ROSE & KIERNAN, INC. has sponsored the creation of one or more 401k plans.
Additional information about ROSE & KIERNAN, INC.
Submission information for form 5500 for 401k plan ROSE & KIERNAN, INC. EMP STOCK OWNERSHIP PL & TR
401k plan membership statisitcs for ROSE & KIERNAN, INC. EMP STOCK OWNERSHIP PL & TR
| Measure | Date | Value |
|---|
| 2023 : ROSE & KIERNAN, INC. EMP STOCK OWNERSHIP PL & TR 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-03-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-03-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-03-31 | $0 |
| Total income from all sources (including contributions) | 2023-03-31 | $5,560 |
| Total loss/gain on sale of assets | 2023-03-31 | $0 |
| Total of all expenses incurred | 2023-03-31 | $8,783,079 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-03-31 | $8,783,079 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-03-31 | $0 |
| Value of total assets at end of year | 2023-03-31 | $0 |
| Value of total assets at beginning of year | 2023-03-31 | $8,777,519 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-03-31 | $0 |
| Total interest from all sources | 2023-03-31 | $5,560 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-03-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-03-31 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2023-03-31 | $0 |
| Was this plan covered by a fidelity bond | 2023-03-31 | Yes |
| Value of fidelity bond cover | 2023-03-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-03-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-03-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2023-03-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2023-03-31 | $7,755,114 |
| Total non interest bearing cash at end of year | 2023-03-31 | $0 |
| Total non interest bearing cash at beginning of year | 2023-03-31 | $22,542 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-03-31 | No |
| Value of net income/loss | 2023-03-31 | $-8,777,519 |
| Value of net assets at end of year (total assets less liabilities) | 2023-03-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-03-31 | $8,777,519 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-03-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-03-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-03-31 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2023-03-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2023-03-31 | $999,863 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2023-03-31 | $999,863 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2023-03-31 | $5,560 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-03-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2023-03-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-03-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-03-31 | $8,783,079 |
| Did the plan have assets held for investment | 2023-03-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-03-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-03-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2023-03-31 | Unqualified |
| Accountancy firm name | 2023-03-31 | BROWN AND FITZGERALD PC |
| Accountancy firm EIN | 2023-03-31 | 141630137 |
| 2022 : ROSE & KIERNAN, INC. EMP STOCK OWNERSHIP PL & TR 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-04-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-04-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-04-30 | $0 |
| Total income from all sources (including contributions) | 2022-04-30 | $4,577 |
| Total loss/gain on sale of assets | 2022-04-30 | $0 |
| Total of all expenses incurred | 2022-04-30 | $17,958,442 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-04-30 | $17,949,092 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-04-30 | $0 |
| Value of total assets at end of year | 2022-04-30 | $8,777,519 |
| Value of total assets at beginning of year | 2022-04-30 | $26,731,384 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-04-30 | $9,350 |
| Total interest from all sources | 2022-04-30 | $4,577 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-04-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-04-30 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2022-04-30 | $0 |
| Was this plan covered by a fidelity bond | 2022-04-30 | Yes |
| Value of fidelity bond cover | 2022-04-30 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-04-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-04-30 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-04-30 | $7,755,114 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-04-30 | $13,348,400 |
| Administrative expenses (other) incurred | 2022-04-30 | $9,350 |
| Total non interest bearing cash at end of year | 2022-04-30 | $22,542 |
| Total non interest bearing cash at beginning of year | 2022-04-30 | $73 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-04-30 | No |
| Value of net income/loss | 2022-04-30 | $-17,953,865 |
| Value of net assets at end of year (total assets less liabilities) | 2022-04-30 | $8,777,519 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-04-30 | $26,731,384 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-04-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-04-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-04-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-04-30 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-04-30 | $241,071 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-04-30 | $999,863 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-04-30 | $6,742,032 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-04-30 | $6,742,032 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-04-30 | $4,577 |
