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NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN 401k Plan overview

Plan NameNYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN
Plan identification number 001

NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NYSARC, INC. SCHOHARIE COUNTY CHAPTER has sponsored the creation of one or more 401k plans.

Company Name:NYSARC, INC. SCHOHARIE COUNTY CHAPTER
Employer identification number (EIN):141494347
NAIC Classification:624310
NAIC Description:Vocational Rehabilitation Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012018-01-01
0012017-01-01JOHN MATT JOHN MATT2018-10-18
0012017-01-01JOHN MATT JOHN MATT2018-10-15
0012016-01-01JOHN MATT
0012015-01-01JOHN MATT
0012014-01-01MICHAEL CASTLE
0012013-01-01MICHAEL CASTLE
0012012-01-01MICHAEL CASTLE
0012011-01-01MICHAEL CASTLE
0012009-01-01MICHAEL CASTLE

Plan Statistics for NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN

401k plan membership statisitcs for NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN

Measure Date Value
2021: NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01305
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-010
Number of participants with account balances2021-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01340
Total number of active participants reported on line 7a of the Form 55002020-01-01289
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0141
Total of all active and inactive participants2020-01-01330
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01330
Number of participants with account balances2020-01-01120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01352
Total number of active participants reported on line 7a of the Form 55002019-01-01297
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0142
Total of all active and inactive participants2019-01-01339
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01339
Number of participants with account balances2019-01-01120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01361
Total number of active participants reported on line 7a of the Form 55002018-01-01322
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0134
Total of all active and inactive participants2018-01-01356
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01356
Number of participants with account balances2018-01-01123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01363
Total number of active participants reported on line 7a of the Form 55002017-01-01328
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0129
Total of all active and inactive participants2017-01-01357
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01357
Number of participants with account balances2017-01-01118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01339
Total number of active participants reported on line 7a of the Form 55002016-01-01335
Number of retired or separated participants receiving benefits2016-01-010
Total of all active and inactive participants2016-01-01335
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01335
Number of participants with account balances2016-01-01105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01327
Total number of active participants reported on line 7a of the Form 55002015-01-01324
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0115
Total of all active and inactive participants2015-01-01339
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01339
Number of participants with account balances2015-01-01100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01288
Total number of active participants reported on line 7a of the Form 55002014-01-01320
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-017
Total of all active and inactive participants2014-01-01327
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01327
Number of participants with account balances2014-01-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01301
Total number of active participants reported on line 7a of the Form 55002013-01-01281
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-017
Total of all active and inactive participants2013-01-01288
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01288
Number of participants with account balances2013-01-0188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01300
Total number of active participants reported on line 7a of the Form 55002012-01-01295
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-016
Total of all active and inactive participants2012-01-01301
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01301
Number of participants with account balances2012-01-0187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01293
Total number of active participants reported on line 7a of the Form 55002011-01-01295
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-015
Total of all active and inactive participants2011-01-01300
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01300
Number of participants with account balances2011-01-0179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01256
Total number of active participants reported on line 7a of the Form 55002009-01-01302
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-012
Total of all active and inactive participants2009-01-01304
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01304
Number of participants with account balances2009-01-0179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN

Measure Date Value
2021 : NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN 2021 401k financial data
Total transfer of assets from this plan2021-10-26$4,295,239
Total income from all sources (including contributions)2021-10-26$701,123
Total of all expenses incurred2021-10-26$1,003,561
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-10-26$999,312
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-10-26$145,775
Value of total assets at end of year2021-10-26$0
Value of total assets at beginning of year2021-10-26$4,597,677
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-10-26$4,249
Total interest from all sources2021-10-26$251
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-10-26No
Was this plan covered by a fidelity bond2021-10-26Yes
Value of fidelity bond cover2021-10-26$500,000
If this is an individual account plan, was there a blackout period2021-10-26Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-10-26$0
Were there any nonexempt tranactions with any party-in-interest2021-10-26No
Contributions received from participants2021-10-26$92,992
Other income not declared elsewhere2021-10-26$1,026
Administrative expenses (other) incurred2021-10-26$4,249
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-10-26No
Value of net income/loss2021-10-26$-302,438
Value of net assets at end of year (total assets less liabilities)2021-10-26$0
Value of net assets at beginning of year (total assets less liabilities)2021-10-26$4,597,677
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-10-26No
Were any loans by the plan or fixed income obligations due to the plan in default2021-10-26No
Were any leases to which the plan was party in default or uncollectible2021-10-26No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-10-26$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-10-26$4,569,101
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-10-26$251
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-10-26$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-10-26$28,576
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-10-26$554,071
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-10-26No
Was there a failure to transmit to the plan any participant contributions2021-10-26Yes
Has the plan failed to provide any benefit when due under the plan2021-10-26No
Contributions received in cash from employer2021-10-26$52,783
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-10-26$999,312
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-10-26Yes
Did the plan have assets held for investment2021-10-26Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-10-26No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-10-26Yes
Opinion of an independent qualified public accountant for this plan2021-10-26Disclaimer
Accountancy firm name2021-10-26BONADIO & CO., LLP
Accountancy firm EIN2021-10-26161131146
2020 : NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$770,624
Total of all expenses incurred2020-12-31$175,660
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$171,550
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$200,161
Value of total assets at end of year2020-12-31$4,597,677
Value of total assets at beginning of year2020-12-31$4,002,713
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$4,110
Total interest from all sources2020-12-31$218
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$126,013
Administrative expenses (other) incurred2020-12-31$4,110
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$594,964
Value of net assets at end of year (total assets less liabilities)2020-12-31$4,597,677
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$4,002,713
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$4,569,101
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$4,002,713
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$218
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$28,576
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$570,245
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$74,148
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$171,550
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BONADIO & CO., LLP
Accountancy firm EIN2020-12-31161131146
2019 : NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$1,097,267
Total of all expenses incurred2019-12-31$478,573
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$473,633
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$373,755
Value of total assets at end of year2019-12-31$4,002,713
Value of total assets at beginning of year2019-12-31$3,384,019
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$4,940
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$140,907
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$157,929
Administrative expenses (other) incurred2019-12-31$4,940
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$618,694
Value of net assets at end of year (total assets less liabilities)2019-12-31$4,002,713
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$3,384,019
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$4,002,713
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$3,384,019
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$723,512
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$74,919
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$473,633
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BONADIO & CO., LLP
Accountancy firm EIN2019-12-31161131146
2018 : NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$82,784
Total of all expenses incurred2018-12-31$449,844
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$448,794
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$281,752
Value of total assets at end of year2018-12-31$3,384,019
Value of total assets at beginning of year2018-12-31$3,751,079
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$1,050
Total interest from all sources2018-12-31$1
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$172,800
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$26,911
Administrative expenses (other) incurred2018-12-31$1,050
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-367,060
Value of net assets at end of year (total assets less liabilities)2018-12-31$3,384,019
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$3,751,079
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$3,384,019
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$3,751,079
Interest earned on other investments2018-12-31$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-198,969
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$82,041
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$448,794
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MARVIN AND COMPANY, PC
Accountancy firm EIN2018-12-31141567343
2017 : NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$862,583
Total of all expenses incurred2017-12-31$564,355
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$558,527
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$269,165
Value of total assets at end of year2017-12-31$3,751,079
Value of total assets at beginning of year2017-12-31$3,452,851
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$5,828
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$6,891
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$6,891
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$183,119
Other income not declared elsewhere2017-12-31$37
Administrative expenses (other) incurred2017-12-31$5,828
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$298,228
Value of net assets at end of year (total assets less liabilities)2017-12-31$3,751,079
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$3,452,851
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$3,751,079
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$3,452,851
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$586,490
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$86,046
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$558,527
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MARVIN AND COMPANY, PC
Accountancy firm EIN2017-12-31141567343
2016 : NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$561,321
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$515,540
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$511,038
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$265,582
Value of total assets at end of year2016-12-31$3,452,851
Value of total assets at beginning of year2016-12-31$3,407,070
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$4,502
Total interest from all sources2016-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$132,449
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$132,449
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$186,800
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Administrative expenses (other) incurred2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$45,781
Value of net assets at end of year (total assets less liabilities)2016-12-31$3,452,851
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$3,407,070
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$1,489
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$3,452,851
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$3,407,070
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$163,290
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$78,782
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$511,038
Contract administrator fees2016-12-31$3,013
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MARVIN AND COMPANY, PC
Accountancy firm EIN2016-12-31141567343
2015 : NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$276,752
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$99,312
