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UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 401k Plan overview

Plan NameUNIVERSITY OF ROCHESTER RETIREMENT PROGRAM
Plan identification number 003

UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

UNIVERSITY OF ROCHESTER has sponsored the creation of one or more 401k plans.

Company Name:UNIVERSITY OF ROCHESTER
Employer identification number (EIN):160743209
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-07-01
0032021-07-01
0032020-07-01
0032019-07-01
0032018-07-01
0032017-07-01
0032016-07-01ANTHONY KINSLOW ANTHONY KINSLOW2018-04-11
0032015-07-01ANTHONY KINSLOW ANTHONY KINSLOW2017-04-13
0032014-07-01ANTHONY KINSLOW ANTHONY KINSLOW2016-04-11
0032013-07-01ANTHONY KINSLOW ANTHONY KINSLOW2015-04-09
0032012-07-01CHARLES J MURPHY CHARLES J MURPHY2014-04-14
0032011-07-01CHARLES J. MURPHY CHARLES J. MURPHY2013-04-03
0032010-07-01CHARLES J. MURPHY CHARLES J. MURPHY2012-04-12
0032009-07-01CHARLES J. MURPHY CHARLES J. MURPHY2011-04-07

Plan Statistics for UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM

401k plan membership statisitcs for UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM

Measure Date Value
2022: UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2022 401k membership
Total participants, beginning-of-year2022-07-0144,478
Total number of active participants reported on line 7a of the Form 55002022-07-0128,895
Number of retired or separated participants receiving benefits2022-07-010
Number of other retired or separated participants entitled to future benefits2022-07-0117,515
Total of all active and inactive participants2022-07-0146,410
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-07-01407
Total participants2022-07-0146,817
Number of participants with account balances2022-07-0142,413
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-07-010
2021: UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2021 401k membership
Total participants, beginning-of-year2021-07-0142,887
Total number of active participants reported on line 7a of the Form 55002021-07-0127,581
Number of retired or separated participants receiving benefits2021-07-010
Number of other retired or separated participants entitled to future benefits2021-07-0116,429
Total of all active and inactive participants2021-07-0144,010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-07-01468
Total participants2021-07-0144,478
Number of participants with account balances2021-07-0140,268
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-07-010
2020: UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2020 401k membership
Total participants, beginning-of-year2020-07-0141,459
Total number of active participants reported on line 7a of the Form 55002020-07-0127,209
Number of retired or separated participants receiving benefits2020-07-010
Number of other retired or separated participants entitled to future benefits2020-07-0115,251
Total of all active and inactive participants2020-07-0142,460
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-07-01427
Total participants2020-07-0142,887
Number of participants with account balances2020-07-0138,820
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-07-010
2019: UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2019 401k membership
Total participants, beginning-of-year2019-07-0145,050
Total number of active participants reported on line 7a of the Form 55002019-07-0126,846
Number of retired or separated participants receiving benefits2019-07-010
Number of other retired or separated participants entitled to future benefits2019-07-0114,461
Total of all active and inactive participants2019-07-0141,307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-07-01152
Total participants2019-07-0141,459
Number of participants with account balances2019-07-0137,850
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-07-010
2018: UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2018 401k membership
Total participants, beginning-of-year2018-07-0143,402
Total number of active participants reported on line 7a of the Form 55002018-07-0126,538
Number of retired or separated participants receiving benefits2018-07-010
Number of other retired or separated participants entitled to future benefits2018-07-0118,344
Total of all active and inactive participants2018-07-0144,882
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-07-01168
Total participants2018-07-0145,050
Number of participants with account balances2018-07-0141,087
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-07-010
2017: UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2017 401k membership
Total participants, beginning-of-year2017-07-0141,503
Total number of active participants reported on line 7a of the Form 55002017-07-0125,521
Number of retired or separated participants receiving benefits2017-07-010
Number of other retired or separated participants entitled to future benefits2017-07-0117,721
Total of all active and inactive participants2017-07-0143,242
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-07-01160
Total participants2017-07-0143,402
Number of participants with account balances2017-07-0138,806
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-07-010
2016: UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2016 401k membership
Total participants, beginning-of-year2016-07-0139,721
Total number of active participants reported on line 7a of the Form 55002016-07-0124,070
Number of retired or separated participants receiving benefits2016-07-010
Number of other retired or separated participants entitled to future benefits2016-07-0117,284
Total of all active and inactive participants2016-07-0141,354
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-01149
Total participants2016-07-0141,503
Number of participants with account balances2016-07-0136,118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-010
2015: UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2015 401k membership
Total participants, beginning-of-year2015-07-0138,209
Total number of active participants reported on line 7a of the Form 55002015-07-0123,224
Number of retired or separated participants receiving benefits2015-07-010
Number of other retired or separated participants entitled to future benefits2015-07-0116,342
Total of all active and inactive participants2015-07-0139,566
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-01155
Total participants2015-07-0139,721
Number of participants with account balances2015-07-0134,679
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-010
2014: UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2014 401k membership
Total participants, beginning-of-year2014-07-0136,975
Total number of active participants reported on line 7a of the Form 55002014-07-0122,024
Number of retired or separated participants receiving benefits2014-07-010
Number of other retired or separated participants entitled to future benefits2014-07-0116,031
Total of all active and inactive participants2014-07-0138,055
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-01154
Total participants2014-07-0138,209
Number of participants with account balances2014-07-0133,565
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-010
2013: UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2013 401k membership
Total participants, beginning-of-year2013-07-0136,977
Total number of active participants reported on line 7a of the Form 55002013-07-0121,215
Number of retired or separated participants receiving benefits2013-07-010