| Asset value of US Government securities at end of year | 2022-04-30 | $0 |
| Asset value of US Government securities at beginning of year | 2022-04-30 | $6,399,808 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-04-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2022-04-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-04-30 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-04-30 | $17,949,092 |
| Did the plan have assets held for investment | 2022-04-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-04-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-04-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-04-30 | Unqualified |
| Accountancy firm name | 2022-04-30 | BROWN AND FITZGERALD PC |
| Accountancy firm EIN | 2022-04-30 | 141630137 |
| 2021 : ROSE & KIERNAN, INC. EMP STOCK OWNERSHIP PL & TR 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-04-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-04-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-04-30 | $0 |
| Total income from all sources (including contributions) | 2021-04-30 | $41,833,477 |
| Total loss/gain on sale of assets | 2021-04-30 | $41,247,559 |
| Total of all expenses incurred | 2021-04-30 | $121,695,693 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-04-30 | $121,695,693 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-04-30 | $534,473 |
| Value of total assets at end of year | 2021-04-30 | $26,731,384 |
| Value of total assets at beginning of year | 2021-04-30 | $106,593,600 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-04-30 | $0 |
| Total interest from all sources | 2021-04-30 | $51,445 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-04-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-04-30 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2021-04-30 | $0 |
| Was this plan covered by a fidelity bond | 2021-04-30 | Yes |
| Value of fidelity bond cover | 2021-04-30 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-04-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-04-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-04-30 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-04-30 | $13,348,400 |
| Total non interest bearing cash at end of year | 2021-04-30 | $73 |
| Total non interest bearing cash at beginning of year | 2021-04-30 | $78 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-04-30 | No |
| Value of net income/loss | 2021-04-30 | $-79,862,216 |
| Value of net assets at end of year (total assets less liabilities) | 2021-04-30 | $26,731,384 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-04-30 | $106,593,600 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-04-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-04-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-04-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-04-30 | $241,071 |
| Income. Interest from US Government securities | 2021-04-30 | $51,445 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-04-30 | $6,742,032 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-04-30 | $924,415 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-04-30 | $924,415 |
| Asset value of US Government securities at end of year | 2021-04-30 | $6,399,808 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-04-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2021-04-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-04-30 | No |
| Assets. Invements in employer securities at beginning of year | 2021-04-30 | $103,285,677 |
| Contributions received in cash from employer | 2021-04-30 | $534,473 |
| Employer contributions (assets) at end of year | 2021-04-30 | $0 |
| Employer contributions (assets) at beginning of year | 2021-04-30 | $2,383,430 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-04-30 | $121,695,693 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-04-30 | No |
| Did the plan have assets held for investment | 2021-04-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-04-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-04-30 | No |
| Aggregate proceeds on sale of assets | 2021-04-30 | $400,889,201 |
| Aggregate carrying amount (costs) on sale of assets | 2021-04-30 | $359,641,642 |
| Opinion of an independent qualified public accountant for this plan | 2021-04-30 | Unqualified |
| Accountancy firm name | 2021-04-30 | BROWN AND FITZGERALD, P.C. |
| Accountancy firm EIN | 2021-04-30 | 141630137 |
| 2020 : ROSE & KIERNAN, INC. EMP STOCK OWNERSHIP PL & TR 2020 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2020-04-30 | $24,673,103 |
| Total unrealized appreciation/depreciation of assets | 2020-04-30 | $24,673,103 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-04-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-04-30 | $0 |
| Total income from all sources (including contributions) | 2020-04-30 | $27,096,161 |
| Total loss/gain on sale of assets | 2020-04-30 | $0 |
| Total of all expenses incurred | 2020-04-30 | $1,505,104 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-04-30 | $1,505,104 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-04-30 | $2,383,430 |
| Value of total assets at end of year | 2020-04-30 | $106,593,600 |
| Value of total assets at beginning of year | 2020-04-30 | $81,002,543 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-04-30 | $0 |
| Total interest from all sources | 2020-04-30 | $39,628 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-04-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-04-30 | No |
