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LEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN 401k Plan overview

Plan NameLEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN
Plan identification number 002

LEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

LEE & MASON FINANCIAL SERVICES, INC has sponsored the creation of one or more 401k plans.

Company Name:LEE & MASON FINANCIAL SERVICES, INC
Employer identification number (EIN):141722170
NAIC Classification:524210
NAIC Description:Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022023-01-01
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01LYNDE A. GANDER
0022016-01-01LYNDE A. GANDER
0022015-01-01LYNDE A. GANDER
0022014-01-01LYNDE A. GANDER
0022013-01-01MICHELLE ABRAMS
0022012-01-01JANET CHARDAVOYNE2013-06-12
0022011-01-01JANET CHARDAVOYNE2012-04-26
0022010-01-01JANET CHARDAVOYNE2011-05-11 JANET CHARDAVOYNE2011-05-11

Plan Statistics for LEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN

401k plan membership statisitcs for LEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN

Measure Date Value
2023: LEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01193
Total number of active participants reported on line 7a of the Form 55002023-01-01152
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-0158
Total of all active and inactive participants2023-01-01210
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-010
Total participants2023-01-01210
Number of participants with account balances2023-01-01200
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-017
2022: LEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01181
Total number of active participants reported on line 7a of the Form 55002022-01-01155
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0138
Total of all active and inactive participants2022-01-01193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01193
Number of participants with account balances2022-01-01176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-017
2021: LEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01178
Total number of active participants reported on line 7a of the Form 55002021-01-01142
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0138
Total of all active and inactive participants2021-01-01180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01180
Number of participants with account balances2021-01-01167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-016
2020: LEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01242
Total number of active participants reported on line 7a of the Form 55002020-01-01146
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0129
Total of all active and inactive participants2020-01-01175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01176
Number of participants with account balances2020-01-01155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-015
2019: LEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01225
Total number of active participants reported on line 7a of the Form 55002019-01-01145
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0197
Total of all active and inactive participants2019-01-01242
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01242
Number of participants with account balances2019-01-01222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-015
2018: LEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01203
Total number of active participants reported on line 7a of the Form 55002018-01-01131
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0193
Total of all active and inactive participants2018-01-01224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01225
Number of participants with account balances2018-01-01209
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-013
2017: LEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01204
Total number of active participants reported on line 7a of the Form 55002017-01-01119
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0181
Total of all active and inactive participants2017-01-01200
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01201
Number of participants with account balances2017-01-01191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-011
2016: LEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01193
Total number of active participants reported on line 7a of the Form 55002016-01-01131
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0171
Total of all active and inactive participants2016-01-01202
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01203
Number of participants with account balances2016-01-01185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-012
2015: LEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01178
Total number of active participants reported on line 7a of the Form 55002015-01-01121
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0167
Total of all active and inactive participants2015-01-01188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-01190
Number of participants with account balances2015-01-01170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-016
2014: LEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01156
Total number of active participants reported on line 7a of the Form 55002014-01-01120
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0157
Total of all active and inactive participants2014-01-01177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01178
Number of participants with account balances2014-01-01169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-012
2013: LEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01146
Total number of active participants reported on line 7a of the Form 55002013-01-01111
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0144
Total of all active and inactive participants2013-01-01155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01155
Number of participants with account balances2013-01-01155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-012