Number of other retired or separated participants entitled to future benefits2013-07-0115,595
Total of all active and inactive participants2013-07-0136,810
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-01165
Total participants2013-07-0136,975
Number of participants with account balances2013-07-0132,742
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-010
2012: UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2012 401k membership
Total participants, beginning-of-year2012-07-0136,251
Total number of active participants reported on line 7a of the Form 55002012-07-0120,952
Number of retired or separated participants receiving benefits2012-07-010
Number of other retired or separated participants entitled to future benefits2012-07-0115,886
Total of all active and inactive participants2012-07-0136,838
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-01139
Total participants2012-07-0136,977
Number of participants with account balances2012-07-0132,036
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-010
2011: UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2011 401k membership
Total participants, beginning-of-year2011-07-0132,198
Total number of active participants reported on line 7a of the Form 55002011-07-0120,835
Number of retired or separated participants receiving benefits2011-07-010
Number of other retired or separated participants entitled to future benefits2011-07-0115,310
Total of all active and inactive participants2011-07-0136,145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-01106
Total participants2011-07-0136,251
Number of participants with account balances2011-07-0131,411
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-07-010
2010: UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2010 401k membership
Total participants, beginning-of-year2010-07-0131,531
Total number of active participants reported on line 7a of the Form 55002010-07-0122,842
Number of retired or separated participants receiving benefits2010-07-0181
Number of other retired or separated participants entitled to future benefits2010-07-019,194
Total of all active and inactive participants2010-07-0132,117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-07-0181
Total participants2010-07-0132,198
Number of participants with account balances2010-07-0131,203
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-07-010
2009: UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2009 401k membership
Total participants, beginning-of-year2009-07-0130,424
Total number of active participants reported on line 7a of the Form 55002009-07-0122,473
Number of retired or separated participants receiving benefits2009-07-0161
Number of other retired or separated participants entitled to future benefits2009-07-018,833
Total of all active and inactive participants2009-07-0131,367
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-01164
Total participants2009-07-0131,531
Number of participants with account balances2009-07-0129,763
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-010

Financial Data on UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM

Measure Date Value
2023 : UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-06-30$0
Total income from all sources (including contributions)2023-06-30$966,077,852
Total loss/gain on sale of assets2023-06-30$0
Total of all expenses incurred2023-06-30$265,141,770
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-06-30$262,768,918
Expenses. Certain deemed distributions of participant loans2023-06-30$913,615
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-06-30$337,719,772
Value of total assets at end of year2023-06-30$6,362,782,969
Value of total assets at beginning of year2023-06-30$5,661,846,887
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-06-30$1,459,237
Total interest from all sources2023-06-30$47,339,150
Total dividends received (eg from common stock, registered investment company shares)2023-06-30$141,383,551
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2023-06-30$141,383,551
Administrative expenses professional fees incurred2023-06-30$29,000
Was this plan covered by a fidelity bond2023-06-30Yes
Value of fidelity bond cover2023-06-30$500,000
If this is an individual account plan, was there a blackout period2023-06-30No
Were there any nonexempt tranactions with any party-in-interest2023-06-30No
Contributions received from participants2023-06-30$163,318,890
Participant contributions at end of year2023-06-30$23,727,782
Participant contributions at beginning of year2023-06-30$22,540,222
Participant contributions at end of year2023-06-30$1,881,543
Participant contributions at beginning of year2023-06-30$1,587,206
Assets. Other investments not covered elsewhere at end of year2023-06-30$345,198,741
Assets. Other investments not covered elsewhere at beginning of year2023-06-30$318,083,795
Income. Received or receivable in cash from other sources (including rollovers)2023-06-30$33,724,201
Other income not declared elsewhere2023-06-30$41,850,462
Administrative expenses (other) incurred2023-06-30$1,298,520
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-06-30No
Value of net income/loss2023-06-30$700,936,082
Value of net assets at end of year (total assets less liabilities)2023-06-30$6,362,782,969
Value of net assets at beginning of year (total assets less liabilities)2023-06-30$5,661,846,887
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2023-06-30No
Were any leases to which the plan was party in default or uncollectible2023-06-30No
Investment advisory and management fees2023-06-30$131,717
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-06-30$4,837,866,832
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-06-30$4,183,645,074
Value of interest in pooled separate accounts at end of year2023-06-30$23,946,857
Value of interest in pooled separate accounts at beginning of year2023-06-30$30,905,057
Interest on participant loans2023-06-30$1,141,406
Interest earned on other investments2023-06-30$43,825,500
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-06-30$64,845,787
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-06-30$63,064,137
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-06-30$63,064,137
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-06-30$2,372,244
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-06-30$1,064,077,972
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-06-30$1,040,903,069
Expenses. Payments to insurance carriers foe the provision of benefits2023-06-30$18,885,793
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-06-30$400,306,095
Net investment gain/loss from pooled separate accounts2023-06-30$-2,521,178
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-06-30No
Was there a failure to transmit to the plan any participant contributions2023-06-30No
Has the plan failed to provide any benefit when due under the plan2023-06-30No
Contributions received in cash from employer2023-06-30$140,676,681
Employer contributions (assets) at end of year2023-06-30$1,237,455
Employer contributions (assets) at beginning of year2023-06-30$1,118,327
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-06-30$243,883,125
Did the plan have assets held for investment2023-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-06-30No
Opinion of an independent qualified public accountant for this plan2023-06-30Unqualified
Accountancy firm name2023-06-30BONADIO & CO., LLP
Accountancy firm EIN2023-06-30161131146
2022 : UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$0
Total income from all sources (including contributions)2022-06-30$-474,757,283
