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RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 401k Plan overview

Plan NameRUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN
Plan identification number 001

RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

RUSSELL SAGE COLLEGE has sponsored the creation of one or more 401k plans.

Company Name:RUSSELL SAGE COLLEGE
Employer identification number (EIN):141338488
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01LAURA D'AGOSTINO LAURA D'AGOSTINO2018-10-13
0012016-01-01LAURA D'AGOSTINO LAURA D'AGOSTINO2017-10-13
0012015-01-01CARLA MASTRIANO CARLA MASTRIANO2016-10-17
0012014-01-01CARLA MASTRIANO CARLA MASTRIANO2015-10-15
0012013-01-01CARYN A. KENT CARYN A. KENT2014-10-14
0012012-01-01CARYN A. KENT CARYN A. KENT2013-10-15
0012011-01-01CARYN A KENT CARYN A KENT2012-10-09
0012009-01-01
0012009-01-01CARYN A. KENT CARYN A. KENT2010-12-02

Plan Statistics for RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN

401k plan membership statisitcs for RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2023: RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-011,598
Total number of active participants reported on line 7a of the Form 55002023-01-01973
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-01626
Total of all active and inactive participants2023-01-011,599
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-015
Total participants2023-01-011,604
Number of participants with account balances2023-01-011,253
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-010
2022: RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,325
Total number of active participants reported on line 7a of the Form 55002022-01-01660
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01649
Total of all active and inactive participants2022-01-011,309
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0134
Total participants2022-01-011,343
Number of participants with account balances2022-01-011,277
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,282
Total number of active participants reported on line 7a of the Form 55002021-01-01665
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01656
Total of all active and inactive participants2021-01-011,321
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0127
Total participants2021-01-011,348
Number of participants with account balances2021-01-011,288
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01962
Total number of active participants reported on line 7a of the Form 55002020-01-01625
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01678
Total of all active and inactive participants2020-01-011,303
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-013
Total participants2020-01-011,306
Number of participants with account balances2020-01-011,272
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01953
Total number of active participants reported on line 7a of the Form 55002019-01-01251
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01708
Total of all active and inactive participants2019-01-01959
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-013
Total participants2019-01-01962
Number of participants with account balances2019-01-01949
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01986
Total number of active participants reported on line 7a of the Form 55002018-01-01262
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01700
Total of all active and inactive participants2018-01-01962
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-013
Total participants2018-01-01965
Number of participants with account balances2018-01-01953
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,022
Total number of active participants reported on line 7a of the Form 55002017-01-01294
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01690
Total of all active and inactive participants2017-01-01984
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-014
Total participants2017-01-01988
Number of participants with account balances2017-01-01980
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,039
Total number of active participants reported on line 7a of the Form 55002016-01-01357
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01664
Total of all active and inactive participants2016-01-011,021
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-013
Total participants2016-01-011,024
Number of participants with account balances2016-01-011,011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,033
Total number of active participants reported on line 7a of the Form 55002015-01-01343
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01692
Total of all active and inactive participants2015-01-011,035
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-014
Total participants2015-01-011,039
Number of participants with account balances2015-01-011,031
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,029
Total number of active participants reported on line 7a of the Form 55002014-01-01325
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01707
Total of all active and inactive participants2014-01-011,032
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-011,034
Number of participants with account balances2014-01-011,028
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,031
Total number of active participants reported on line 7a of the Form 55002013-01-01357
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01676
Total of all active and inactive participants2013-01-011,033
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-013
Total participants2013-01-011,036
Number of participants with account balances2013-01-011,012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,009
Total number of active participants reported on line 7a of the Form 55002012-01-01385
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01642
Total of all active and inactive participants2012-01-011,027
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-014
Total participants2012-01-011,031
Number of participants with account balances2012-01-011,002
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,097
Total number of active participants reported on line 7a of the Form 55002011-01-01430
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01694
Total of all active and inactive participants2011-01-011,124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-011,125
Number of participants with account balances2011-01-01982
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,010
Total number of active participants reported on line 7a of the Form 55002009-01-011,010
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-011,010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-011,010
Number of participants with account balances2009-01-01962
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2023 : RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$15,693,711
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$8,698,357
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$8,583,651
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$2,301,217
Value of total assets at end of year2023-12-31$109,437,161
Value of total assets at beginning of year2023-12-31$102,441,807
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$114,706
Total interest from all sources2023-12-31$1,590,121
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$341,866
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$341,866
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$750,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$1,210,895
