submission has been amended	No
2023-01-01	This submission is the final filing	No
2023-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2023-01-01	Plan is a collectively bargained plan	No
2023-01-01	Plan funding arrangement – Insurance	Yes
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement – Insurance	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: FAMILY SERVICES, INC. 403(B) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: FAMILY SERVICES, INC. 403(B) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: FAMILY SERVICES, INC. 403(B) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

638812

Policy instance

Insurance contract or identification number	638812
Number of Individuals Covered	244
Insurance policy start date	2023-01-01
Insurance policy end date	2023-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

638812

Policy instance

Insurance contract or identification number	638812
Number of Individuals Covered	239
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

638812

Policy instance

Insurance contract or identification number	638812
Number of Individuals Covered	164
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

638812

Policy instance

Insurance contract or identification number	638812
Number of Individuals Covered	144
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	FAMILY SERVICES, INC.
Employer identification number (EIN):	141338399
NAIC Classification:	624100
NAIC Description:	Individual and Family Services

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1922-01-06
Company Identification Number:	17590
Legal Registered Office Address:	29 NORTH HAMILTON STREET Dutchess POUGHKEEPSIE United States of America (USA) 12601