Total loss/gain on sale of assets2022-06-30$0
Total of all expenses incurred2022-06-30$308,429,459
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-06-30$306,155,629
Expenses. Certain deemed distributions of participant loans2022-06-30$482,705
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-06-30$302,772,805
Value of total assets at end of year2022-06-30$5,661,846,887
Value of total assets at beginning of year2022-06-30$6,445,033,629
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-06-30$1,791,125
Total interest from all sources2022-06-30$36,831,828
Total dividends received (eg from common stock, registered investment company shares)2022-06-30$168,200,470
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-06-30$168,200,470
Administrative expenses professional fees incurred2022-06-30$27,350
Was this plan covered by a fidelity bond2022-06-30Yes
Value of fidelity bond cover2022-06-30$5,000,000
If this is an individual account plan, was there a blackout period2022-06-30No
Were there any nonexempt tranactions with any party-in-interest2022-06-30No
Contributions received from participants2022-06-30$152,455,498
Participant contributions at end of year2022-06-30$22,540,222
Participant contributions at beginning of year2022-06-30$20,002,654
Participant contributions at end of year2022-06-30$1,587,206
Participant contributions at beginning of year2022-06-30$1,283,992
Assets. Other investments not covered elsewhere at end of year2022-06-30$318,083,795
Assets. Other investments not covered elsewhere at beginning of year2022-06-30$384,256,713
Income. Received or receivable in cash from other sources (including rollovers)2022-06-30$19,078,065
Other income not declared elsewhere2022-06-30$-60,971,502
Administrative expenses (other) incurred2022-06-30$1,656,915
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Value of net income/loss2022-06-30$-783,186,742
Value of net assets at end of year (total assets less liabilities)2022-06-30$5,661,846,887
Value of net assets at beginning of year (total assets less liabilities)2022-06-30$6,445,033,629
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-06-30No
Were any leases to which the plan was party in default or uncollectible2022-06-30No
Investment advisory and management fees2022-06-30$106,860
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-06-30$4,183,645,074
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-06-30$4,933,208,517
Value of interest in pooled separate accounts at end of year2022-06-30$30,905,057
Value of interest in pooled separate accounts at beginning of year2022-06-30$26,270,918
Interest on participant loans2022-06-30$1,028,964
Interest earned on other investments2022-06-30$35,701,204
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-06-30$63,064,137
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-06-30$56,277,874
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-06-30$56,277,874
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-06-30$101,660
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-06-30$1,040,903,069
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-06-30$1,022,711,063
Expenses. Payments to insurance carriers foe the provision of benefits2022-06-30$14,483,337
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-06-30$-927,508,779
Net investment gain/loss from pooled separate accounts2022-06-30$5,917,895
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-06-30No
Was there a failure to transmit to the plan any participant contributions2022-06-30No
Has the plan failed to provide any benefit when due under the plan2022-06-30No
Contributions received in cash from employer2022-06-30$131,239,242
Employer contributions (assets) at end of year2022-06-30$1,118,327
Employer contributions (assets) at beginning of year2022-06-30$1,021,898
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-06-30$291,672,292
Did the plan have assets held for investment2022-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-06-30No
Opinion of an independent qualified public accountant for this plan2022-06-30Unqualified
Accountancy firm name2022-06-30BONADIO & CO., LLP
Accountancy firm EIN2022-06-30161131146
2021 : UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$0
Total income from all sources (including contributions)2021-06-30$1,585,443,346
Total loss/gain on sale of assets2021-06-30$0
Total of all expenses incurred2021-06-30$296,635,153
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-06-30$293,470,206
Expenses. Certain deemed distributions of participant loans2021-06-30$1,153,512
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-06-30$264,788,763
Value of total assets at end of year2021-06-30$6,445,033,629
Value of total assets at beginning of year2021-06-30$5,156,225,436
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-06-30$2,011,435
Total interest from all sources2021-06-30$36,740,779
Total dividends received (eg from common stock, registered investment company shares)2021-06-30$92,024,102
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-06-30$92,024,102
Administrative expenses professional fees incurred2021-06-30$26,285
Was this plan covered by a fidelity bond2021-06-30Yes
Value of fidelity bond cover2021-06-30$5,000,000
If this is an individual account plan, was there a blackout period2021-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-06-30$0
Were there any nonexempt tranactions with any party-in-interest2021-06-30No
Contributions received from participants2021-06-30$135,317,781
Participant contributions at end of year2021-06-30$20,002,654
Participant contributions at beginning of year2021-06-30$17,002,452
Participant contributions at end of year2021-06-30$1,283,992
Participant contributions at beginning of year2021-06-30$961,283
Assets. Other investments not covered elsewhere at end of year2021-06-30$384,256,713
Assets. Other investments not covered elsewhere at beginning of year2021-06-30$316,669,236
Income. Received or receivable in cash from other sources (including rollovers)2021-06-30$30,147,406
Other income not declared elsewhere2021-06-30$100,268,674
Administrative expenses (other) incurred2021-06-30$1,811,511
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Value of net income/loss2021-06-30$1,288,808,193
Value of net assets at end of year (total assets less liabilities)2021-06-30$6,445,033,629
Value of net assets at beginning of year (total assets less liabilities)2021-06-30$5,156,225,436
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-06-30No
Were any leases to which the plan was party in default or uncollectible2021-06-30No
Investment advisory and management fees2021-06-30$173,639
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-06-30$4,933,208,517
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-06-30$3,734,418,614
Value of interest in pooled separate accounts at end of year2021-06-30$26,270,918
Value of interest in pooled separate accounts at beginning of year2021-06-30$27,225,424
Interest on participant loans2021-06-30$1,008,205
Interest earned on other investments2021-06-30$35,708,731
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-06-30$56,277,874
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-06-30$64,313,486
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-06-30$64,313,486
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-06-30$23,843
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-06-30$1,022,711,063
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-06-30$994,839,792
Expenses. Payments to insurance carriers foe the provision of benefits2021-06-30$15,285,376
