401k Plan data: ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. plan

ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 401k Plan overview

Plan Name	ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC.
Plan identification number	001

ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

ST. LAWRENCE NYSARC, INC. has sponsored the creation of one or more 401k plans.

Company Name: ST. LAWRENCE NYSARC, INC.

Employer identification number (EIN): 150617072

NAIC Classification: 624310
NAIC Description: Vocational Rehabilitation Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-01-01
001 2018-01-01
001 2017-01-01 HOWARD GANTER HOWARD GANTER 2018-10-15
001 2016-01-01 THOMAS VANORNUM THOMAS VANORNUM 2017-10-16
001 2015-01-01 DAPHNE PICKERT DAPHNE PICKERT 2016-10-14
001 2014-01-01 DAPHNE PICKERT DAPHNE PICKERT 2015-10-14
001 2013-01-01 DAPHNE PICKERT DAPHNE PICKERT 2014-10-15
001 2012-01-01 DAPHNE PICKERT DAPHNE PICKERT 2013-10-11
001 2011-01-01 DAPHNE PICKERT DAPHNE PICKERT 2012-10-15
001 2009-01-01 DAPHNE PICKERT DAPHNE PICKERT 2010-10-15

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2019-01-01
001	2018-01-01
001	2017-01-01	HOWARD GANTER	HOWARD GANTER	2018-10-15
001	2016-01-01	THOMAS VANORNUM	THOMAS VANORNUM	2017-10-16
001	2015-01-01	DAPHNE PICKERT	DAPHNE PICKERT	2016-10-14
001	2014-01-01	DAPHNE PICKERT	DAPHNE PICKERT	2015-10-14
001	2013-01-01	DAPHNE PICKERT	DAPHNE PICKERT	2014-10-15
001	2012-01-01	DAPHNE PICKERT	DAPHNE PICKERT	2013-10-11
001	2011-01-01	DAPHNE PICKERT	DAPHNE PICKERT	2012-10-15
001	2009-01-01	DAPHNE PICKERT	DAPHNE PICKERT	2010-10-15

Plan Statistics for ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC.

401k plan membership statisitcs for ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC.

Measure Date Value
2019: ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2019 401k membership
Total participants, beginning-of-year 2019-01-01 591
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 526
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 73
Total of all active and inactive participants 2019-01-01 599
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 599
Number of participants with account balances 2019-01-01 307
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2018 401k membership
Total participants, beginning-of-year 2018-01-01 605
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 506
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 83
Total of all active and inactive participants 2018-01-01 589
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 589
Number of participants with account balances 2018-01-01 345
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2017 401k membership
Total participants, beginning-of-year 2017-01-01 648
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 514
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 87
Total of all active and inactive participants 2017-01-01 601
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 601
Number of participants with account balances 2017-01-01 395
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2016 401k membership
Total participants, beginning-of-year 2016-01-01 675
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 577
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 77
Total of all active and inactive participants 2016-01-01 654
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 654
Number of participants with account balances 2016-01-01 396
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2015 401k membership
Total participants, beginning-of-year 2015-01-01 678
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 551
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 88
Total of all active and inactive participants 2015-01-01 639
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 639
Number of participants with account balances 2015-01-01 414
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2014 401k membership
Total participants, beginning-of-year 2014-01-01 680
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 562
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 88
Total of all active and inactive participants 2014-01-01 650
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 650
Number of participants with account balances 2014-01-01 469
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2013 401k membership
Total participants, beginning-of-year 2013-01-01 698
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 572
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 73
Total of all active and inactive participants 2013-01-01 645
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 645
Number of participants with account balances 2013-01-01 463
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2012 401k membership
Total participants, beginning-of-year 2012-01-01 705
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 600
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 65
Total of all active and inactive participants 2012-01-01 665
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 665
Number of participants with account balances 2012-01-01 481
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2011 401k membership
Total participants, beginning-of-year 2011-01-01 704
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 589
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 85
Total of all active and inactive participants 2011-01-01 674
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 674
Number of participants with account balances 2011-01-01 513
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2009 401k membership
Total participants, beginning-of-year 2009-01-01 672
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 597
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 79
Total of all active and inactive participants 2009-01-01 676
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 676
Number of participants with account balances 2009-01-01 486
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 8