Participant contributions at end of year2023-12-31$13,119
Participant contributions at beginning of year2023-12-31$17,720
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$475,326
Other income not declared elsewhere2023-12-31$61,714
Administrative expenses (other) incurred2023-12-31$3,675
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$6,995,354
Value of net assets at end of year (total assets less liabilities)2023-12-31$109,437,161
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$102,441,807
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$53,811
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$68,909,800
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$63,546,883
Value of interest in pooled separate accounts at end of year2023-12-31$4,504,427
Value of interest in pooled separate accounts at beginning of year2023-12-31$4,699,231
Interest on participant loans2023-12-31$961
Interest earned on other investments2023-12-31$1,589,160
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-12-31$36,009,815
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-12-31$34,177,973
Expenses. Payments to insurance carriers foe the provision of benefits2023-12-31$1,023,076
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$12,048,587
Net investment gain/loss from pooled separate accounts2023-12-31$-649,794
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$614,996
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$7,560,575
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31UHY LLP
Accountancy firm EIN2023-12-31200694403
2022 : RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-10,944,811
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$8,514,932
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$8,439,944
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,168,050
Value of total assets at end of year2022-12-31$102,441,807
Value of total assets at beginning of year2022-12-31$121,901,550
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$74,988
Total interest from all sources2022-12-31$1,416,992
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,301,773
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,301,773
Administrative expenses professional fees incurred2022-12-31$29,237
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$750,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,244,747
Participant contributions at end of year2022-12-31$17,720
Participant contributions at beginning of year2022-12-31$9,376
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$38,221
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$241,395
Other income not declared elsewhere2022-12-31$76,411
Administrative expenses (other) incurred2022-12-31$45,751
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-19,459,743
Value of net assets at end of year (total assets less liabilities)2022-12-31$102,441,807
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$121,901,550
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$63,546,883
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$83,086,768
Value of interest in pooled separate accounts at end of year2022-12-31$4,699,231
Value of interest in pooled separate accounts at beginning of year2022-12-31$4,173,721
Interest on participant loans2022-12-31$553
Interest earned on other investments2022-12-31$1,416,439
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$34,177,973
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$34,571,004
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$917,493
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-16,256,301
Net investment gain/loss from pooled separate accounts2022-12-31$348,264
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$681,908
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$22,460
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$7,522,451
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31UHY LLP
Accountancy firm EIN2022-12-31200694403
2021 : RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$15,493,479
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$7,132,185
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$7,038,137
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,051,117
Value of total assets at end of year2021-12-31$121,901,550
Value of total assets at beginning of year2021-12-31$113,540,256
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$94,048
Total interest from all sources2021-12-31$1,208,479
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,847,344
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,847,344
Administrative expenses professional fees incurred2021-12-31$6,919
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$750,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,179,621
Participant contributions at end of year2021-12-31$9,376
Participant contributions at beginning of year2021-12-31$11,746
Participant contributions at end of year2021-12-31$38,221
Participant contributions at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$226,950
Other income not declared elsewhere2021-12-31$56,053
Administrative expenses (other) incurred2021-12-31$45,941
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$8,361,294
Value of net assets at end of year (total assets less liabilities)2021-12-31$121,901,550
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$113,540,256
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$41,188
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$83,086,768
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$75,472,114
Value of interest in pooled separate accounts at end of year2021-12-31$4,173,721
Value of interest in pooled separate accounts at beginning of year2021-12-31$3,580,074
Interest on participant loans2021-12-31$453
Interest earned on other investments2021-12-31$1,208,026
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$34,571,004
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$34,476,322
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$89,368
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$9,694,322
Net investment gain/loss from pooled separate accounts2021-12-31$636,164
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$644,546
Employer contributions (assets) at end of year2021-12-31$22,460
Employer contributions (assets) at beginning of year2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$6,948,769
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31UHY LLP
Accountancy firm EIN2021-12-31200694403
2020 : RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$14,163,063
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$8,919,342
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$8,838,092
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,182,616
Value of total assets at end of year2020-12-31$113,540,256
Value of total assets at beginning of year2020-12-31$108,296,535
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$81,250
Total interest from all sources2020-12-31$1,383,538
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,056,258
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,056,258
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$750,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,026,559
Participant contributions at end of year2020-12-31$11,746
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$147,104
Other income not declared elsewhere2020-12-31$47,161
Administrative expenses (other) incurred2020-12-31$41,009
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$5,243,721
Value of net assets at end of year (total assets less liabilities)2020-12-31$113,540,256
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$108,296,535
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$40,241
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$75,472,114
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$69,218,590
Value of interest in pooled separate accounts at end of year2020-12-31$3,580,074
Value of interest in pooled separate accounts at beginning of year2020-12-31$3,922,937
Interest on participant loans2020-12-31$177
Interest earned on other investments2020-12-31$1,383,361
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$34,476,322
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$35,131,676
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$635,205
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$10,525,493
Net investment gain/loss from pooled separate accounts2020-12-31$-32,003
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$8,953
Employer contributions (assets) at beginning of year2020-12-31$23,332
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$8,202,887
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31UHY LLP
Accountancy firm EIN2020-12-31200694403
2019 : RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$17,856,981
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$10,078,157
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$10,000,354
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,911,302
Value of total assets at end of year2019-12-31$108,296,535
Value of total assets at beginning of year2019-12-31$100,517,711
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$77,803
Total interest from all sources2019-12-31$1,425,583
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$771,254
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$771,254
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$750,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,114,025
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$773,945
Other income not declared elsewhere2019-12-31$44,522
Administrative expenses (other) incurred2019-12-31$38,200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$7,778,824
Value of net assets at end of year (total assets less liabilities)2019-12-31$108,296,535
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$100,517,711
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$39,603
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$69,218,590
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$59,831,990
Value of interest in pooled separate accounts at end of year2019-12-31$3,922,937
Value of interest in pooled separate accounts at beginning of year2019-12-31$3,961,662
Interest earned on other investments2019-12-31$1,425,583
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$35,131,676
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$36,724,059
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$1,077,156
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$13,493,928
Net investment gain/loss from pooled separate accounts2019-12-31$210,392
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$23,332
Employer contributions (assets) at end of year2019-12-31$23,332
Employer contributions (assets) at beginning of year2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$8,923,198
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31UHY LLP
Accountancy firm EIN2019-12-31200694403
2018 : RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$19,201,245
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-1,680,043
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$6,620,957
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$6,578,583
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$798,029
Value of total assets at end of year2018-12-31$100,517,711
Value of total assets at beginning of year2018-12-31$89,617,466
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$42,374
Total interest from all sources2018-12-31$1,290,341
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$711,646
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$711,646
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$2,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$662,692
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$135,337
Other income not declared elsewhere2018-12-31$43,352
Administrative expenses (other) incurred2018-12-31$4,495
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-8,301,000
Value of net assets at end of year (total assets less liabilities)2018-12-31$100,517,711
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$89,617,466
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$37,879
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$59,831,990
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$55,608,104
Value of interest in pooled separate accounts at end of year2018-12-31$3,961,662
Value of interest in pooled separate accounts at beginning of year2018-12-31$3,569,672
Interest earned on other investments2018-12-31$1,290,341
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$36,724,059
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$30,439,690
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$269,788
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-4,685,202
Net investment gain/loss from pooled separate accounts2018-12-31$161,791
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$6,308,795
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31UHY LLP
Accountancy firm EIN2018-12-31200694403
2017 : RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$13,170,068
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$9,052,189
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$9,005,722
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,905,642
Value of total assets at end of year2017-12-31$89,617,466
Value of total assets at beginning of year2017-12-31$85,499,587
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$46,467
Total interest from all sources2017-12-31$1,300,420
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$720,115
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$720,115
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$2,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$733,540
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$796,497
Administrative expenses (other) incurred2017-12-31$112
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,117,879
Value of net assets at end of year (total assets less liabilities)2017-12-31$89,617,466
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$85,499,587
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$46,355
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$55,608,104
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$49,972,928
Value of interest in pooled separate accounts at end of year2017-12-31$3,569,672
Value of interest in pooled separate accounts at beginning of year2017-12-31$3,508,566
Interest earned on other investments2017-12-31$1,300,420
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$30,439,690
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$32,018,093
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$2,026,221
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$9,094,606
Net investment gain/loss from pooled separate accounts2017-12-31$149,285
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$375,605
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$6,979,501
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31UHY LLP