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-06-30$1,089,932,169
Net investment gain/loss from pooled separate accounts2021-06-30$1,688,859
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-06-30No
Was there a failure to transmit to the plan any participant contributions2021-06-30No
Has the plan failed to provide any benefit when due under the plan2021-06-30No
Contributions received in cash from employer2021-06-30$99,323,576
Employer contributions (assets) at end of year2021-06-30$1,021,898
Employer contributions (assets) at beginning of year2021-06-30$795,149
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-06-30$278,184,830
Did the plan have assets held for investment2021-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-06-30No
Opinion of an independent qualified public accountant for this plan2021-06-30Disclaimer
Accountancy firm name2021-06-30BONADIO & CO., LLP
Accountancy firm EIN2021-06-30161131146
2020 : UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total income from all sources (including contributions)2020-06-30$470,555,420
Total loss/gain on sale of assets2020-06-30$0
Total of all expenses incurred2020-06-30$250,176,161
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-06-30$247,682,596
Expenses. Certain deemed distributions of participant loans2020-06-30$599,439
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-06-30$277,319,677
Value of total assets at end of year2020-06-30$5,156,225,436
Value of total assets at beginning of year2020-06-30$4,935,846,177
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-06-30$1,894,126
Total interest from all sources2020-06-30$37,375,888
Total dividends received (eg from common stock, registered investment company shares)2020-06-30$93,334,223
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-06-30$93,334,223
Administrative expenses professional fees incurred2020-06-30$26,285
Was this plan covered by a fidelity bond2020-06-30Yes
Value of fidelity bond cover2020-06-30$5,000,000
If this is an individual account plan, was there a blackout period2020-06-30No
Were there any nonexempt tranactions with any party-in-interest2020-06-30No
Contributions received from participants2020-06-30$125,427,880
Participant contributions at end of year2020-06-30$17,002,452
Participant contributions at beginning of year2020-06-30$11,622,350
Participant contributions at end of year2020-06-30$961,283
Participant contributions at beginning of year2020-06-30$733,532
Assets. Other investments not covered elsewhere at end of year2020-06-30$316,669,236
Assets. Other investments not covered elsewhere at beginning of year2020-06-30$327,282,080
Income. Received or receivable in cash from other sources (including rollovers)2020-06-30$35,507,158
Other income not declared elsewhere2020-06-30$19,585,492
Administrative expenses (other) incurred2020-06-30$1,781,484
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Value of net income/loss2020-06-30$220,379,259
Value of net assets at end of year (total assets less liabilities)2020-06-30$5,156,225,436
Value of net assets at beginning of year (total assets less liabilities)2020-06-30$4,935,846,177
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-06-30No
Were any leases to which the plan was party in default or uncollectible2020-06-30No
Investment advisory and management fees2020-06-30$86,357
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-06-30$3,734,418,614
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-06-30$3,578,834,297
Value of interest in pooled separate accounts at end of year2020-06-30$27,225,424
Value of interest in pooled separate accounts at beginning of year2020-06-30$30,726,189
Interest on participant loans2020-06-30$859,385
Interest earned on other investments2020-06-30$35,899,101
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-06-30$64,313,486
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-06-30$39,502,516
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-06-30$39,502,516
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-06-30$617,402
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-06-30$994,839,792
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-06-30$946,538,547
Expenses. Payments to insurance carriers foe the provision of benefits2020-06-30$10,339,396
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-06-30$42,610,442
Net investment gain/loss from pooled separate accounts2020-06-30$329,698
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-06-30No
Was there a failure to transmit to the plan any participant contributions2020-06-30No
Has the plan failed to provide any benefit when due under the plan2020-06-30No
Contributions received in cash from employer2020-06-30$116,384,639
Employer contributions (assets) at end of year2020-06-30$795,149
Employer contributions (assets) at beginning of year2020-06-30$606,666
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-06-30$237,343,200
Did the plan have assets held for investment2020-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-06-30Yes
Opinion of an independent qualified public accountant for this plan2020-06-30Disclaimer
Accountancy firm name2020-06-30BONADIO & CO., LLP
Accountancy firm EIN2020-06-30161131146
2019 : UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$0
Total income from all sources (including contributions)2019-06-30$525,153,206
Total loss/gain on sale of assets2019-06-30$0
Total of all expenses incurred2019-06-30$217,849,470
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-06-30$217,345,095
Expenses. Certain deemed distributions of participant loans2019-06-30$208,302
Value of total corrective distributions2019-06-30$29,350
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-06-30$257,207,266
Value of total assets at end of year2019-06-30$4,935,846,177
Value of total assets at beginning of year2019-06-30$4,628,542,441
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-06-30$266,723
Total interest from all sources2019-06-30$36,956,476
Total dividends received (eg from common stock, registered investment company shares)2019-06-30$86,642,001
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-06-30$86,642,001
Administrative expenses professional fees incurred2019-06-30$43,516
Was this plan covered by a fidelity bond2019-06-30Yes
Value of fidelity bond cover2019-06-30$5,000,000
If this is an individual account plan, was there a blackout period2019-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-06-30$0
Were there any nonexempt tranactions with any party-in-interest2019-06-30No
Contributions received from participants2019-06-30$115,607,931
Participant contributions at end of year2019-06-30$11,622,350
Participant contributions at beginning of year2019-06-30$17,630
Participant contributions at end of year2019-06-30$733,532
Participant contributions at beginning of year2019-06-30$552,477
Assets. Other investments not covered elsewhere at end of year2019-06-30$327,282,080
Assets. Other investments not covered elsewhere at beginning of year2019-06-30$325,164,983
Income. Received or receivable in cash from other sources (including rollovers)2019-06-30$31,448,685
Other income not declared elsewhere2019-06-30$20,474,446
Administrative expenses (other) incurred2019-06-30$18,811
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Value of net income/loss2019-06-30$307,303,736
Value of net assets at end of year (total assets less liabilities)2019-06-30$4,935,846,177
Value of net assets at beginning of year (total assets less liabilities)2019-06-30$4,628,542,441