| Was this plan covered by a fidelity bond | 2020-04-30 | Yes |
| Value of fidelity bond cover | 2020-04-30 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-04-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-04-30 | No |
| Total non interest bearing cash at end of year | 2020-04-30 | $78 |
| Total non interest bearing cash at beginning of year | 2020-04-30 | $58 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-04-30 | No |
| Value of net income/loss | 2020-04-30 | $25,591,057 |
| Value of net assets at end of year (total assets less liabilities) | 2020-04-30 | $106,593,600 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-04-30 | $81,002,543 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-04-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-04-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-04-30 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-04-30 | $924,415 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-04-30 | $72,069 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-04-30 | $72,069 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-04-30 | $39,628 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-04-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-04-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-04-30 | No |
| Assets. Invements in employer securities at end of year | 2020-04-30 | $103,285,677 |
| Assets. Invements in employer securities at beginning of year | 2020-04-30 | $78,612,574 |
| Contributions received in cash from employer | 2020-04-30 | $2,383,430 |
| Employer contributions (assets) at end of year | 2020-04-30 | $2,383,430 |
| Employer contributions (assets) at beginning of year | 2020-04-30 | $2,317,842 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-04-30 | $1,505,104 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-04-30 | No |
| Did the plan have assets held for investment | 2020-04-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-04-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-04-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-04-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-04-30 | Unqualified |
| Accountancy firm name | 2020-04-30 | BROWN AND FITZGERALD, P.C. |
| Accountancy firm EIN | 2020-04-30 | 141630137 |
| 2019 : ROSE & KIERNAN, INC. EMP STOCK OWNERSHIP PL & TR 2019 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2019-04-30 | $5,745,344 |
| Total unrealized appreciation/depreciation of assets | 2019-04-30 | $5,745,344 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-04-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-04-30 | $0 |
| Total income from all sources (including contributions) | 2019-04-30 | $8,107,348 |
| Total loss/gain on sale of assets | 2019-04-30 | $0 |
| Total of all expenses incurred | 2019-04-30 | $3,596,797 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-04-30 | $3,596,797 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-04-30 | $2,317,842 |
| Value of total assets at end of year | 2019-04-30 | $81,002,543 |
| Value of total assets at beginning of year | 2019-04-30 | $76,491,992 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-04-30 | $0 |
| Total interest from all sources | 2019-04-30 | $44,162 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-04-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-04-30 | No |
| Was this plan covered by a fidelity bond | 2019-04-30 | Yes |
| Value of fidelity bond cover | 2019-04-30 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-04-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-04-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-04-30 | No |
| Total non interest bearing cash at end of year | 2019-04-30 | $58 |
| Total non interest bearing cash at beginning of year | 2019-04-30 | $27 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-04-30 | No |
| Value of net income/loss | 2019-04-30 | $4,510,551 |
| Value of net assets at end of year (total assets less liabilities) | 2019-04-30 | $81,002,543 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-04-30 | $76,491,992 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-04-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-04-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-04-30 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-04-30 | $72,069 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-04-30 | $1,794,714 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-04-30 | $1,794,714 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-04-30 | $44,162 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-04-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2019-04-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-04-30 | No |
| Assets. Invements in employer securities at end of year | 2019-04-30 | $78,612,574 |
| Assets. Invements in employer securities at beginning of year | 2019-04-30 | $73,868,218 |
| Contributions received in cash from employer | 2019-04-30 | $2,317,842 |
| Employer contributions (assets) at end of year | 2019-04-30 | $2,317,842 |
| Employer contributions (assets) at beginning of year | 2019-04-30 | $829,033 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-04-30 | $3,596,797 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-04-30 | No |
| Did the plan have assets held for investment | 2019-04-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-04-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-04-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-04-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2019-04-30 | Unqualified |
