NEW YORK STATE ASSOCIATION OF RETARDED CHILDREN, DUTCHESS COUNTY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NYSARC, INC. SULLIVAN-ORANGE COUNTIES CHAPTER 403(B) DC PLAN
401k plan membership statisitcs for NYSARC, INC. SULLIVAN-ORANGE COUNTIES CHAPTER 403(B) DC PLAN
| Measure | Date | Value |
|---|
| 2022 : NYSARC, INC. SULLIVAN-ORANGE COUNTIES CHAPTER 403(B) DC PLAN 2022 401k financial data |
|---|
| Total transfer of assets from this plan | 2022-08-16 | $18,685,834 |
| Total income from all sources (including contributions) | 2022-08-16 | $-3,193,390 |
| Total of all expenses incurred | 2022-08-16 | $757,948 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-08-16 | $740,105 |
| Value of total assets at beginning of year | 2022-08-16 | $22,637,172 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-08-16 | $17,843 |
| Total interest from all sources | 2022-08-16 | $1,297 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-08-16 | $81,818 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-08-16 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2022-08-16 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-08-16 | $81,818 |
| Was this plan covered by a fidelity bond | 2022-08-16 | Yes |
| Value of fidelity bond cover | 2022-08-16 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-08-16 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-08-16 | No |
| Assets. Loans (other than to participants) at beginning of year | 2022-08-16 | $47,597 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-08-16 | No |
| Value of net income/loss | 2022-08-16 | $-3,951,338 |
| Value of net assets at end of year (total assets less liabilities) | 2022-08-16 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-08-16 | $22,637,172 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-08-16 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-08-16 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-08-16 | No |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-08-16 | $14,609,809 |
| Value of interest in pooled separate accounts at beginning of year | 2022-08-16 | $290,416 |
| Interest on participant loans | 2022-08-16 | $1,297 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-08-16 | $7,689,350 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-08-16 | $-3,276,505 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-08-16 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-08-16 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-08-16 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-08-16 | $740,105 |
| Contract administrator fees | 2022-08-16 | $17,843 |
| Did the plan have assets held for investment | 2022-08-16 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-08-16 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-08-16 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2022-08-16 | Unqualified |
| Accountancy firm name | 2022-08-16 | RBT CPAS,LLP |
| Accountancy firm EIN | 2022-08-16 | 141604297 |
| 2021 : NYSARC, INC. SULLIVAN-ORANGE COUNTIES CHAPTER 403(B) DC PLAN 2021 401k financial data |
|---|
| Total income from all sources (including contributions) | 2021-12-31 | $2,298,206 |
| Total of all expenses incurred | 2021-12-31 | $1,965,354 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $1,924,592 |
| Value of total assets at end of year | 2021-12-31 | $22,637,172 |
| Value of total assets at beginning of year | 2021-12-31 | $22,304,320 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $40,762 |
| Total interest from all sources | 2021-12-31 | $276,144 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $509,504 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $509,504 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Participant contributions at beginning of year | 2021-12-31 | $5,904 |
| Assets. Loans (other than to participants) at end of year | 2021-12-31 | $47,597 |
| Other income not declared elsewhere | 2021-12-31 | $3,635 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $332,852 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $22,637,172 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $22,304,320 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $14,609,809 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $13,886,557 |
| Value of interest in pooled separate accounts at end of year | 2021-12-31 | $290,416 |
| Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $253,277 |
| Interest on participant loans | 2021-12-31 | $1,032 |
| Interest earned on other investments | 2021-12-31 | $275,112 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $7,689,350 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $8,158,582 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $1,464,090 |
| Net investment gain/loss from pooled separate accounts | 2021-12-31 | $44,833 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $1,924,592 |
| Contract administrator fees | 2021-12-31 | $40,762 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | RBT CPAS,LLP |
| Accountancy firm EIN | 2021-12-31 | 141604297 |
| 2020 : NYSARC, INC. SULLIVAN-ORANGE COUNTIES CHAPTER 403(B) DC PLAN 2020 401k financial data |
|---|
| Total income from all sources (including contributions) | 2020-12-31 | $2,345,095 |
| Total of all expenses incurred | 2020-12-31 | $1,739,879 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $1,703,214 |
| Value of total assets at end of year | 2020-12-31 | $22,304,320 |
| Value of total assets at beginning of year | 2020-12-31 | $21,699,104 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $36,665 |
| Total interest from all sources | 2020-12-31 | $330,074 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $321,500 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $321,500 |
| Was this plan covered by a fidelity bond | 2020-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Participant contributions at end of year | 2020-12-31 | $5,904 |
| Other income not declared elsewhere | 2020-12-31 | $916 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $605,216 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $22,304,320 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $21,699,104 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $13,886,557 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $12,647,537 |
| Value of interest in pooled separate accounts at end of year | 2020-12-31 | $253,277 |
| Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $314,988 |
| Interest on participant loans | 2020-12-31 | $44 |
| Interest earned on other investments | 2020-12-31 | $330,030 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $8,158,582 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $8,736,579 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2020-12-31 | $318,098 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $1,695,369 |
| Net investment gain/loss from pooled separate accounts | 2020-12-31 | $-2,764 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $1,385,116 |
| Contract administrator fees | 2020-12-31 | $36,665 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | RBT CPAS,LLP |
| Accountancy firm EIN | 2020-12-31 | 141604297 |
| 2019 : NYSARC, INC. SULLIVAN-ORANGE COUNTIES CHAPTER 403(B) DC PLAN 2019 401k financial data |
|---|
| Total income from all sources (including contributions) | 2019-12-31 | $3,083,878 |
| Total of all expenses incurred | 2019-12-31 | $4,863,239 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $4,820,374 |
| Value of total assets at end of year | 2019-12-31 | $21,699,104 |
| Value of total assets at beginning of year | 2019-12-31 | $23,478,465 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $42,865 |
| Total interest from all sources | 2019-12-31 | $348,401 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $283,975 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $283,975 |
| Was this plan covered by a fidelity bond | 2019-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Other income not declared elsewhere | 2019-12-31 | $2,152 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $-1,779,361 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $21,699,104 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $23,478,465 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $12,647,537 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $14,031,539 |
| Value of interest in pooled separate accounts at end of year | 2019-12-31 | $314,988 |
| Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $394,684 |
| Interest earned on other investments | 2019-12-31 | $348,401 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $8,736,579 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $9,040,614 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $2,430,719 |
| Net investment gain/loss from pooled separate accounts | 2019-12-31 | $18,631 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $11,628 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $4,820,374 |
| Contract administrator fees | 2019-12-31 | $42,865 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | RBT CPAS,LLP |
| Accountancy firm EIN | 2019-12-31 | 141604297 |