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$94,886
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$303,756
Value of total assets at end of year2015-12-31$3,407,070
Value of total assets at beginning of year2015-12-31$3,229,630
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$4,426
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$163,139
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$163,139
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$203,825
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$21,632
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$177,440
Value of net assets at end of year (total assets less liabilities)2015-12-31$3,407,070
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$3,229,630
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$1,425
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$3,407,070
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$3,229,630
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-190,143
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$78,299
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$94,886
Contract administrator fees2015-12-31$3,001
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MARVIN AND COMPANY, PC
Accountancy firm EIN2015-12-31141567343
2014 : NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$471,576
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$579,345
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$575,018
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$261,778
Value of total assets at end of year2014-12-31$3,229,630
Value of total assets at beginning of year2014-12-31$3,337,399
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$4,327
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$112,068
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$112,068
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$188,941
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-107,769
Value of net assets at end of year (total assets less liabilities)2014-12-31$3,229,630
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$3,337,399
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$1,497
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$3,229,630
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$3,337,399
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$97,730
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$72,837
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$575,018
Contract administrator fees2014-12-31$2,830
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MARVIN AND COMPANY, PC
Accountancy firm EIN2014-12-31141567343
2013 : NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$833,815
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$48,169
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$44,086
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$250,085
Value of total assets at end of year2013-12-31$3,337,399
Value of total assets at beginning of year2013-12-31$2,551,753
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$4,083
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$98,428
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$98,428
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$182,807
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$785,646
Value of net assets at end of year (total assets less liabilities)2013-12-31$3,337,399
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,551,753
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$1,462
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$3,337,399
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$2,551,753
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$485,302
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$67,278
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$44,086
Contract administrator fees2013-12-31$2,621
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MARVIN AND COMPANY, PC
Accountancy firm EIN2013-12-31141567343
2012 : NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$513,272
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$80,180
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$77,286
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$246,911
Value of total assets at end of year2012-12-31$2,551,753
Value of total assets at beginning of year2012-12-31$2,118,661
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,894
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$68,792
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$68,792
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$200,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$181,761
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$44
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,150
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Administrative expenses (other) incurred2012-12-31$2,894
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$433,092
Value of net assets at end of year (total assets less liabilities)2012-12-31$2,551,753
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,118,661
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,551,753
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,118,590
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$197,569
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$64,000
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$27
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$77,286
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MARVIN AND COMPANY, PC
Accountancy firm EIN2012-12-31141567343
2011 : NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$220,936
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$23,164
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$20,634
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$238,092
Value of total assets at end of year2011-12-31$2,118,661
Value of total assets at beginning of year2011-12-31$1,920,889
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$2,530
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$32,922
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$32,922
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$200,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$175,366
Participant contributions at end of year2011-12-31$44
Administrative expenses (other) incurred2011-12-31$2,530
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$197,772
Value of net assets at end of year (total assets less liabilities)2011-12-31$2,118,661
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,920,889
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,118,590
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$1,920,889
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-50,078
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$62,726
Employer contributions (assets) at end of year2011-12-31$27
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$20,634
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MARVIN AND COMPANY, PC
Accountancy firm EIN2011-12-31141567343
2010 : NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$415,759
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$88,033
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$85,774
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$215,304
Value of total assets at end of year2010-12-31$1,920,889
Value of total assets at beginning of year2010-12-31$1,593,163
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,259
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$38,481
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$38,481
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$200,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$182,875
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$327,726
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,920,889
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,593,163
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$1,920,889
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,593,163
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$161,974
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$32,429
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$85,774
Contract administrator fees2010-12-31$2,259
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MARVIN AND COMPANY, PC
Accountancy firm EIN2010-12-31141567343
2009 : NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN

2021: NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingYes
2021-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedYes
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: NYSARC, INC. SCHOHARIE COUNTY CHAPTER TAX SHELTERED ANNUITY 403(B) MATCHING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-D2-KD07
Policy instance 1
Insurance contract or identification numberGAP-D2-KD07
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-10-26
Total amount of commissions paid to insurance brokerUSD $85
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $85
Insurance broker organization code?3
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-D2-KD07
Policy instance 1
Insurance contract or identification numberGAP-D2-KD07
Number of Individuals Covered120
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $61
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $61
Insurance broker organization code?3
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-D2-KD0Z
Policy instance 1
Insurance contract or identification numberGAP-D2-KD0Z
Number of Individuals Covered322
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $3
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $3
Insurance broker organization code?3

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