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-06-30No
Were any leases to which the plan was party in default or uncollectible2019-06-30No
Investment advisory and management fees2019-06-30$204,396
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-06-30$3,578,834,297
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-06-30$3,316,336,609
Value of interest in pooled separate accounts at end of year2019-06-30$30,726,189
Value of interest in pooled separate accounts at beginning of year2019-06-30$32,243,079
Interest on participant loans2019-06-30$311,274
Interest earned on other investments2019-06-30$35,788,131
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-06-30$39,502,516
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-06-30$33,717,081
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-06-30$33,717,081
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-06-30$857,071
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-06-30$946,538,547
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-06-30$920,023,713
Expenses. Payments to insurance carriers foe the provision of benefits2019-06-30$14,952,008
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-06-30$122,274,145
Net investment gain/loss from pooled separate accounts2019-06-30$1,598,872
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-06-30No
Was there a failure to transmit to the plan any participant contributions2019-06-30No
Has the plan failed to provide any benefit when due under the plan2019-06-30No
Contributions received in cash from employer2019-06-30$110,150,650
Employer contributions (assets) at end of year2019-06-30$606,666
Employer contributions (assets) at beginning of year2019-06-30$486,869
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-06-30$202,393,087
Did the plan have assets held for investment2019-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-06-30Yes
Opinion of an independent qualified public accountant for this plan2019-06-30Disclaimer
Accountancy firm name2019-06-30BONADIO & CO., LLP
Accountancy firm EIN2019-06-30161131146
2018 : UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total income from all sources (including contributions)2018-06-30$607,577,605
Total loss/gain on sale of assets2018-06-30$0
Total of all expenses incurred2018-06-30$185,083,352
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-06-30$184,848,132
Expenses. Certain deemed distributions of participant loans2018-06-30$17,566
Value of total corrective distributions2018-06-30$30,182
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-06-30$244,352,595
Value of total assets at end of year2018-06-30$4,628,542,441
Value of total assets at beginning of year2018-06-30$4,206,048,188
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-06-30$187,472
Total interest from all sources2018-06-30$34,223,917
Total dividends received (eg from common stock, registered investment company shares)2018-06-30$64,961,650
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-06-30$64,961,650
Administrative expenses professional fees incurred2018-06-30$33,331
Was this plan covered by a fidelity bond2018-06-30Yes
Value of fidelity bond cover2018-06-30$5,000,000
If this is an individual account plan, was there a blackout period2018-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-06-30$0
Were there any nonexempt tranactions with any party-in-interest2018-06-30No
Contributions received from participants2018-06-30$104,853,504
Participant contributions at end of year2018-06-30$17,630
Participant contributions at beginning of year2018-06-30$22,242
Participant contributions at end of year2018-06-30$552,477
Participant contributions at beginning of year2018-06-30$6,996,250
Assets. Other investments not covered elsewhere at end of year2018-06-30$325,164,983
Assets. Other investments not covered elsewhere at beginning of year2018-06-30$301,114,728
Income. Received or receivable in cash from other sources (including rollovers)2018-06-30$36,412,663
Other income not declared elsewhere2018-06-30$33,943,341
Administrative expenses (other) incurred2018-06-30$17,226
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Value of net income/loss2018-06-30$422,494,253
Value of net assets at end of year (total assets less liabilities)2018-06-30$4,628,542,441
Value of net assets at beginning of year (total assets less liabilities)2018-06-30$4,206,048,188
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-06-30No
Were any leases to which the plan was party in default or uncollectible2018-06-30No
Investment advisory and management fees2018-06-30$136,915
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-06-30$3,316,336,609
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-06-30$2,956,481,972
Value of interest in pooled separate accounts at end of year2018-06-30$32,243,079
Value of interest in pooled separate accounts at beginning of year2018-06-30$33,406,483
Interest on participant loans2018-06-30$671
Interest earned on other investments2018-06-30$33,871,765
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-06-30$33,717,081
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-06-30$31,126,722
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-06-30$31,126,722
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-06-30$351,481
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-06-30$920,023,713
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-06-30$869,824,264
Expenses. Payments to insurance carriers foe the provision of benefits2018-06-30$12,086,338
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-06-30$228,486,832
Net investment gain/loss from pooled separate accounts2018-06-30$1,609,270
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-06-30No
Was there a failure to transmit to the plan any participant contributions2018-06-30No
Has the plan failed to provide any benefit when due under the plan2018-06-30No
Contributions received in cash from employer2018-06-30$103,086,428
Employer contributions (assets) at end of year2018-06-30$486,869
Employer contributions (assets) at beginning of year2018-06-30$7,075,527
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-06-30$172,761,794
Did the plan have assets held for investment2018-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-06-30Yes
Opinion of an independent qualified public accountant for this plan2018-06-30Disclaimer
Accountancy firm name2018-06-30BONADIO & CO., LLP
Accountancy firm EIN2018-06-30161131146
2017 : UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total income from all sources (including contributions)2017-06-30$687,606,508
Total loss/gain on sale of assets2017-06-30$0
Total of all expenses incurred2017-06-30$171,605,538
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$171,368,208
Expenses. Certain deemed distributions of participant loans2017-06-30$17,938
Value of total corrective distributions2017-06-30$8,366
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$234,016,996
Value of total assets at end of year2017-06-30$4,206,048,188
Value of total assets at beginning of year2017-06-30$3,690,047,218
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$211,026
Total interest from all sources2017-06-30$34,130,527
Total dividends received (eg from common stock, registered investment company shares)2017-06-30$46,193,547
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-06-30$46,193,547
Administrative expenses professional fees incurred2017-06-30$34,501
Was this plan covered by a fidelity bond2017-06-30Yes
Value of fidelity bond cover2017-06-30$2,000,000