Accountancy firm EIN2017-12-31200694403
2016 : RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$6,911,412
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$6,155,795
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$6,155,795
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,561,304
Value of total assets at end of year2016-12-31$85,499,587
Value of total assets at beginning of year2016-12-31$84,743,970
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$0
Total interest from all sources2016-12-31$1,497,267
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$412,907
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$412,907
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$743,893
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$73,518
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$755,617
Value of net assets at end of year (total assets less liabilities)2016-12-31$85,499,587
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$84,743,970
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$49,972,928
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$48,134,245
Value of interest in pooled separate accounts at end of year2016-12-31$3,508,566
Value of interest in pooled separate accounts at beginning of year2016-12-31$3,431,839
Interest earned on other investments2016-12-31$1,497,267
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$32,018,093
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$33,177,886
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$1,822,161
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$3,264,136
Net investment gain/loss from pooled separate accounts2016-12-31$175,798
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$743,893
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$4,333,634
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31UHY LLP
Accountancy firm EIN2016-12-31200694403
2015 : RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$3,425,487
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$5,046,112
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$5,029,210
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,847,740
Value of total assets at end of year2015-12-31$84,743,970
Value of total assets at beginning of year2015-12-31$86,364,595
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$16,902
Total interest from all sources2015-12-31$1,428,998
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$579,119
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$579,119
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$732,790
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$382,160
Administrative expenses (other) incurred2015-12-31$16,902
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,620,625
Value of net assets at end of year (total assets less liabilities)2015-12-31$84,743,970
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$86,364,595
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$48,134,245
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$49,786,192
Value of interest in pooled separate accounts at end of year2015-12-31$3,431,839
Value of interest in pooled separate accounts at beginning of year2015-12-31$3,161,664
Interest earned on other investments2015-12-31$1,428,998
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$33,177,886
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$33,416,739
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$668,519
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-688,726
Net investment gain/loss from pooled separate accounts2015-12-31$258,356
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$732,790
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$4,360,691
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31UHY LLP
Accountancy firm EIN2015-12-31200694403
2014 : RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$6,500,996
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$6,862,942
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$6,862,942
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,488,523
Value of total assets at end of year2014-12-31$86,364,595
Value of total assets at beginning of year2014-12-31$86,726,541
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$0
Total interest from all sources2014-12-31$1,476,100
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$515,402
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$515,402
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$700,458
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$23,527
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$87,607
Other income not declared elsewhere2014-12-31$17,151
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-361,946
Value of net assets at end of year (total assets less liabilities)2014-12-31$86,364,595
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$86,726,541
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$49,786,192
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$49,924,053
Value of interest in pooled separate accounts at end of year2014-12-31$3,161,664
Value of interest in pooled separate accounts at beginning of year2014-12-31$2,785,451
Interest earned on other investments2014-12-31$1,476,100
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$33,416,739
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$33,969,983
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$907,183
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$2,661,379
Net investment gain/loss from pooled separate accounts2014-12-31$342,441
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$700,458
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$23,527
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$5,955,759
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31UHY LLP
Accountancy firm EIN2014-12-31200694403
2013 : RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$13,192,372
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$7,076,136
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$7,076,136
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,515,775
Value of total assets at end of year2013-12-31$86,726,541
Value of total assets at beginning of year2013-12-31$80,610,305
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$0
Total interest from all sources2013-12-31$1,429,341
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$378,440
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$378,440
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$750,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$720,002
Participant contributions at end of year2013-12-31$23,527
Participant contributions at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$75,328
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$6,116,236
Value of net assets at end of year (total assets less liabilities)2013-12-31$86,726,541
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$80,610,305
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$49,924,053
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$44,655,953
Value of interest in pooled separate accounts at end of year2013-12-31$2,785,451
Value of interest in pooled separate accounts at beginning of year2013-12-31$2,365,759
Interest earned on other investments2013-12-31$1,429,341
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$33,969,983
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$33,588,593
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$280,817
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$9,628,983