Measure	Date	Value
2019: ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2019 401k membership
Total participants, beginning-of-year	2019-01-01	591
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	526
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	73
Total of all active and inactive participants	2019-01-01	599
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	599
Number of participants with account balances	2019-01-01	307
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2018 401k membership
Total participants, beginning-of-year	2018-01-01	605
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	506
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	83
Total of all active and inactive participants	2018-01-01	589
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	589
Number of participants with account balances	2018-01-01	345
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2017 401k membership
Total participants, beginning-of-year	2017-01-01	648
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	514
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	87
Total of all active and inactive participants	2017-01-01	601
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	601
Number of participants with account balances	2017-01-01	395
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2016 401k membership
Total participants, beginning-of-year	2016-01-01	675
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	577
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	77
Total of all active and inactive participants	2016-01-01	654
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	654
Number of participants with account balances	2016-01-01	396
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2015 401k membership
Total participants, beginning-of-year	2015-01-01	678
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	551
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	88
Total of all active and inactive participants	2015-01-01	639
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	639
Number of participants with account balances	2015-01-01	414
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2014 401k membership
Total participants, beginning-of-year	2014-01-01	680
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	562
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	88
Total of all active and inactive participants	2014-01-01	650
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	650
Number of participants with account balances	2014-01-01	469
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2013 401k membership
Total participants, beginning-of-year	2013-01-01	698
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	572
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	73
Total of all active and inactive participants	2013-01-01	645
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	645
Number of participants with account balances	2013-01-01	463
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2012 401k membership
Total participants, beginning-of-year	2012-01-01	705
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	600
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	65
Total of all active and inactive participants	2012-01-01	665
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	665
Number of participants with account balances	2012-01-01	481
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2011 401k membership
Total participants, beginning-of-year	2011-01-01	704
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	589
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	85
Total of all active and inactive participants	2011-01-01	674
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	674
Number of participants with account balances	2011-01-01	513
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2009 401k membership
Total participants, beginning-of-year	2009-01-01	672
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	597
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	79
Total of all active and inactive participants	2009-01-01	676
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	676
Number of participants with account balances	2009-01-01	486
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	8

Financial Data on ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC.