Financial Data on LEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN

Measure Date Value
2023 : LEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$1,528
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$4,772,534
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$912,828
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$902,631
Value of total corrective distributions2023-12-31$1,528
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$1,444,632
Value of total assets at end of year2023-12-31$25,484,425
Value of total assets at beginning of year2023-12-31$21,623,191
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$8,669
Total interest from all sources2023-12-31$64,067
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$509,461
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$509,461
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$1,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$786,214
Participant contributions at end of year2023-12-31$281,168
Participant contributions at beginning of year2023-12-31$248,854
Assets. Other investments not covered elsewhere at end of year2023-12-31$6,765,126
Assets. Other investments not covered elsewhere at beginning of year2023-12-31$5,669,818
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$93
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2023-12-31$1,528
Other income not declared elsewhere2023-12-31$687,612
Total non interest bearing cash at end of year2023-12-31$0
Total non interest bearing cash at beginning of year2023-12-31$14,317
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$3,859,706
Value of net assets at end of year (total assets less liabilities)2023-12-31$25,482,897
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$21,623,191
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$16,769,137
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$14,042,492
Interest on participant loans2023-12-31$13,600
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-12-31$1,009,122
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-12-31$1,052,287
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-12-31$1,052,287
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-12-31$50,467
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$2,066,762
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$658,325
Employer contributions (assets) at end of year2023-12-31$659,872
Employer contributions (assets) at beginning of year2023-12-31$595,423
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$902,631
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31PHILIP BECKETT CPA, P.C.
Accountancy firm EIN2023-12-31141767080
2022 : LEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-1,796,346
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$421,739
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$410,626
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,487,992
Value of total assets at end of year2022-12-31$21,623,191
Value of total assets at beginning of year2022-12-31$23,841,276
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$11,113
Total interest from all sources2022-12-31$27,028
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$554,779
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$554,779
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$703,776
Participant contributions at end of year2022-12-31$248,854
Participant contributions at beginning of year2022-12-31$258,449
Assets. Other investments not covered elsewhere at end of year2022-12-31$5,669,818
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$4,718,834
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$188,792
Other income not declared elsewhere2022-12-31$-463,685
Administrative expenses (other) incurred2022-12-31$11,113
Total non interest bearing cash at end of year2022-12-31$14,317
Total non interest bearing cash at beginning of year2022-12-31$367
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,218,085
Value of net assets at end of year (total assets less liabilities)2022-12-31$21,623,191
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$23,841,276
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$14,042,492
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$17,457,062
Interest on participant loans2022-12-31$11,450
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$1,052,287
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$863,299
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$863,299
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$15,578
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-3,402,460
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$595,424
Employer contributions (assets) at end of year2022-12-31$595,423
Employer contributions (assets) at beginning of year2022-12-31$543,265
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$410,626
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PHILIP BECKETT CPA, P.C.
Accountancy firm EIN2022-12-31141767080
2021 : LEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$3,728,009
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$199,138
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$157,654
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,163,968
Value of total assets at end of year2021-12-31$23,841,276
Value of total assets at beginning of year2021-12-31$20,312,405
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$41,484
Total interest from all sources2021-12-31$11,752
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,511,368
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,511,368
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$620,703
Participant contributions at end of year2021-12-31$258,449
Participant contributions at beginning of year2021-12-31$213,184
Assets. Other investments not covered elsewhere at end of year2021-12-31$4,718,834
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$3,612,680
Other income not declared elsewhere2021-12-31$375,586
Administrative expenses (other) incurred2021-12-31$41,484
Total non interest bearing cash at end of year2021-12-31$367
Total non interest bearing cash at beginning of year2021-12-31$1,247
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$3,528,871
Value of net assets at end of year (total assets less liabilities)2021-12-31$23,841,276
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$20,312,405
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$17,457,062
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$14,438,367
Interest on participant loans2021-12-31$11,541
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$863,299
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$905,088
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$905,088
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$211
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$665,335
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$543,265
Employer contributions (assets) at end of year2021-12-31$543,265
Employer contributions (assets) at beginning of year2021-12-31$1,141,839
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$157,654
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31PHILIP BECKETT CPA, P.C.
Accountancy firm EIN2021-12-31141767080
2020 : LEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$3,914,981
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,209,527
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,209,077
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,693,277
Value of total assets at end of year2020-12-31$20,312,405
Value of total assets at beginning of year2020-12-31$17,606,951
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$450
Total interest from all sources2020-12-31$14,219
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$489,948
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$489,948
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$551,438
Participant contributions at end of year2020-12-31$213,184
Participant contributions at beginning of year2020-12-31$234,988
Assets. Other investments not covered elsewhere at end of year2020-12-31$3,612,680
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$3,505,816
Other income not declared elsewhere2020-12-31$293,469
Administrative expenses (other) incurred2020-12-31$450
Total non interest bearing cash at end of year2020-12-31$1,247
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,705,454
Value of net assets at end of year (total assets less liabilities)2020-12-31$20,312,405
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$17,606,951
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$14,438,367
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$12,445,332
Interest on participant loans2020-12-31$10,814
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$905,088
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$937,390
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$937,390
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$3,405
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,424,068
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,141,839
Employer contributions (assets) at end of year2020-12-31$1,141,839
Employer contributions (assets) at beginning of year2020-12-31$483,425
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,209,077
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31PHILIP BECKETT CPA, P.C.
Accountancy firm EIN2020-12-31141767080
2019 : LEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$4,068,327
