Plan Name | ETS, INC. 401(K) RETIREMENT PLAN |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | ETS, INC. |
Employer identification number (EIN): | 141656330 |
NAIC Classification: | 561300 |
Additional information about ETS, INC.
Jurisdiction of Incorporation: | New York Department of State |
Incorporation Date: | 1982-11-17 |
Company Identification Number: | 805090 |
Legal Registered Office Address: |
186 US Oval ETS Inc. Plattsburgh United States of America (USA) 12903 |
More information about ETS, INC.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2023-01-01 | DANIEL ALBERT | 2024-09-17 | ||
001 | 2022-01-01 | ||||
001 | 2021-01-01 | ||||
001 | 2020-01-01 | ||||
001 | 2019-01-01 | DANIEL ALBERT | 2020-06-12 | ||
001 | 2018-01-01 | DANIEL ALBERT | 2019-07-03 | ||
001 | 2017-01-01 | DANIEL ALBERT | 2018-06-28 | ||
001 | 2016-01-01 | DANIEL ALBERT | 2017-07-07 | ||
001 | 2015-01-01 | DEBORAH CLEARY | 2016-10-04 | ||
001 | 2014-01-01 | DEBORAH CLEARY | 2015-10-14 | ||
001 | 2013-01-01 | DEBORAH CLEARY | 2014-06-26 | ||
001 | 2012-01-01 | DEBORAH CLEARY | 2013-07-16 | ||
001 | 2011-01-01 | DEBORAH CLEARY | 2012-07-23 | ||
001 | 2010-01-01 | DEBORAH CLEARY | 2011-07-07 | ||
001 | 2009-01-01 | DEBORAH CLEARY |
Measure | Date | Value |
---|---|---|
2022: ETS, INC. 401(K) RETIREMENT PLAN 2022 401k membership | ||
Total participants, beginning-of-year | 2022-01-01 | 120 |
Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 81 |
Number of retired or separated participants receiving benefits | 2022-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 5 |
Total of all active and inactive participants | 2022-01-01 | 86 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 0 |
Total participants | 2022-01-01 | 86 |
Number of participants with account balances | 2022-01-01 | 20 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 0 |
2021: ETS, INC. 401(K) RETIREMENT PLAN 2021 401k membership | ||
Total participants, beginning-of-year | 2021-01-01 | 234 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 93 |
Number of retired or separated participants receiving benefits | 2021-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 2 |
Total of all active and inactive participants | 2021-01-01 | 95 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 0 |
Total participants | 2021-01-01 | 95 |
Number of participants with account balances | 2021-01-01 | 17 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 0 |
2020: ETS, INC. 401(K) RETIREMENT PLAN 2020 401k membership | ||
Total participants, beginning-of-year | 2020-01-01 | 168 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 199 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 4 |
Total of all active and inactive participants | 2020-01-01 | 203 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 0 |
Total participants | 2020-01-01 | 203 |
Number of participants with account balances | 2020-01-01 | 18 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 0 |
2009: ETS, INC. 401(K) RETIREMENT PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 12 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 48 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 2 |
Total of all active and inactive participants | 2009-01-01 | 50 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 50 |
Number of participants with account balances | 2009-01-01 | 9 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
Measure | Date | Value |
---|---|---|
2022 : ETS, INC. 401(K) RETIREMENT PLAN 2022 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-16,654 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $27,047 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $18,384 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $231,625 |
Value of total assets at end of year | 2022-12-31 | $2,023,629 |
Value of total assets at beginning of year | 2022-12-31 | $2,067,330 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $8,663 |
Total interest from all sources | 2022-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $55,177 |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $55,177 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $250,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $146,326 |
Participant contributions at end of year | 2022-12-31 | $0 |
Participant contributions at beginning of year | 2022-12-31 | $1,214 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $18,545 |
Other income not declared elsewhere | 2022-12-31 | $-286,281 |
Administrative expenses (other) incurred | 2022-12-31 | $1,000 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-43,701 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $2,023,629 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $2,067,330 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $7,358 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $1,522,432 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $1,696,204 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $501,197 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $369,064 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $-17,175 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $66,754 |
Employer contributions (assets) at end of year | 2022-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $848 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $18,384 |
Contract administrator fees | 2022-12-31 | $305 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | TEAL, BECKER & CHIARAMONTE CPAS, PC |