| Accountancy firm name | 2019-04-30 | BROWN AND FITZGERALD, P.C. |
| Accountancy firm EIN | 2019-04-30 | 141630137 |
| 2018 : ROSE & KIERNAN, INC. EMP STOCK OWNERSHIP PL & TR 2018 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2018-04-30 | $7,464,173 |
| Total unrealized appreciation/depreciation of assets | 2018-04-30 | $7,464,173 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-04-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-04-30 | $0 |
| Total income from all sources (including contributions) | 2018-04-30 | $9,803,217 |
| Total loss/gain on sale of assets | 2018-04-30 | $0 |
| Total of all expenses incurred | 2018-04-30 | $2,033,726 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-04-30 | $2,033,726 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-04-30 | $2,329,033 |
| Value of total assets at end of year | 2018-04-30 | $76,491,992 |
| Value of total assets at beginning of year | 2018-04-30 | $68,722,501 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-04-30 | $0 |
| Total interest from all sources | 2018-04-30 | $10,011 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-04-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-04-30 | No |
| Was this plan covered by a fidelity bond | 2018-04-30 | Yes |
| Value of fidelity bond cover | 2018-04-30 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2018-04-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-04-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-04-30 | No |
| Total non interest bearing cash at end of year | 2018-04-30 | $27 |
| Total non interest bearing cash at beginning of year | 2018-04-30 | $77 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-04-30 | No |
| Value of net income/loss | 2018-04-30 | $7,769,491 |
| Value of net assets at end of year (total assets less liabilities) | 2018-04-30 | $76,491,992 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-04-30 | $68,722,501 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-04-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-04-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-04-30 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-04-30 | $1,794,714 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-04-30 | $1,600,537 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-04-30 | $1,600,537 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-04-30 | $10,011 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-04-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-04-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-04-30 | No |
| Assets. Invements in employer securities at end of year | 2018-04-30 | $73,868,218 |
| Assets. Invements in employer securities at beginning of year | 2018-04-30 | $66,404,045 |
| Contributions received in cash from employer | 2018-04-30 | $2,329,033 |
| Employer contributions (assets) at end of year | 2018-04-30 | $829,033 |
| Employer contributions (assets) at beginning of year | 2018-04-30 | $717,842 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-04-30 | $2,033,726 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-04-30 | No |
| Did the plan have assets held for investment | 2018-04-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-04-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-04-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-04-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2018-04-30 | Unqualified |
| Accountancy firm name | 2018-04-30 | BROWN AND FITZGERALD, P.C. |
| Accountancy firm EIN | 2018-04-30 | 141630137 |
| 2017 : ROSE & KIERNAN, INC. EMP STOCK OWNERSHIP PL & TR 2017 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2017-04-30 | $3,230,193 |
| Total unrealized appreciation/depreciation of assets | 2017-04-30 | $3,230,193 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-04-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-04-30 | $0 |
| Total income from all sources (including contributions) | 2017-04-30 | $5,559,394 |
| Total loss/gain on sale of assets | 2017-04-30 | $0 |
| Total of all expenses incurred | 2017-04-30 | $605,130 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-04-30 | $605,130 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-04-30 | $2,317,842 |
| Value of total assets at end of year | 2017-04-30 | $68,722,501 |
| Value of total assets at beginning of year | 2017-04-30 | $63,768,237 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-04-30 | $0 |
| Total interest from all sources | 2017-04-30 | $11,359 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-04-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-04-30 | No |
| Was this plan covered by a fidelity bond | 2017-04-30 | Yes |
| Value of fidelity bond cover | 2017-04-30 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-04-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-04-30 | No |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-04-30 | $5,989 |
| Total non interest bearing cash at end of year | 2017-04-30 | $77 |
| Total non interest bearing cash at beginning of year | 2017-04-30 | $41 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-04-30 | No |
| Value of net income/loss | 2017-04-30 | $4,954,264 |
| Value of net assets at end of year (total assets less liabilities) | 2017-04-30 | $68,722,501 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-04-30 | $63,768,237 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-04-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-04-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-04-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-04-30 | $522 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-04-30 | $1,600,537 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-04-30 | $4,254,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-04-30 | $4,254,000 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-04-30 | $11,359 |