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,196,187
Total of all expenses incurred2019-12-31$1,196,187
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,194,975
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,194,975
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,047,069
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,047,069
Value of total assets at end of year2019-12-31$17,606,951
Value of total assets at end of year2019-12-31$17,606,951
Value of total assets at beginning of year2019-12-31$14,734,811
Value of total assets at beginning of year2019-12-31$14,734,811
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,212
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,212
Total interest from all sources2019-12-31$30,602
Total interest from all sources2019-12-31$30,602
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$392,712
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$392,712
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$392,712
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$392,712
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$553,125
Participant contributions at end of year2019-12-31$234,988
Participant contributions at end of year2019-12-31$234,988
Participant contributions at beginning of year2019-12-31$275,352
Participant contributions at beginning of year2019-12-31$275,352
Assets. Other investments not covered elsewhere at end of year2019-12-31$3,505,816
Assets. Other investments not covered elsewhere at end of year2019-12-31$3,505,816
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$2,884,730
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$10,519
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$10,519
Other income not declared elsewhere2019-12-31$521,205
Other income not declared elsewhere2019-12-31$521,205
Administrative expenses (other) incurred2019-12-31$1,212
Administrative expenses (other) incurred2019-12-31$1,212
Total non interest bearing cash at beginning of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,872,140
Value of net income/loss2019-12-31$2,872,140
Value of net assets at end of year (total assets less liabilities)2019-12-31$17,606,951
Value of net assets at end of year (total assets less liabilities)2019-12-31$17,606,951
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$14,734,811
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$14,734,811
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$12,445,332
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$12,445,332
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$10,432,371
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$10,432,371
Interest on participant loans2019-12-31$11,986
Interest on participant loans2019-12-31$11,986
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$937,390
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$937,390
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$693,960
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$693,960
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$693,960
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$693,960
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$18,616
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$18,616
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,076,739
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,076,739
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$483,425
Contributions received in cash from employer2019-12-31$483,425
Employer contributions (assets) at end of year2019-12-31$483,425
Employer contributions (assets) at end of year2019-12-31$483,425
Employer contributions (assets) at beginning of year2019-12-31$448,398
Employer contributions (assets) at beginning of year2019-12-31$448,398
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,194,975
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,194,975
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PHILIP BECKETT CPA, P.C.
Accountancy firm name2019-12-31PHILIP BECKETT CPA, P.C.
Accountancy firm EIN2019-12-31141767080
Accountancy firm EIN2019-12-31141767080
2018 : LEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,184,164
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$112,325
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$110,425
Value of total corrective distributions2018-12-31$550
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,888,156
Value of total assets at end of year2018-12-31$14,734,811
Value of total assets at beginning of year2018-12-31$13,662,972
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$1,350
Total interest from all sources2018-12-31$22,234
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$426,635
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$426,635
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$514,084
Participant contributions at end of year2018-12-31$275,352
Participant contributions at beginning of year2018-12-31$253,590
Participant contributions at beginning of year2018-12-31$14,313
Assets. Other investments not covered elsewhere at end of year2018-12-31$2,884,730
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$2,759,933
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$925,674
Other income not declared elsewhere2018-12-31$-118,597
Administrative expenses (other) incurred2018-12-31$1,350
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$745
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$1,071,839
Value of net assets at end of year (total assets less liabilities)2018-12-31$14,734,811
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$13,662,972
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$10,432,371
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$9,717,180
Interest on participant loans2018-12-31$12,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$693,960
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$501,955
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$501,955
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$10,234
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,034,264
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$448,398
Employer contributions (assets) at end of year2018-12-31$448,398
Employer contributions (assets) at beginning of year2018-12-31$415,256
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$110,425
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PHILIP BECKETT CPA, P.C.
Accountancy firm EIN2018-12-31141767080
2017 : LEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,748,475
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$275,940
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$274,140
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$901,647
Value of total assets at end of year2017-12-31$13,662,972
Value of total assets at beginning of year2017-12-31$11,190,437
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$1,800
Total interest from all sources2017-12-31$12,978
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$336,232
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$336,232
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$50,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$486,391
Participant contributions at end of year2017-12-31$253,590
Participant contributions at beginning of year2017-12-31$173,890
Participant contributions at end of year2017-12-31$14,313
Participant contributions at beginning of year2017-12-31$21,184
Assets. Other investments not covered elsewhere at end of year2017-12-31$2,759,933
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$2,339,159
Other income not declared elsewhere2017-12-31$254,416
Administrative expenses (other) incurred2017-12-31$1,800
Total non interest bearing cash at end of year2017-12-31$745
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,472,535
Value of net assets at end of year (total assets less liabilities)2017-12-31$13,662,972
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$11,190,437
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$9,717,180
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$7,761,759
Interest on participant loans2017-12-31$9,300
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$501,955
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$494,282
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$494,282
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$3,678
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,243,202
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$415,256
Employer contributions (assets) at end of year2017-12-31$415,256
Employer contributions (assets) at beginning of year2017-12-31$400,163
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$274,140
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PHILIP BECKETT CPA, P.C.
Accountancy firm EIN2017-12-31141767080
2016 : LEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,671,261
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$123,116
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$122,516
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$938,480
Value of total assets at end of year2016-12-31$11,190,437
Value of total assets at beginning of year2016-12-31$9,642,292
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$600
Total interest from all sources2016-12-31$7,612
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$211,090
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$211,090
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$50,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$426,447