Accountancy firm EIN | 2022-12-31 | 141624930 |
2021 : ETS, INC. 401(K) RETIREMENT PLAN 2021 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $416,567 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $74,736 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $67,558 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $162,862 |
Value of total assets at end of year | 2021-12-31 | $2,067,330 |
Value of total assets at beginning of year | 2021-12-31 | $1,725,499 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $7,178 |
Total interest from all sources | 2021-12-31 | $2,278 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $27,927 |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $27,927 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $172,550 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $114,760 |
Participant contributions at end of year | 2021-12-31 | $1,214 |
Participant contributions at beginning of year | 2021-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $341,831 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $2,067,330 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $1,725,499 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $6,888 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $1,696,204 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $1,436,480 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $369,064 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $289,019 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $2,278 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $174,704 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $48,796 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $48,102 |
Employer contributions (assets) at end of year | 2021-12-31 | $848 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $67,558 |
Contract administrator fees | 2021-12-31 | $290 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | TEAL, BECKER & CHIARAMONTE CPAS, PC |
Accountancy firm EIN | 2021-12-31 | 141624930 |
2020 : ETS, INC. 401(K) RETIREMENT PLAN 2020 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $298,918 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $34,460 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $28,427 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $143,122 |
Value of total assets at end of year | 2020-12-31 | $1,725,499 |
Value of total assets at beginning of year | 2020-12-31 | $1,461,041 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $6,033 |
Total interest from all sources | 2020-12-31 | $2,278 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $27,927 |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $27,927 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $150,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $105,948 |
Administrative expenses (other) incurred | 2020-12-31 | $416 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $264,458 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $1,725,499 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $1,461,041 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $5,394 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $1,436,480 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $1,104,664 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $289,019 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $356,377 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $2,278 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $153,916 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $-28,325 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $37,174 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $28,427 |
Contract administrator fees | 2020-12-31 | $223 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | TEAL, BECKER & CHIARAMONTE CPAS, PC |
Accountancy firm EIN | 2020-12-31 | 141624930 |
2009 : ETS, INC. 401(K) RETIREMENT PLAN 2009 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
2022: ETS, INC. 401(K) RETIREMENT PLAN 2022 form 5500 responses | ||
---|---|---|
2022-01-01 | Type of plan entity | Single employer plan |
2022-01-01 | Submission has been amended | No |
2022-01-01 | This submission is the final filing | No |
2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2022-01-01 | Plan is a collectively bargained plan | No |
2022-01-01 | Plan funding arrangement – Trust | Yes |
2022-01-01 | Plan benefit arrangement - Trust | Yes |
2021: ETS, INC. 401(K) RETIREMENT PLAN 2021 form 5500 responses | ||
2021-01-01 | Type of plan entity | Single employer plan |
2021-01-01 | Submission has been amended | No |
2021-01-01 | This submission is the final filing | No |
2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2021-01-01 | Plan is a collectively bargained plan | No |
2021-01-01 | Plan funding arrangement – Trust | Yes |
2021-01-01 | Plan benefit arrangement - Trust | Yes |
2020: ETS, INC. 401(K) RETIREMENT PLAN 2020 form 5500 responses | ||
2020-01-01 | Type of plan entity | Single employer plan |
2020-01-01 | Submission has been amended | No |
2020-01-01 | This submission is the final filing | No |
2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-01-01 | Plan is a collectively bargained plan | No |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |
2009: ETS, INC. 401(K) RETIREMENT PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |