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THE UNITY MUTUAL LIFE INSURANCE COMPANY RETIREMENT PLAN 401k Plan overview

Plan NameTHE UNITY MUTUAL LIFE INSURANCE COMPANY RETIREMENT PLAN
Plan identification number 001

THE UNITY MUTUAL LIFE INSURANCE COMPANY RETIREMENT PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).

401k Sponsoring company profile

UNITY MUTUAL LIFE INSURANCE COMPANY has sponsored the creation of one or more 401k plans.

Company Name:UNITY MUTUAL LIFE INSURANCE COMPANY
Employer identification number (EIN):150475585
NAIC Classification:524140

Additional information about UNITY MUTUAL LIFE INSURANCE COMPANY

Jurisdiction of Incorporation: Georgia Department of States Corporations Division
Incorporation Date: 1992-01-21
Company Identification Number: 842115
Legal Registered Office Address: PO BOX 5000

SYRACUSE
United States of America (USA)
13250-5000

More information about UNITY MUTUAL LIFE INSURANCE COMPANY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE UNITY MUTUAL LIFE INSURANCE COMPANY RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012010-01-01CHRISTINE A. DALPAN JEANNE CLARKE2011-10-14
0012009-01-01CHRISTINE A. DALPAN

Plan Statistics for THE UNITY MUTUAL LIFE INSURANCE COMPANY RETIREMENT PLAN

401k plan membership statisitcs for THE UNITY MUTUAL LIFE INSURANCE COMPANY RETIREMENT PLAN

Measure Date Value
2010: THE UNITY MUTUAL LIFE INSURANCE COMPANY RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01528
Total number of active participants reported on line 7a of the Form 55002010-01-0133
Number of retired or separated participants receiving benefits2010-01-01247
Number of other retired or separated participants entitled to future benefits2010-01-01223
Total of all active and inactive participants2010-01-01503
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-0115
Total participants2010-01-01518
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: THE UNITY MUTUAL LIFE INSURANCE COMPANY RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01543
Total number of active participants reported on line 7a of the Form 55002009-01-0136
Number of retired or separated participants receiving benefits2009-01-01250
Number of other retired or separated participants entitled to future benefits2009-01-01227
Total of all active and inactive participants2009-01-01513
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0115
Total participants2009-01-01528
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on THE UNITY MUTUAL LIFE INSURANCE COMPANY RETIREMENT PLAN

Measure Date Value
2010 : THE UNITY MUTUAL LIFE INSURANCE COMPANY RETIREMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$7,958
Total unrealized appreciation/depreciation of assets2010-12-31$7,958
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$4,126,927
Total loss/gain on sale of assets2010-12-31$-1,406,118
Total of all expenses incurred2010-12-31$1,890,037
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,761,279
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,179,059
Value of total assets at end of year2010-12-31$24,886,882
Value of total assets at beginning of year2010-12-31$22,649,992
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$128,758
Total interest from all sources2010-12-31$3,094,524
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$3,509
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$14
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$19,780
Other income not declared elsewhere2010-12-31$1,234
Administrative expenses (other) incurred2010-12-31$119,261
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,236,890
Value of net assets at end of year (total assets less liabilities)2010-12-31$24,886,882
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$22,649,992
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$9,497
Value of interest in pooled separate accounts at end of year2010-12-31$24,886,632
Value of interest in pooled separate accounts at beginning of year2010-12-31$7,585,589
Interest earned on other investments2010-12-31$81,546
Income. Interest from US Government securities2010-12-31$1,906,708
Income. Interest from corporate debt instruments2010-12-31$1,106,230
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$235
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$511,241
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$511,241
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$40
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Asset value of US Government securities at end of year2010-12-31$0
Asset value of US Government securities at beginning of year2010-12-31$14,533,380
Net investment gain/loss from pooled separate accounts2010-12-31$1,250,270
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,175,550
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,761,279
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$1
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$2
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$105,558,857
Aggregate carrying amount (costs) on sale of assets2010-12-31$106,964,975
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31GREEN AND SEIFTER CPAS PLLC
Accountancy firm EIN2010-12-31460475780

Form 5500 Responses for THE UNITY MUTUAL LIFE INSURANCE COMPANY RETIREMENT PLAN

2010: THE UNITY MUTUAL LIFE INSURANCE COMPANY RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2009: THE UNITY MUTUAL LIFE INSURANCE COMPANY RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes

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