| Asset value of US Government securities at beginning of year | 2017-04-30 | $383,389 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-04-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2017-04-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-04-30 | No |
| Assets. Invements in employer securities at end of year | 2017-04-30 | $66,404,045 |
| Assets. Invements in employer securities at beginning of year | 2017-04-30 | $58,291,178 |
| Contributions received in cash from employer | 2017-04-30 | $2,317,842 |
| Employer contributions (assets) at end of year | 2017-04-30 | $717,842 |
| Employer contributions (assets) at beginning of year | 2017-04-30 | $833,118 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-04-30 | $605,130 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-04-30 | No |
| Did the plan have assets held for investment | 2017-04-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-04-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-04-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-04-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2017-04-30 | Unqualified |
| Accountancy firm name | 2017-04-30 | BROWN AND FITZGERALD PC |
| Accountancy firm EIN | 2017-04-30 | 141630137 |
| 2016 : ROSE & KIERNAN, INC. EMP STOCK OWNERSHIP PL & TR 2016 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-04-30 | $8,163,301 |
| Total unrealized appreciation/depreciation of assets | 2016-04-30 | $8,163,301 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-04-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-04-30 | $0 |
| Total income from all sources (including contributions) | 2016-04-30 | $10,509,760 |
| Total loss/gain on sale of assets | 2016-04-30 | $0 |
| Total of all expenses incurred | 2016-04-30 | $569,966 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-04-30 | $569,966 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-04-30 | $2,333,118 |
| Value of total assets at end of year | 2016-04-30 | $63,768,237 |
| Value of total assets at beginning of year | 2016-04-30 | $53,828,443 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-04-30 | $0 |
| Total interest from all sources | 2016-04-30 | $13,341 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-04-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-04-30 | No |
| Was this plan covered by a fidelity bond | 2016-04-30 | Yes |
| Value of fidelity bond cover | 2016-04-30 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-04-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-04-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-04-30 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-04-30 | $5,989 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-04-30 | $4,839 |
| Total non interest bearing cash at end of year | 2016-04-30 | $41 |
| Total non interest bearing cash at beginning of year | 2016-04-30 | $233 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-04-30 | No |
| Value of net income/loss | 2016-04-30 | $9,939,794 |
| Value of net assets at end of year (total assets less liabilities) | 2016-04-30 | $63,768,237 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-04-30 | $53,828,443 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-04-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-04-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-04-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-04-30 | $522 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-04-30 | $513 |
| Income. Interest from US Government securities | 2016-04-30 | $628 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-04-30 | $4,254,000 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-04-30 | $3,851,506 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-04-30 | $3,851,506 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-04-30 | $12,713 |
| Asset value of US Government securities at end of year | 2016-04-30 | $383,389 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-04-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-04-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-04-30 | No |
| Assets. Invements in employer securities at end of year | 2016-04-30 | $58,291,178 |
| Assets. Invements in employer securities at beginning of year | 2016-04-30 | $49,157,261 |
| Contributions received in cash from employer | 2016-04-30 | $2,333,118 |
| Employer contributions (assets) at end of year | 2016-04-30 | $833,118 |
| Employer contributions (assets) at beginning of year | 2016-04-30 | $814,091 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-04-30 | $569,966 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-04-30 | No |
| Did the plan have assets held for investment | 2016-04-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-04-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-04-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-04-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-04-30 | Unqualified |
| Accountancy firm name | 2016-04-30 | BROWN AND FITZGERALD PC |
| Accountancy firm EIN | 2016-04-30 | 141630137 |
| 2015 : ROSE & KIERNAN, INC. EMP STOCK OWNERSHIP PL & TR 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-04-30 | $4,463,086 |