Participant contributions at end of year2016-12-31$173,890
Participant contributions at beginning of year2016-12-31$155,585
Participant contributions at end of year2016-12-31$21,184
Participant contributions at beginning of year2016-12-31$5,385
Assets. Other investments not covered elsewhere at end of year2016-12-31$2,339,159
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$2,028,420
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$111,870
Other income not declared elsewhere2016-12-31$172,545
Administrative expenses (other) incurred2016-12-31$600
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$11,333
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,548,145
Value of net assets at end of year (total assets less liabilities)2016-12-31$11,190,437
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$9,642,292
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$7,761,759
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$6,567,511
Interest on participant loans2016-12-31$6,484
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$494,282
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$471,609
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$471,609
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$1,128
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$341,534
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$400,163
Employer contributions (assets) at end of year2016-12-31$400,163
Employer contributions (assets) at beginning of year2016-12-31$402,449
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$122,516
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31PHILIP BECKETT CPA, P.C.
Accountancy firm EIN2016-12-31141767080
2015 : LEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$765,240
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$222,522
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$221,172
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$836,013
Value of total assets at end of year2015-12-31$9,642,292
Value of total assets at beginning of year2015-12-31$9,099,574
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,350
Total interest from all sources2015-12-31$5,638
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$324,319
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$324,319
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$50,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$433,565
Participant contributions at end of year2015-12-31$155,585
Participant contributions at beginning of year2015-12-31$120,823
Participant contributions at end of year2015-12-31$5,385
Assets. Other investments not covered elsewhere at end of year2015-12-31$2,028,420
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$962,001
Other income not declared elsewhere2015-12-31$-72,506
Administrative expenses (other) incurred2015-12-31$1,350
Total non interest bearing cash at end of year2015-12-31$11,333
Total non interest bearing cash at beginning of year2015-12-31$68
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$542,718
Value of net assets at end of year (total assets less liabilities)2015-12-31$9,642,292
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$9,099,574
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$6,567,511
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$7,174,426
Interest on participant loans2015-12-31$5,571
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$471,609
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$468,609
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$468,609
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$67
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-328,224
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$402,448
Employer contributions (assets) at end of year2015-12-31$402,449
Employer contributions (assets) at beginning of year2015-12-31$373,647
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$221,172
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31PHILIP BECKETT CPA, P.C.
Accountancy firm EIN2015-12-31141767080
2014 : LEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,513,534
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$108,966
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$107,492
Value of total corrective distributions2014-12-31$119
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$958,723
Value of total assets at end of year2014-12-31$9,099,574
Value of total assets at beginning of year2014-12-31$7,695,006
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,355
Total interest from all sources2014-12-31$5,878
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$332,264
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$332,264
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$50,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$424,836
Participant contributions at end of year2014-12-31$120,823
Participant contributions at beginning of year2014-12-31$148,463
Participant contributions at beginning of year2014-12-31$12,431
Assets. Other investments not covered elsewhere at end of year2014-12-31$962,001
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$414,170
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$160,240
Other income not declared elsewhere2014-12-31$53,718
Administrative expenses (other) incurred2014-12-31$1,355
Total non interest bearing cash at end of year2014-12-31$68
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,404,568
Value of net assets at end of year (total assets less liabilities)2014-12-31$9,099,574
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$7,695,006
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$7,174,426
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$5,942,493
Interest on participant loans2014-12-31$5,829
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$468,609
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$815,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$815,000
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$49
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$162,951
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$373,647
Employer contributions (assets) at end of year2014-12-31$373,647
Employer contributions (assets) at beginning of year2014-12-31$362,449
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$107,492
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31PHILIP BECKETT CPA, P.C.
Accountancy firm EIN2014-12-31141767080
2013 : LEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,237,334
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$115,819
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$114,919
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,089,386
Value of total assets at end of year2013-12-31$7,695,006
Value of total assets at beginning of year2013-12-31$5,573,491
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$900
Total interest from all sources2013-12-31$5,604
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$181,844
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$181,844
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$50,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$391,962
Participant contributions at end of year2013-12-31$148,463
Participant contributions at beginning of year2013-12-31$143,391
Participant contributions at end of year2013-12-31$12,431
Assets. Other investments not covered elsewhere at end of year2013-12-31$414,170
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$377,680
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,694
Other income not declared elsewhere2013-12-31$7,164
Administrative expenses (other) incurred2013-12-31$900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,121,515
Value of net assets at end of year (total assets less liabilities)2013-12-31$7,695,006
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$5,573,491
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$5,942,493
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$4,232,816
Interest on participant loans2013-12-31$5,523
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$815,000
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$819,604
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$819,604
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$81
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$953,336
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$695,730
Employer contributions (assets) at end of year2013-12-31$362,449
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$114,919
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31PHILIP BECKETT CPA, P.C.
Accountancy firm EIN2013-12-31141767080

Form 5500 Responses for LEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN

2023: LEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: LEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: LEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: LEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: LEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: LEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: LEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: LEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: LEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: LEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: LEE & MASON FINANCIAL SERVICES, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes

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