Measure	Date	Value
2019 : ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2019 401k financial data
Total income from all sources (including contributions)	2019-12-31	$2,036,491
Total of all expenses incurred	2019-12-31	$2,117,937
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$2,102,182
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$568,918
Value of total assets at end of year	2019-12-31	$9,203,046
Value of total assets at beginning of year	2019-12-31	$9,284,492
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$15,755
Total interest from all sources	2019-12-31	$93,540
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Administrative expenses professional fees incurred	2019-12-31	$10,760
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$568,918
Participant contributions at end of year	2019-12-31	$555,052
Participant contributions at beginning of year	2019-12-31	$691,443
Participant contributions at end of year	2019-12-31	$26,452
Participant contributions at beginning of year	2019-12-31	$209
Other income not declared elsewhere	2019-12-31	$65
Administrative expenses (other) incurred	2019-12-31	$4,995
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$-81,446
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$9,203,046
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$9,284,492
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$6,883,226
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$6,471,863
Interest on participant loans	2019-12-31	$40,414
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$53,126
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$1,738,316
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$2,120,977
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$1,373,968
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$2,102,182
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	BONADIO & CO., LLP
Accountancy firm EIN	2019-12-31	161131146
2018 : ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$162,592
Total of all expenses incurred	2018-12-31	$2,407,116
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$2,389,111
Expenses. Certain deemed distributions of participant loans	2018-12-31	$-1,237
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$602,525
Value of total assets at end of year	2018-12-31	$9,284,492
Value of total assets at beginning of year	2018-12-31	$11,529,016
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$19,242
Total interest from all sources	2018-12-31	$108,887
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Administrative expenses professional fees incurred	2018-12-31	$12,797
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$575,141
Participant contributions at end of year	2018-12-31	$691,443
Participant contributions at beginning of year	2018-12-31	$834,442
Participant contributions at end of year	2018-12-31	$209
Participant contributions at beginning of year	2018-12-31	$68,263
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$27,384
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2018-12-31	$366
Other income not declared elsewhere	2018-12-31	$11,046
Administrative expenses (other) incurred	2018-12-31	$6,445
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-2,244,524
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$9,284,492
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$11,529,016
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$6,471,863
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$8,274,739
Interest on participant loans	2018-12-31	$43,468
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$65,419
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$2,120,977
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$2,351,572
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-559,866
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$2,388,745
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	BONADIO & CO., LLP
Accountancy firm EIN	2018-12-31	161131146
2017 : ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$1,854,039
Total of all expenses incurred	2017-12-31	$734,052
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$718,725
Expenses. Certain deemed distributions of participant loans	2017-12-31	$-3,710
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$585,000
Value of total assets at end of year	2017-12-31	$11,529,016
Value of total assets at beginning of year	2017-12-31	$10,409,029
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$19,037
Total interest from all sources	2017-12-31	$130,638
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Administrative expenses professional fees incurred	2017-12-31	$13,902
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$583,245
Participant contributions at end of year	2017-12-31	$834,442
Participant contributions at beginning of year	2017-12-31	$804,940
Participant contributions at end of year	2017-12-31	$68,263
Participant contributions at beginning of year	2017-12-31	$44,669
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$1,755
Other income not declared elsewhere	2017-12-31	$2
Administrative expenses (other) incurred	2017-12-31	$5,135
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,119,987
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$11,529,016
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$10,409,029
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$8,274,739
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$7,142,028
Interest on participant loans	2017-12-31	$46,557
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$84,081
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$2,351,572
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$2,417,392
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,138,399
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$718,725
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	BONADIO & CO., LLP
Accountancy firm EIN	2017-12-31	161131146
2016 : ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$1,501,497
Total of all expenses incurred	2016-12-31	$774,764
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$742,251
Expenses. Certain deemed distributions of participant loans	2016-12-31	$13,632
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$640,210
Value of total assets at end of year	2016-12-31	$10,409,029
Value of total assets at beginning of year	2016-12-31	$9,682,296
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$18,881
Total interest from all sources	2016-12-31	$152,350
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Administrative expenses professional fees incurred	2016-12-31	$13,071
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$637,149
Participant contributions at end of year	2016-12-31	$804,940
Participant contributions at beginning of year	2016-12-31	$917,723
Participant contributions at end of year	2016-12-31	$44,669
Participant contributions at beginning of year	2016-12-31	$24,000
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$3,061
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-12-31	$536
Other income not declared elsewhere	2016-12-31	$96,069
Administrative expenses (other) incurred	2016-12-31	$5,810
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$726,733
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$10,409,029
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$9,682,296
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$7,142,028
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$6,548,902
Interest on participant loans	2016-12-31	$44,739
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$107,611
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$2,417,392
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$2,191,671
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$612,868
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$741,715
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BONADIO & CO., LLP
Accountancy firm EIN	2016-12-31	161131146
2015 : ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2015 401k financial data
Total transfer of assets from this plan	2015-12-31	$1,751,228
Total income from all sources (including contributions)	2015-12-31	$766,965
Total of all expenses incurred	2015-12-31	$1,252,406
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,235,718
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$680,769
Value of total assets at end of year	2015-12-31	$9,682,296
Value of total assets at beginning of year	2015-12-31	$11,918,965
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$16,688
Total interest from all sources	2015-12-31	$126,360
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Administrative expenses professional fees incurred	2015-12-31	$7,608
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$679,395
Participant contributions at end of year	2015-12-31	$917,723
Participant contributions at beginning of year	2015-12-31	$1,129,159
Participant contributions at end of year	2015-12-31	$24,000
Participant contributions at beginning of year	2015-12-31	$27,898
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$1,374
Other income not declared elsewhere	2015-12-31	$688
Administrative expenses (other) incurred	2015-12-31	$9,080
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-485,441
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$9,682,296
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$11,918,965
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$6,548,902
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$8,161,970
Interest on participant loans	2015-12-31	$55,225
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$71,135
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$2,191,671
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$2,599,938
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-40,852
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,235,718
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BONADIO & CO., LLP
Accountancy firm EIN	2015-12-31	161131146
2014 : ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$1,472,585
Total of all expenses incurred	2014-12-31	$959,093
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$943,906
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$781,421
Value of total assets at end of year	2014-12-31	$11,918,965
Value of total assets at beginning of year	2014-12-31	$11,405,473
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$15,187