| Total unrealized appreciation/depreciation of assets | 2015-04-30 | $4,463,086 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-04-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-04-30 | $0 |
| Total income from all sources (including contributions) | 2015-04-30 | $6,785,989 |
| Total loss/gain on sale of assets | 2015-04-30 | $0 |
| Total of all expenses incurred | 2015-04-30 | $815,724 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-04-30 | $815,724 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-04-30 | $2,315,091 |
| Value of total assets at end of year | 2015-04-30 | $53,828,443 |
| Value of total assets at beginning of year | 2015-04-30 | $47,858,178 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-04-30 | $0 |
| Total interest from all sources | 2015-04-30 | $7,812 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-04-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-04-30 | No |
| Was this plan covered by a fidelity bond | 2015-04-30 | Yes |
| Value of fidelity bond cover | 2015-04-30 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-04-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-04-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-04-30 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-04-30 | $4,839 |
| Total non interest bearing cash at end of year | 2015-04-30 | $233 |
| Total non interest bearing cash at beginning of year | 2015-04-30 | $86 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-04-30 | No |
| Value of net income/loss | 2015-04-30 | $5,970,265 |
| Value of net assets at end of year (total assets less liabilities) | 2015-04-30 | $53,828,443 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-04-30 | $47,858,178 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-04-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-04-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-04-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-04-30 | $513 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-04-30 | $3,851,506 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-04-30 | $975,981 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-04-30 | $975,981 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-04-30 | $7,812 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-04-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-04-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-04-30 | No |
| Assets. Invements in employer securities at end of year | 2015-04-30 | $49,157,261 |
| Assets. Invements in employer securities at beginning of year | 2015-04-30 | $44,694,175 |
| Contributions received in cash from employer | 2015-04-30 | $2,315,091 |
| Employer contributions (assets) at end of year | 2015-04-30 | $814,091 |
| Employer contributions (assets) at beginning of year | 2015-04-30 | $2,187,936 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-04-30 | $815,724 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-04-30 | No |
| Did the plan have assets held for investment | 2015-04-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-04-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-04-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-04-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-04-30 | Unqualified |
| Accountancy firm name | 2015-04-30 | BROWN AND FITZGERALD, P.C. |
| Accountancy firm EIN | 2015-04-30 | 141630137 |
| 2014 : ROSE & KIERNAN, INC. EMP STOCK OWNERSHIP PL & TR 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-04-30 | $4,656,483 |
| Total unrealized appreciation/depreciation of assets | 2014-04-30 | $4,656,483 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-04-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-04-30 | $0 |
| Total income from all sources (including contributions) | 2014-04-30 | $6,845,663 |
| Total loss/gain on sale of assets | 2014-04-30 | $0 |
| Total of all expenses incurred | 2014-04-30 | $852,895 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-04-30 | $852,895 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-04-30 | $2,187,936 |
| Value of total assets at end of year | 2014-04-30 | $47,858,178 |
| Value of total assets at beginning of year | 2014-04-30 | $41,865,410 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-04-30 | $0 |
| Total interest from all sources | 2014-04-30 | $1,244 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-04-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-04-30 | No |
| Was this plan covered by a fidelity bond | 2014-04-30 | Yes |
| Value of fidelity bond cover | 2014-04-30 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-04-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-04-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-04-30 | No |
| Total non interest bearing cash at end of year | 2014-04-30 | $86 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-04-30 | No |
| Value of net income/loss | 2014-04-30 | $5,992,768 |
| Value of net assets at end of year (total assets less liabilities) | 2014-04-30 | $47,858,178 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-04-30 | $41,865,410 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-04-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-04-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-04-30 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-04-30 | $975,981 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-04-30 | $47,884 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-04-30 | $47,884 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-04-30 | $1,244 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-04-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-04-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-04-30 | No |
