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CATALANO & O'FALLON, LLP 401K PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan NameCATALANO & O'FALLON, LLP 401K PROFIT SHARING PLAN AND TRUST
Plan identification number 001

CATALANO & O'FALLON, LLP 401K PROFIT SHARING PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CATALANO & O'FALLON, LLP has sponsored the creation of one or more 401k plans.

Company Name:CATALANO & O'FALLON, LLP
Employer identification number (EIN):141461994
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CATALANO & O'FALLON, LLP 401K PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01
0012013-01-01
0012012-01-01VINCENT J. CATALANO, JR.2013-06-04
0012011-01-01VINCENT J. CATALANO, JR.2012-10-15
0012010-01-01VINCENT J. CATALANO, JR.2012-11-27

Plan Statistics for CATALANO & O'FALLON, LLP 401K PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for CATALANO & O'FALLON, LLP 401K PROFIT SHARING PLAN AND TRUST

Measure Date Value
2017: CATALANO & O'FALLON, LLP 401K PROFIT SHARING PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-013
Total number of active participants reported on line 7a of the Form 55002017-01-013
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-011
Total of all active and inactive participants2017-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-014
Number of participants with account balances2017-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010

Financial Data on CATALANO & O'FALLON, LLP 401K PROFIT SHARING PLAN AND TRUST

Measure Date Value
2017 : CATALANO & O'FALLON, LLP 401K PROFIT SHARING PLAN AND TRUST 2017 401k financial data
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$185,289
Expenses. Total of all expenses incurred2017-12-31$6,913
Benefits paid (including direct rollovers)2017-12-31$349
Total plan assets at end of year2017-12-31$912,990
Total plan assets at beginning of year2017-12-31$734,614
Value of fidelity bond covering the plan2017-12-31$199,000
Total contributions received or receivable from participants2017-12-31$26,975
Other income received2017-12-31$132,518
Net income (gross income less expenses)2017-12-31$178,376
Net plan assets at end of year (total assets less liabilities)2017-12-31$912,990
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$734,614
Assets. Value of participant loans2017-12-31$1,324
Total contributions received or receivable from employer(s)2017-12-31$25,796
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$6,564

Form 5500 Responses for CATALANO & O'FALLON, LLP 401K PROFIT SHARING PLAN AND TRUST

2017: CATALANO & O'FALLON, LLP 401K PROFIT SHARING PLAN AND TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes

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