Total interest from all sources	2014-12-31	$140,007
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Administrative expenses professional fees incurred	2014-12-31	$8,462
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$780,037
Participant contributions at end of year	2014-12-31	$1,129,159
Participant contributions at beginning of year	2014-12-31	$1,203,253
Participant contributions at end of year	2014-12-31	$27,898
Participant contributions at beginning of year	2014-12-31	$61
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$1,384
Other income not declared elsewhere	2014-12-31	$-254
Administrative expenses (other) incurred	2014-12-31	$6,725
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$513,492
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$11,918,965
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$11,405,473
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$8,161,970
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$7,681,190
Interest on participant loans	2014-12-31	$61,001
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$79,006
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$2,599,938
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$2,520,969
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$551,411
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$943,906
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BONADIO & CO., LLP
Accountancy firm EIN	2014-12-31	161131146
2013 : ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$2,136,954
Total of all expenses incurred	2013-12-31	$1,036,388
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,018,231
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$735,471
Value of total assets at end of year	2013-12-31	$11,405,473
Value of total assets at beginning of year	2013-12-31	$10,304,907
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$18,157
Total interest from all sources	2013-12-31	$137,807
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$8,502
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$733,787
Participant contributions at end of year	2013-12-31	$1,203,253
Participant contributions at beginning of year	2013-12-31	$1,142,202
Participant contributions at end of year	2013-12-31	$61
Participant contributions at beginning of year	2013-12-31	$29
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$1,684
Other income not declared elsewhere	2013-12-31	$105
Administrative expenses (other) incurred	2013-12-31	$9,655
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,100,566
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$11,405,473
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$10,304,907
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$7,681,190
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$6,606,749
Interest on participant loans	2013-12-31	$61,950
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$75,857
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$2,520,969
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$2,555,927
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,263,571
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,018,231
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BONADIO & CO., LLP
Accountancy firm EIN	2013-12-31	161131146
2012 : ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$1,646,014
Total of all expenses incurred	2012-12-31	$1,119,724
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,100,589
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$765,751
Value of total assets at end of year	2012-12-31	$10,304,907
Value of total assets at beginning of year	2012-12-31	$9,778,617
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$19,135
Total interest from all sources	2012-12-31	$135,051
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Administrative expenses professional fees incurred	2012-12-31	$8,520
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$758,904
Participant contributions at end of year	2012-12-31	$1,142,202
Participant contributions at beginning of year	2012-12-31	$975,053
Participant contributions at end of year	2012-12-31	$29
Participant contributions at beginning of year	2012-12-31	$80
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$6,847
Administrative expenses (other) incurred	2012-12-31	$10,615
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$526,290
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$10,304,907
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$9,778,617
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$6,606,749
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$6,159,131
Interest on participant loans	2012-12-31	$54,256
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$80,795
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$2,555,927
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$2,644,353
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$745,212
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,100,589
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BONADIO & CO., LLP
Accountancy firm EIN	2012-12-31	161131146
2011 : ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$727,960
Total of all expenses incurred	2011-12-31	$779,976
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$753,227
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$793,140
Value of total assets at end of year	2011-12-31	$9,778,617
Value of total assets at beginning of year	2011-12-31	$9,830,633
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$26,749
Total interest from all sources	2011-12-31	$126,064
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$19,624
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$789,185
Participant contributions at end of year	2011-12-31	$975,053
Participant contributions at beginning of year	2011-12-31	$1,008,515
Participant contributions at end of year	2011-12-31	$80
Participant contributions at beginning of year	2011-12-31	$95
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$9,208
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$3,955
Other income not declared elsewhere	2011-12-31	$-4,177
Administrative expenses (other) incurred	2011-12-31	$7,125
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-52,016
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$9,778,617
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$9,830,633
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$6,159,131
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$6,298,294
Interest on participant loans	2011-12-31	$52,061
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$74,003
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$2,644,353
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$2,514,521
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-187,067
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$753,227
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BONADIO & CO., LLP
Accountancy firm EIN	2011-12-31	161131146
2010 : ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,416,319
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$366,179
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$349,053
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$765,237
Value of total assets at end of year	2010-12-31	$9,830,633
Value of total assets at beginning of year	2010-12-31	$8,780,493
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$17,126
Total interest from all sources	2010-12-31	$115,959
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$8,295
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$880,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$747,350
Participant contributions at end of year	2010-12-31	$1,008,515
Participant contributions at beginning of year	2010-12-31	$792,358
Participant contributions at end of year	2010-12-31	$95
Participant contributions at beginning of year	2010-12-31	$56,894
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$9,208
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$5,204
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$17,887
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2010-12-31	$21,332
Other income not declared elsewhere	2010-12-31	$3,393
Administrative expenses (other) incurred	2010-12-31	$8,831
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,050,140
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$9,830,633
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$8,780,493
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$6,298,294
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$5,501,993
Interest on participant loans	2010-12-31	$46,439
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$69,520
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$2,514,521
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$2,424,044
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$531,730
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$327,721
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	BONADIO & CO., LLP
Accountancy firm EIN	2010-12-31	161131146
2009 : ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC.

2019: ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: ST. LAWRENCE COUNTY CHAPTER OF THE NYSARC, INC. 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-D2-CA9L

Policy instance

Insurance contract or identification number	GAP-D2-CA9L
Number of Individuals Covered	307
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $7,274
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $7,274
Insurance broker organization code?	3

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-D2-CA9L

Policy instance

Insurance contract or identification number	GAP-D2-CA9L
Number of Individuals Covered	345
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $8,055
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $8,055
Insurance broker organization code?	3

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-D2-CA9L

Policy instance

Insurance contract or identification number	GAP-D2-CA9L
Number of Individuals Covered	395
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $8,995
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $8,995
Insurance broker organization code?	3
Insurance broker name	MML INVESTORS SERVICES, LLC

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Company Name:	ST. LAWRENCE NYSARC, INC.
Employer identification number (EIN):	150617072
NAIC Classification:	624310
NAIC Description:	Vocational Rehabilitation Services