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ETS, INC. 401(K) RETIREMENT PLAN 401k Plan overview

Plan NameETS, INC. 401(K) RETIREMENT PLAN
Plan identification number 001

ETS, INC. 401(K) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ETS, INC. has sponsored the creation of one or more 401k plans.

Company Name:ETS, INC.
Employer identification number (EIN):141656330
NAIC Classification:561300

Additional information about ETS, INC.

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1982-11-17
Company Identification Number: 805090
Legal Registered Office Address: 186 US Oval
ETS Inc.
Plattsburgh
United States of America (USA)
12903

More information about ETS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ETS, INC. 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01DANIEL ALBERT2024-09-17
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01DANIEL ALBERT2020-06-12
0012018-01-01DANIEL ALBERT2019-07-03
0012017-01-01DANIEL ALBERT2018-06-28
0012016-01-01DANIEL ALBERT2017-07-07
0012015-01-01DEBORAH CLEARY2016-10-04
0012014-01-01DEBORAH CLEARY2015-10-14
0012013-01-01DEBORAH CLEARY2014-06-26
0012012-01-01DEBORAH CLEARY2013-07-16
0012011-01-01DEBORAH CLEARY2012-07-23
0012010-01-01DEBORAH CLEARY2011-07-07
0012009-01-01DEBORAH CLEARY

Plan Statistics for ETS, INC. 401(K) RETIREMENT PLAN

401k plan membership statisitcs for ETS, INC. 401(K) RETIREMENT PLAN

Measure Date Value
2022: ETS, INC. 401(K) RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01120
Total number of active participants reported on line 7a of the Form 55002022-01-0181
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-015
Total of all active and inactive participants2022-01-0186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-0186
Number of participants with account balances2022-01-0120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: ETS, INC. 401(K) RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01234
Total number of active participants reported on line 7a of the Form 55002021-01-0193
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-012
Total of all active and inactive participants2021-01-0195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-0195
Number of participants with account balances2021-01-0117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: ETS, INC. 401(K) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01168
Total number of active participants reported on line 7a of the Form 55002020-01-01199
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-014
Total of all active and inactive participants2020-01-01203
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01203
Number of participants with account balances2020-01-0118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2009: ETS, INC. 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0112
Total number of active participants reported on line 7a of the Form 55002009-01-0148
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-012
Total of all active and inactive participants2009-01-0150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0150
Number of participants with account balances2009-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on ETS, INC. 401(K) RETIREMENT PLAN

Measure Date Value
2022 : ETS, INC. 401(K) RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-16,654
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$27,047
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$18,384
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$231,625
Value of total assets at end of year2022-12-31$2,023,629
Value of total assets at beginning of year2022-12-31$2,067,330
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$8,663
Total interest from all sources2022-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$55,177
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$55,177
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$250,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$146,326
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$1,214
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$18,545
Other income not declared elsewhere2022-12-31$-286,281
Administrative expenses (other) incurred2022-12-31$1,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-43,701
Value of net assets at end of year (total assets less liabilities)2022-12-31$2,023,629
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$2,067,330
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$7,358
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$1,522,432
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$1,696,204
Value of interest in common/collective trusts at end of year2022-12-31$501,197
Value of interest in common/collective trusts at beginning of year2022-12-31$369,064
Net investment gain or loss from common/collective trusts2022-12-31$-17,175
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$66,754
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$848
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$18,384
Contract administrator fees2022-12-31$305
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31TEAL, BECKER & CHIARAMONTE CPAS, PC
Accountancy firm EIN2022-12-31141624930
2021 : ETS, INC. 401(K) RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$416,567
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$74,736
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$67,558
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$162,862
Value of total assets at end of year2021-12-31$2,067,330
Value of total assets at beginning of year2021-12-31$1,725,499
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$7,178
Total interest from all sources2021-12-31$2,278
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$27,927
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$27,927
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$172,550
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$114,760
Participant contributions at end of year2021-12-31$1,214
Participant contributions at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$341,831
Value of net assets at end of year (total assets less liabilities)2021-12-31$2,067,330
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$1,725,499
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$6,888
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$1,696,204
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$1,436,480
Value of interest in common/collective trusts at end of year2021-12-31$369,064
Value of interest in common/collective trusts at beginning of year2021-12-31$289,019
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$2,278
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$174,704
Net investment gain or loss from common/collective trusts2021-12-31$48,796
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$48,102
Employer contributions (assets) at end of year2021-12-31$848
Employer contributions (assets) at beginning of year2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$67,558
Contract administrator fees2021-12-31$290
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31TEAL, BECKER & CHIARAMONTE CPAS, PC
Accountancy firm EIN2021-12-31141624930
2020 : ETS, INC. 401(K) RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$298,918
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$34,460
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$28,427
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$143,122
Value of total assets at end of year2020-12-31$1,725,499
Value of total assets at beginning of year2020-12-31$1,461,041
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$6,033
Total interest from all sources2020-12-31$2,278
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$27,927
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$27,927
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$150,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$105,948
Administrative expenses (other) incurred2020-12-31$416
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$264,458
Value of net assets at end of year (total assets less liabilities)2020-12-31$1,725,499
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$1,461,041
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$5,394
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$1,436,480
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$1,104,664
Value of interest in common/collective trusts at end of year2020-12-31$289,019
Value of interest in common/collective trusts at beginning of year2020-12-31$356,377
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$2,278
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$153,916
Net investment gain or loss from common/collective trusts2020-12-31$-28,325
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$37,174
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$28,427
Contract administrator fees2020-12-31$223
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31TEAL, BECKER & CHIARAMONTE CPAS, PC
Accountancy firm EIN2020-12-31141624930
2009 : ETS, INC. 401(K) RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ETS, INC. 401(K) RETIREMENT PLAN

2022: ETS, INC. 401(K) RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ETS, INC. 401(K) RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ETS, INC. 401(K) RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2009: ETS, INC. 401(K) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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