If this is an individual account plan, was there a blackout period2017-06-30No
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Contributions received from participants2017-06-30$94,453,315
Participant contributions at end of year2017-06-30$22,242
Participant contributions at beginning of year2017-06-30$29,128
Participant contributions at end of year2017-06-30$6,996,250
Participant contributions at beginning of year2017-06-30$1,106,378
Assets. Other investments not covered elsewhere at end of year2017-06-30$301,114,728
Assets. Other investments not covered elsewhere at beginning of year2017-06-30$287,005,698
Income. Received or receivable in cash from other sources (including rollovers)2017-06-30$43,690,195
Other income not declared elsewhere2017-06-30$41,806,880
Administrative expenses (other) incurred2017-06-30$6,205
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$516,000,970
Value of net assets at end of year (total assets less liabilities)2017-06-30$4,206,048,188
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$3,690,047,218
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Investment advisory and management fees2017-06-30$170,320
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-06-30$2,956,481,972
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-06-30$2,525,285,685
Value of interest in pooled separate accounts at end of year2017-06-30$33,406,483
Value of interest in pooled separate accounts at beginning of year2017-06-30$34,959,785
Interest on participant loans2017-06-30$641
Interest earned on other investments2017-06-30$33,979,457
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-06-30$31,126,722
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-06-30$28,679,087
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-06-30$28,679,087
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-06-30$150,429
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-06-30$869,824,264
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-06-30$811,880,465
Expenses. Payments to insurance carriers foe the provision of benefits2017-06-30$12,793,895
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-06-30$330,136,616
Net investment gain/loss from pooled separate accounts2017-06-30$1,321,942
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30No
Was there a failure to transmit to the plan any participant contributions2017-06-30No
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Contributions received in cash from employer2017-06-30$95,873,486
Employer contributions (assets) at end of year2017-06-30$7,075,527
Employer contributions (assets) at beginning of year2017-06-30$1,100,992
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$158,574,313
Did the plan have assets held for investment2017-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30Yes
Opinion of an independent qualified public accountant for this plan2017-06-30Disclaimer
Accountancy firm name2017-06-30BONADIO & CO., LLP
Accountancy firm EIN2017-06-30161131146
2016 : UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total income from all sources (including contributions)2016-06-30$222,500,921
Total loss/gain on sale of assets2016-06-30$0
Total of all expenses incurred2016-06-30$146,430,662
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$146,219,596
Expenses. Certain deemed distributions of participant loans2016-06-30$17,373
Value of total corrective distributions2016-06-30$10,284
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$209,938,311
Value of total assets at end of year2016-06-30$3,690,047,218
Value of total assets at beginning of year2016-06-30$3,613,976,959
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$183,409
Total interest from all sources2016-06-30$31,951,717
Total dividends received (eg from common stock, registered investment company shares)2016-06-30$36,361,875
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-06-30$36,361,875
Administrative expenses professional fees incurred2016-06-30$36,303
Was this plan covered by a fidelity bond2016-06-30Yes
Value of fidelity bond cover2016-06-30$2,000,000
If this is an individual account plan, was there a blackout period2016-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-06-30$0
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Contributions received from participants2016-06-30$86,923,943
Participant contributions at end of year2016-06-30$29,128
Participant contributions at beginning of year2016-06-30$42,752
Participant contributions at end of year2016-06-30$1,106,378
Participant contributions at beginning of year2016-06-30$902,417
Assets. Other investments not covered elsewhere at end of year2016-06-30$287,005,698
Assets. Other investments not covered elsewhere at beginning of year2016-06-30$289,531,551
Income. Received or receivable in cash from other sources (including rollovers)2016-06-30$33,221,156
Other income not declared elsewhere2016-06-30$-2,039,146
Administrative expenses (other) incurred2016-06-30$22,126
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$76,070,259
Value of net assets at end of year (total assets less liabilities)2016-06-30$3,690,047,218
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$3,613,976,959
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Investment advisory and management fees2016-06-30$124,980
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-06-30$2,525,285,685
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-06-30$2,489,423,878
Value of interest in pooled separate accounts at end of year2016-06-30$34,959,785
Value of interest in pooled separate accounts at beginning of year2016-06-30$35,800,721
Interest on participant loans2016-06-30$548
Interest earned on other investments2016-06-30$31,861,933
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-06-30$28,679,087
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-06-30$26,500,714
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-06-30$26,500,714
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-06-30$89,236
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-06-30$811,880,465
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-06-30$770,843,934
Expenses. Payments to insurance carriers foe the provision of benefits2016-06-30$10,506,181
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-06-30$-56,106,258
Net investment gain/loss from pooled separate accounts2016-06-30$2,394,422
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30No
Was there a failure to transmit to the plan any participant contributions2016-06-30No
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Contributions received in cash from employer2016-06-30$89,793,212
Employer contributions (assets) at end of year2016-06-30$1,100,992
Employer contributions (assets) at beginning of year2016-06-30$930,992
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$135,713,415
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30Yes
Opinion of an independent qualified public accountant for this plan2016-06-30Disclaimer
Accountancy firm name2016-06-30BONADIO & CO., LLP
Accountancy firm EIN2016-06-30161131146
2015 : UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total income from all sources (including contributions)2015-06-30$320,504,803
Total loss/gain on sale of assets2015-06-30$0
Total of all expenses incurred2015-06-30$157,182,488
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$157,003,697
Expenses. Certain deemed distributions of participant loans2015-06-30$16,825
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$186,291,570
Value of total assets at end of year2015-06-30$3,613,976,959
