401k Plan data: WILLIAM A. SMITH & SON, INC. 401(K) PLAN plan

WILLIAM A. SMITH & SON, INC. 401(K) PLAN 401k Plan overview

Plan Name	WILLIAM A. SMITH & SON, INC. 401(K) PLAN
Plan identification number	002

WILLIAM A. SMITH & SON, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

WILLIAM A. SMITH & SON, INC. has sponsored the creation of one or more 401k plans.

Company Name: WILLIAM A. SMITH & SON, INC.

Employer identification number (EIN): 141433702

NAIC Classification: 524210
NAIC Description: Insurance Agencies and Brokerages

Additional information about WILLIAM A. SMITH & SON, INC.

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1957-12-30

Company Identification Number: 169403

Legal Registered Office Address: 380 BROADWAY
Orange
NEWBURGH
United States of America (USA)
125505391

More information about WILLIAM A. SMITH & SON, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WILLIAM A. SMITH & SON, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2023-01-01
002 2022-01-01
002 2021-01-01
002 2020-01-01
002 2019-01-01
002 2018-01-01
002 2017-01-01
002 2016-01-01
002 2015-01-01
002 2014-01-01 JOHN H. SMITH, SR. 2015-09-28
002 2013-01-01 JOHN H. SMITH, SR. 2014-07-22
002 2012-01-01 JOHN H. SMITH, SR. 2013-09-18
002 2011-01-01 JOHN H. SMITH, SR. 2012-07-24
002 2010-01-01 JOHN H. SMITH, SR. 2011-07-18 JOHN H. SMITH, SR. 2011-07-18
002 2009-01-01 JOHN H. SMITH, SR. JOHN H. SMITH, SR. 2010-09-27

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2023-01-01
002	2022-01-01
002	2021-01-01
002	2020-01-01
002	2019-01-01
002	2018-01-01
002	2017-01-01
002	2016-01-01
002	2015-01-01
002	2014-01-01	JOHN H. SMITH, SR.	2015-09-28
002	2013-01-01	JOHN H. SMITH, SR.	2014-07-22
002	2012-01-01	JOHN H. SMITH, SR.	2013-09-18
002	2011-01-01	JOHN H. SMITH, SR.	2012-07-24
002	2010-01-01	JOHN H. SMITH, SR.	2011-07-18	JOHN H. SMITH, SR.	2011-07-18
002	2009-01-01	JOHN H. SMITH, SR.		JOHN H. SMITH, SR.	2010-09-27

Plan Statistics for WILLIAM A. SMITH & SON, INC. 401(K) PLAN

401k plan membership statisitcs for WILLIAM A. SMITH & SON, INC. 401(K) PLAN

Measure Date Value
2009: WILLIAM A. SMITH & SON, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 44
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 38
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 6
Total of all active and inactive participants 2009-01-01 44
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 44
Number of participants with account balances 2009-01-01 44
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2009: WILLIAM A. SMITH & SON, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	44
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	38
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	6
Total of all active and inactive participants	2009-01-01	44
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	44
Number of participants with account balances	2009-01-01	44
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on WILLIAM A. SMITH & SON, INC. 401(K) PLAN

Measure	Date	Value
2009 : WILLIAM A. SMITH & SON, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for WILLIAM A. SMITH & SON, INC. 401(K) PLAN

2009: WILLIAM A. SMITH & SON, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	WILLIAM A. SMITH & SON, INC.
Employer identification number (EIN):	141433702
NAIC Classification:	524210
NAIC Description:	Insurance Agencies and Brokerages

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1957-12-30
Company Identification Number:	169403
Legal Registered Office Address:	380 BROADWAY Orange NEWBURGH United States of America (USA) 125505391