Net investment gain/loss from pooled separate accounts2013-12-31$239,833
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$720,445
Employer contributions (assets) at end of year2013-12-31$23,527
Employer contributions (assets) at beginning of year2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$6,795,319
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31UHY LLP
Accountancy firm EIN2013-12-31200694403
2012 : RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$8,859,811
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$3,052,559
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$3,052,559
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,423,894
Value of total assets at end of year2012-12-31$80,610,305
Value of total assets at beginning of year2012-12-31$74,803,053
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$1,368,400
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$161,892
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$161,892
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$750,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$711,360
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$9,826
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$5,807,252
Value of net assets at end of year (total assets less liabilities)2012-12-31$80,610,305
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$74,803,053
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$44,655,953
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$39,448,200
Value of interest in pooled separate accounts at end of year2012-12-31$2,365,759
Value of interest in pooled separate accounts at beginning of year2012-12-31$2,019,729
Interest earned on other investments2012-12-31$1,368,400
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$33,588,593
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$33,335,124
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$348,778
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$5,692,519
Net investment gain/loss from pooled separate accounts2012-12-31$213,106
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$702,708
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,703,781
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31UHY LLP
Accountancy firm EIN2012-12-31200694403
2011 : RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$21,648
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,223,052
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$5,408,743
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$5,408,743
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,583,829
Value of total assets at end of year2011-12-31$74,803,053
Value of total assets at beginning of year2011-12-31$77,967,096
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$1,352,690
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$89,508
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$89,508
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$750,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$695,050
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$200,124
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-3,185,691
Value of net assets at end of year (total assets less liabilities)2011-12-31$74,803,053
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$77,967,096
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$39,448,200
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$43,599,405
Value of interest in pooled separate accounts at end of year2011-12-31$2,019,729
Value of interest in pooled separate accounts at beginning of year2011-12-31$1,573,024
Interest earned on other investments2011-12-31$1,352,690
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$33,335,124
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$32,794,667
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$996,689
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,025,492
Net investment gain/loss from pooled separate accounts2011-12-31$222,517
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$688,655
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$4,412,054
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31UHY ADVISORS, LLP
Accountancy firm EIN2011-12-31200694403
2010 : RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$7,828,952
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$4,493,848
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$4,493,848
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,154,809
Value of total assets at end of year2010-12-31$77,967,096
Value of total assets at beginning of year2010-12-31$74,631,992
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$1,258,384
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$52,076
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$52,076
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$750,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$681,190
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$73,856
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,335,104
Value of net assets at end of year (total assets less liabilities)2010-12-31$77,967,096
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$74,631,992
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$43,599,405
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$40,041,592
Value of interest in pooled separate accounts at end of year2010-12-31$1,573,024
Value of interest in pooled separate accounts at beginning of year2010-12-31$1,555,880
Interest earned on other investments2010-12-31$1,258,384
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$32,794,667
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$32,812,953
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$680,933
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$5,184,438
Net investment gain/loss from pooled separate accounts2010-12-31$179,245
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$473,619
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$147,711
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$3,812,915
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31UHY LLP
Accountancy firm EIN2010-12-31200694403
2009 : RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN

2023: RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: RUSSELL SAGE COLLEGE DEFINED CONTRIBUTION RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103713
Policy instance 1
Insurance contract or identification number103713
Number of Individuals Covered1271
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103713
Policy instance 1
Insurance contract or identification number103713
Number of Individuals Covered731
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103713
Policy instance 1
Insurance contract or identification number103713
Number of Individuals Covered739
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103713
Policy instance 1
Insurance contract or identification number103713
Number of Individuals Covered738
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103713
Policy instance 1
Insurance contract or identification number103713
Number of Individuals Covered757
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103713
Policy instance 1
Insurance contract or identification number103713
Number of Individuals Covered762
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103713
Policy instance 1
Insurance contract or identification number103713
Number of Individuals Covered790
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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