Value of total assets at beginning of year2015-06-30$3,450,654,644
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$161,966
Total interest from all sources2015-06-30$30,723,972
Total dividends received (eg from common stock, registered investment company shares)2015-06-30$48,141,549
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-06-30$48,141,549
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$2,000,000
If this is an individual account plan, was there a blackout period2015-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-06-30$0
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Contributions received from participants2015-06-30$81,320,400
Participant contributions at end of year2015-06-30$42,752
Participant contributions at beginning of year2015-06-30$101,004
Participant contributions at end of year2015-06-30$902,417
Participant contributions at beginning of year2015-06-30$772,263
Assets. Other investments not covered elsewhere at end of year2015-06-30$289,531,551
Assets. Other investments not covered elsewhere at beginning of year2015-06-30$287,022,431
Income. Received or receivable in cash from other sources (including rollovers)2015-06-30$19,664,896
Other income not declared elsewhere2015-06-30$965,022
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$163,322,315
Value of net assets at end of year (total assets less liabilities)2015-06-30$3,613,976,959
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$3,450,654,644
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Investment advisory and management fees2015-06-30$161,966
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-06-30$2,489,423,878
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-06-30$2,355,241,486
Value of interest in pooled separate accounts at end of year2015-06-30$35,800,721
Value of interest in pooled separate accounts at beginning of year2015-06-30$35,248,043
Interest on participant loans2015-06-30$2,173
Interest earned on other investments2015-06-30$30,706,493
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-06-30$26,500,714
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-06-30$25,181,198
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-06-30$25,181,198
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-06-30$15,306
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-06-30$770,843,934
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-06-30$746,250,044
Expenses. Payments to insurance carriers foe the provision of benefits2015-06-30$10,208,228
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-06-30$50,732,494
Net investment gain/loss from pooled separate accounts2015-06-30$3,650,196
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30No
Was there a failure to transmit to the plan any participant contributions2015-06-30No
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Contributions received in cash from employer2015-06-30$85,306,274
Employer contributions (assets) at end of year2015-06-30$930,992
Employer contributions (assets) at beginning of year2015-06-30$838,175
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$146,795,469
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30Yes
Opinion of an independent qualified public accountant for this plan2015-06-30Disclaimer
Accountancy firm name2015-06-30BONADIO & CO., LLP
Accountancy firm EIN2015-06-30161131146
2014 : UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total income from all sources (including contributions)2014-06-30$642,506,271
Total loss/gain on sale of assets2014-06-30$0
Total of all expenses incurred2014-06-30$151,837,790
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$151,664,842
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$181,617,829
Value of total assets at end of year2014-06-30$3,450,654,644
Value of total assets at beginning of year2014-06-30$2,959,986,163
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$172,948
Total interest from all sources2014-06-30$29,745,024
Total dividends received (eg from common stock, registered investment company shares)2014-06-30$34,894,224
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-06-30$34,894,224
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$2,000,000
If this is an individual account plan, was there a blackout period2014-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-06-30$0
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Contributions received from participants2014-06-30$76,323,295
Participant contributions at end of year2014-06-30$101,004
Participant contributions at beginning of year2014-06-30$37,166
Participant contributions at end of year2014-06-30$772,263
Participant contributions at beginning of year2014-06-30$683,802
Assets. Other investments not covered elsewhere at end of year2014-06-30$287,022,431
Assets. Other investments not covered elsewhere at beginning of year2014-06-30$251,802,910
Income. Received or receivable in cash from other sources (including rollovers)2014-06-30$23,927,464
Other income not declared elsewhere2014-06-30$903,847
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$490,668,481
Value of net assets at end of year (total assets less liabilities)2014-06-30$3,450,654,644
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$2,959,986,163
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-06-30$2,355,241,486
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-06-30$1,932,179,858
Value of interest in pooled separate accounts at end of year2014-06-30$35,248,043
Value of interest in pooled separate accounts at beginning of year2014-06-30$34,592,712
Interest on participant loans2014-06-30$4,169
Interest earned on other investments2014-06-30$29,740,855
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-06-30$25,181,198
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-06-30$20,457,796
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-06-30$20,457,796
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-06-30$746,250,044
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-06-30$719,487,834
Expenses. Payments to insurance carriers foe the provision of benefits2014-06-30$7,132,615
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-06-30$391,732,171
Net investment gain/loss from pooled separate accounts2014-06-30$3,613,176
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30No
Was there a failure to transmit to the plan any participant contributions2014-06-30No
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Contributions received in cash from employer2014-06-30$81,367,070
Employer contributions (assets) at end of year2014-06-30$838,175
Employer contributions (assets) at beginning of year2014-06-30$744,085
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$144,532,227
Contract administrator fees2014-06-30$172,948
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30Yes
Opinion of an independent qualified public accountant for this plan2014-06-30Disclaimer
Accountancy firm name2014-06-30BONADIO & CO., LLP
Accountancy firm EIN2014-06-30161131146
2013 : UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total income from all sources (including contributions)2013-06-30$466,411,401
Total loss/gain on sale of assets2013-06-30$0
Total of all expenses incurred2013-06-30$134,371,987
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$134,146,194
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$167,806,686
Value of total assets at end of year2013-06-30$2,959,986,163
Value of total assets at beginning of year2013-06-30$2,627,946,749
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$225,793
