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D M MARKETING GROUP INC 401 K PROFIT SHARING PLAN TRUST 401k Plan overview

Plan NameD M MARKETING GROUP INC 401 K PROFIT SHARING PLAN TRUST
Plan identification number 001

D M MARKETING GROUP INC 401 K PROFIT SHARING PLAN TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

D M MARKETING GROUP INC has sponsored the creation of one or more 401k plans.

Company Name:D M MARKETING GROUP INC
Employer identification number (EIN):141725373
NAIC Classification:484200
NAIC Description: Specialized Freight Trucking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan D M MARKETING GROUP INC 401 K PROFIT SHARING PLAN TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01
0012018-01-01WILLIAM TEMPLE2019-10-03 WILLIAM TEMPLE2019-10-03
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01MICHAEL MCNEFF2015-07-21
0012013-01-01MICHAEL MCNEFF2014-05-13
0012012-01-01D M MARKETING GROUP INC2013-05-15
0012011-01-01D M MARKETING GROUP INC2012-06-11
0012010-01-01D M MARKETING GROUP INC2011-07-07

Plan Statistics for D M MARKETING GROUP INC 401 K PROFIT SHARING PLAN TRUST

401k plan membership statisitcs for D M MARKETING GROUP INC 401 K PROFIT SHARING PLAN TRUST

Measure Date Value
2018: D M MARKETING GROUP INC 401 K PROFIT SHARING PLAN TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-01157
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-010
Total participants2018-01-010
Number of participants with account balances2018-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: D M MARKETING GROUP INC 401 K PROFIT SHARING PLAN TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-01180
Total number of active participants reported on line 7a of the Form 55002017-01-01113
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0144
Total of all active and inactive participants2017-01-01157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01157
Number of participants with account balances2017-01-01132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: D M MARKETING GROUP INC 401 K PROFIT SHARING PLAN TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01162
Total number of active participants reported on line 7a of the Form 55002016-01-01149
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0148
Total of all active and inactive participants2016-01-01197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01197
Number of participants with account balances2016-01-01156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010

Financial Data on D M MARKETING GROUP INC 401 K PROFIT SHARING PLAN TRUST

Measure Date Value
2018 : D M MARKETING GROUP INC 401 K PROFIT SHARING PLAN TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$1,309
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$275,150
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$2,156,758
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,062,778
Expenses. Certain deemed distributions of participant loans2018-12-31$71,785
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$180,974
Value of total assets at end of year2018-12-31$1,309
Value of total assets at beginning of year2018-12-31$1,881,608
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$22,195
Total interest from all sources2018-12-31$1,382
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$179,257
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$68,632
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$10,075
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$408
Liabilities. Value of operating payables at end of year2018-12-31$1,309
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,881,608
Value of net assets at end of year (total assets less liabilities)2018-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$1,881,608
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$0
Value of interest in pooled separate accounts at beginning of year2018-12-31$1,799,359
Interest on participant loans2018-12-31$1,382
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$3,542
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$3,542
Net investment gain/loss from pooled separate accounts2018-12-31$92,794
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,309
Employer contributions (assets) at end of year2018-12-31$1,309
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,062,778
Contract administrator fees2018-12-31$22,195
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Did the plan have assets held for investment2018-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MARVIN AND COMPANY P.C.
Accountancy firm EIN2018-12-31141567343
2017 : D M MARKETING GROUP INC 401 K PROFIT SHARING PLAN TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$619,894
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$235,808
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$219,251
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$341,605
Value of total assets at end of year2017-12-31$1,881,608
Value of total assets at beginning of year2017-12-31$1,497,522
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$16,557
Total interest from all sources2017-12-31$2,912
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$332,703
Participant contributions at end of year2017-12-31$68,632
Participant contributions at beginning of year2017-12-31$57,947
Participant contributions at end of year2017-12-31$10,075
Participant contributions at beginning of year2017-12-31$10,631
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$8,902
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$384,086
Value of net assets at end of year (total assets less liabilities)2017-12-31$1,881,608
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,497,522
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$1,799,359
Value of interest in pooled separate accounts at beginning of year2017-12-31$1,425,481
Interest on participant loans2017-12-31$2,912
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$3,542
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$3,463
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$3,463
Net investment gain/loss from pooled separate accounts2017-12-31$275,377
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$219,251
Contract administrator fees2017-12-31$16,557
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MARVIN AND COMPANY P. C.
Accountancy firm EIN2017-12-31141567343
2016 : D M MARKETING GROUP INC 401 K PROFIT SHARING PLAN TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$412,838
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$147,002
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$137,039
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$305,480
Value of total assets at end of year2016-12-31$1,497,522
Value of total assets at beginning of year2016-12-31$1,231,686
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$9,963
Total interest from all sources2016-12-31$1,803
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$305,480
Participant contributions at end of year2016-12-31$57,947
Participant contributions at beginning of year2016-12-31$76,044
Participant contributions at end of year2016-12-31$10,631
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Income. Non cash contributions2016-12-31$0
Value of net income/loss2016-12-31$265,836
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,497,522
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,231,686
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$1,425,481
Value of interest in pooled separate accounts at beginning of year2016-12-31$1,151,462
Interest on participant loans2016-12-31$1,803
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$3,463
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$4,180
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$4,180
Net investment gain/loss from pooled separate accounts2016-12-31$105,555
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$137,039
Contract administrator fees2016-12-31$9,963
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MARVIN AND COMPANY P.C.
Accountancy firm EIN2016-12-31141567343

Form 5500 Responses for D M MARKETING GROUP INC 401 K PROFIT SHARING PLAN TRUST

2018: D M MARKETING GROUP INC 401 K PROFIT SHARING PLAN TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: D M MARKETING GROUP INC 401 K PROFIT SHARING PLAN TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: D M MARKETING GROUP INC 401 K PROFIT SHARING PLAN TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 60139 )
Policy contract number62057
Policy instance 1
Insurance contract or identification number62057
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $3,112
Total amount of fees paid to insurance companyUSD $973
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Amount paid for insurance broker fees270
Additional information about fees paid to insurance brokerFEES PAID
Insurance broker organization code?4
Commission paid to Insurance BrokerUSD $3,112
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 60139 )
Policy contract numberGP 28067 / PLAN
Policy instance 1
Insurance contract or identification numberGP 28067 / PLAN
Number of Individuals Covered177
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $4,602
Total amount of fees paid to insurance companyUSD $797
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Other information about contractGROUP VAR ANNUITY W/GUAR FUND
Commission paid to Insurance BrokerUSD $2,727
Additional information about fees paid to insurance brokerCOMMISSION PAID
Insurance broker organization code?4
Amount paid for insurance broker fees797
Insurance broker nameTHE ROSE FINANCIAL GROUP

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