| Assets. Invements in employer securities at end of year | 2014-04-30 | $44,694,175 |
| Assets. Invements in employer securities at beginning of year | 2014-04-30 | $39,619,985 |
| Contributions received in cash from employer | 2014-04-30 | $2,187,936 |
| Employer contributions (assets) at end of year | 2014-04-30 | $2,187,936 |
| Employer contributions (assets) at beginning of year | 2014-04-30 | $2,197,541 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-04-30 | $852,895 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-04-30 | No |
| Did the plan have assets held for investment | 2014-04-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-04-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-04-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-04-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-04-30 | Unqualified |
| Accountancy firm name | 2014-04-30 | BROWN AND FITZGERALD, P.C. |
| Accountancy firm EIN | 2014-04-30 | 141630137 |
| 2013 : ROSE & KIERNAN, INC. EMP STOCK OWNERSHIP PL & TR 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-04-30 | $5,685,548 |
| Total unrealized appreciation/depreciation of assets | 2013-04-30 | $5,685,548 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-04-30 | $7,809 |
| Total income from all sources (including contributions) | 2013-04-30 | $7,883,690 |
| Total of all expenses incurred | 2013-04-30 | $1,802,999 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-04-30 | $1,802,999 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-04-30 | $2,197,541 |
| Value of total assets at end of year | 2013-04-30 | $41,865,410 |
| Value of total assets at beginning of year | 2013-04-30 | $35,792,528 |
| Total interest from all sources | 2013-04-30 | $601 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-04-30 | No |
| Was this plan covered by a fidelity bond | 2013-04-30 | Yes |
| Value of fidelity bond cover | 2013-04-30 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-04-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-04-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-04-30 | No |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-04-30 | $7,809 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-04-30 | No |
| Value of net income/loss | 2013-04-30 | $6,080,691 |
| Value of net assets at end of year (total assets less liabilities) | 2013-04-30 | $41,865,410 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-04-30 | $35,784,719 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-04-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-04-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-04-30 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-04-30 | $47,884 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-04-30 | $8,146 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-04-30 | $8,146 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-04-30 | $601 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-04-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-04-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-04-30 | No |
| Assets. Invements in employer securities at end of year | 2013-04-30 | $39,619,985 |
| Assets. Invements in employer securities at beginning of year | 2013-04-30 | $33,934,437 |
| Contributions received in cash from employer | 2013-04-30 | $2,197,541 |
| Employer contributions (assets) at end of year | 2013-04-30 | $2,197,541 |
| Employer contributions (assets) at beginning of year | 2013-04-30 | $1,849,945 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-04-30 | $1,802,999 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-04-30 | No |
| Did the plan have assets held for investment | 2013-04-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-04-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-04-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-04-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-04-30 | Unqualified |
| Accountancy firm name | 2013-04-30 | BROWN AND FITZGERALD, P.C. |
| Accountancy firm EIN | 2013-04-30 | 141630137 |
| 2012 : ROSE & KIERNAN, INC. EMP STOCK OWNERSHIP PL & TR 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-04-30 | $2,425,272 |
| Total unrealized appreciation/depreciation of assets | 2012-04-30 | $2,425,272 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-04-30 | $7,809 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-04-30 | $366,151 |
| Total income from all sources (including contributions) | 2012-04-30 | $4,642,596 |
| Total of all expenses incurred | 2012-04-30 | $2,663,191 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-04-30 | $2,663,191 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-04-30 | $2,162,480 |
| Value of total assets at end of year | 2012-04-30 | $35,792,528 |
| Value of total assets at beginning of year | 2012-04-30 | $34,171,465 |
| Total interest from all sources | 2012-04-30 | $1,228 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-04-30 | $53,616 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-04-30 | No |
| Was this plan covered by a fidelity bond | 2012-04-30 | Yes |
| Value of fidelity bond cover | 2012-04-30 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-04-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-04-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-04-30 | No |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-04-30 | $7,809 |
| Total non interest bearing cash at beginning of year | 2012-04-30 | $29 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-04-30 | No |
| Value of net income/loss | 2012-04-30 | $1,979,405 |
| Value of net assets at end of year (total assets less liabilities) | 2012-04-30 | $35,784,719 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-04-30 | $33,805,314 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-04-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-04-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-04-30 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-04-30 | $8,146 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-04-30 | $440 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-04-30 | $440 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-04-30 | $1,228 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-04-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-04-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-04-30 | No |
| Assets. Invements in employer securities at end of year | 2012-04-30 | $33,934,437 |
| Assets. Invements in employer securities at beginning of year | 2012-04-30 | $32,880,272 |
| Contributions received in cash from employer | 2012-04-30 | $2,162,480 |
| Employer contributions (assets) at end of year | 2012-04-30 | $1,849,945 |
| Employer contributions (assets) at beginning of year | 2012-04-30 | $1,290,724 |
| Income. Dividends from common stock | 2012-04-30 | $53,616 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-04-30 | $2,663,191 |
| Did the plan have assets held for investment | 2012-04-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-04-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-04-30 | No |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2012-04-30 | $366,151 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-04-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-04-30 | Unqualified |
| Accountancy firm name | 2012-04-30 | BROWN AND FITZGERALD, P.C. |
| Accountancy firm EIN | 2012-04-30 | 141630137 |
| 2011 : ROSE & KIERNAN, INC. EMP STOCK OWNERSHIP PL & TR 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-04-30 | $1,664,222 |
| Total unrealized appreciation/depreciation of assets | 2011-04-30 | $1,664,222 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-04-30 | $366,151 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-04-30 | $1,440,822 |
| Total income from all sources (including contributions) | 2011-04-30 | $4,045,595 |
| Total of all expenses incurred | 2011-04-30 | $1,488,264 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-04-30 | $1,488,264 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-04-30 | $2,162,480 |
| Value of total assets at end of year | 2011-04-30 | $34,171,465 |
| Value of total assets at beginning of year | 2011-04-30 | $32,688,805 |
| Total interest from all sources | 2011-04-30 | $4,428 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-04-30 | $214,465 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-04-30 | No |
| Was this plan covered by a fidelity bond | 2011-04-30 | Yes |
| Value of fidelity bond cover | 2011-04-30 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-04-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-04-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-04-30 | No |
| Total non interest bearing cash at end of year | 2011-04-30 | $29 |
| Total non interest bearing cash at beginning of year | 2011-04-30 | $89 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-04-30 | No |
| Value of net income/loss | 2011-04-30 | $2,557,331 |
| Value of net assets at end of year (total assets less liabilities) | 2011-04-30 | $33,805,314 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-04-30 | $31,247,983 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-04-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-04-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-04-30 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-04-30 | $440 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-04-30 | $1,472,666 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-04-30 | $1,472,666 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-04-30 | $4,428 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-04-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-04-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-04-30 | No |
| Assets. Invements in employer securities at end of year | 2011-04-30 | $32,880,272 |
| Assets. Invements in employer securities at beginning of year | 2011-04-30 | $31,216,050 |
| Contributions received in cash from employer | 2011-04-30 | $2,162,480 |
| Employer contributions (assets) at end of year | 2011-04-30 | $1,290,724 |
| Employer contributions (assets) at beginning of year | 2011-04-30 | $0 |
| Income. Dividends from common stock | 2011-04-30 | $214,465 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-04-30 | $1,488,264 |
| Did the plan have assets held for investment | 2011-04-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-04-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-04-30 | No |
| Liabilities. Value of acquisition indebtedness at end of year | 2011-04-30 | $366,151 |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2011-04-30 | $1,440,822 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-04-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-04-30 | Unqualified |
| Accountancy firm name | 2011-04-30 | BROWN AND FITZGERALD, P.C. |
| Accountancy firm EIN | 2011-04-30 | 141630137 |
| 2010 : ROSE & KIERNAN, INC. EMP STOCK OWNERSHIP PL & TR 2010 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-04-30 | $0 |