Total interest from all sources2013-06-30$27,737,840
Total dividends received (eg from common stock, registered investment company shares)2013-06-30$29,106,418
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-06-30$29,106,418
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$2,000,000
If this is an individual account plan, was there a blackout period2013-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-06-30$0
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Contributions received from participants2013-06-30$73,089,023
Participant contributions at end of year2013-06-30$37,166
Participant contributions at beginning of year2013-06-30$0
Participant contributions at end of year2013-06-30$683,802
Participant contributions at beginning of year2013-06-30$608,771
Assets. Other investments not covered elsewhere at end of year2013-06-30$251,802,910
Assets. Other investments not covered elsewhere at beginning of year2013-06-30$219,183,100
Income. Received or receivable in cash from other sources (including rollovers)2013-06-30$16,923,043
Other income not declared elsewhere2013-06-30$897,491
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$332,039,414
Value of net assets at end of year (total assets less liabilities)2013-06-30$2,959,986,163
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$2,627,946,749
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-06-30$1,932,179,858
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-06-30$1,662,049,450
Value of interest in pooled separate accounts at end of year2013-06-30$34,592,712
Value of interest in pooled separate accounts at beginning of year2013-06-30$35,899,974
Interest on participant loans2013-06-30$193
Interest earned on other investments2013-06-30$27,718,672
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-06-30$20,457,796
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-06-30$15,399,271
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-06-30$15,399,271
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-06-30$18,975
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-06-30$719,487,834
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-06-30$694,145,227
Expenses. Payments to insurance carriers foe the provision of benefits2013-06-30$6,808,170
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-06-30$237,961,202
Net investment gain/loss from pooled separate accounts2013-06-30$2,901,764
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30No
Was there a failure to transmit to the plan any participant contributions2013-06-30No
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Contributions received in cash from employer2013-06-30$77,794,620
Employer contributions (assets) at end of year2013-06-30$744,085
Employer contributions (assets) at beginning of year2013-06-30$660,956
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$127,338,024
Contract administrator fees2013-06-30$225,793
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30Yes
Opinion of an independent qualified public accountant for this plan2013-06-30Disclaimer
Accountancy firm name2013-06-30BONADIO & CO.,LLP
Accountancy firm EIN2013-06-30161131146
2012 : UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total income from all sources (including contributions)2012-06-30$180,225,379
Total loss/gain on sale of assets2012-06-30$0
Total of all expenses incurred2012-06-30$185,263,434
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$185,209,949
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$159,710,581
Value of total assets at end of year2012-06-30$2,627,946,749
Value of total assets at beginning of year2012-06-30$2,632,984,804
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-06-30$53,485
Total interest from all sources2012-06-30$26,162,273
Total dividends received (eg from common stock, registered investment company shares)2012-06-30$6,064,100
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2012-06-30$6,064,100
Was this plan covered by a fidelity bond2012-06-30Yes
Value of fidelity bond cover2012-06-30$2,000,000
If this is an individual account plan, was there a blackout period2012-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-06-30$0
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Contributions received from participants2012-06-30$67,615,255
Participant contributions at end of year2012-06-30$608,771
Participant contributions at beginning of year2012-06-30$481,643
Assets. Other investments not covered elsewhere at end of year2012-06-30$219,183,100
Assets. Other investments not covered elsewhere at beginning of year2012-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2012-06-30$18,213,295
Administrative expenses (other) incurred2012-06-30$53,485
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Value of net income/loss2012-06-30$-5,038,055
Value of net assets at end of year (total assets less liabilities)2012-06-30$2,627,946,749
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$2,632,984,804
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-06-30$1,662,049,450
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-06-30$1,909,507,422
Value of interest in pooled separate accounts at end of year2012-06-30$35,899,974
Value of interest in pooled separate accounts at beginning of year2012-06-30$34,801,363
Interest earned on other investments2012-06-30$26,161,355
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-06-30$15,399,271
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-06-30$43,934,044
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-06-30$43,934,044
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-06-30$918
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-06-30$694,145,227
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-06-30$643,698,653
Expenses. Payments to insurance carriers foe the provision of benefits2012-06-30$7,328,244
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-06-30$-15,569,427
Net investment gain/loss from pooled separate accounts2012-06-30$3,857,852
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30No
Was there a failure to transmit to the plan any participant contributions2012-06-30No
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Contributions received in cash from employer2012-06-30$73,882,031
Employer contributions (assets) at end of year2012-06-30$660,956
Employer contributions (assets) at beginning of year2012-06-30$561,679
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$177,881,705
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-30Yes
Opinion of an independent qualified public accountant for this plan2012-06-30Disclaimer
Accountancy firm name2012-06-30BONADIO & CO., LLP
Accountancy firm EIN2012-06-30161131146
2011 : UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2011 401k financial data
Total income from all sources (including contributions)2011-06-30$562,329,544
Total of all expenses incurred2011-06-30$100,548,775
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-06-30$100,509,002
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-30$141,769,234
Value of total assets at end of year2011-06-30$2,632,984,804
Value of total assets at beginning of year2011-06-30$2,171,204,035
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-06-30$39,773
Total interest from all sources2011-06-30$24,109,911
Total dividends received (eg from common stock, registered investment company shares)2011-06-30$22,650,208
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2011-06-30$22,650,208
Was this plan covered by a fidelity bond2011-06-30Yes
Value of fidelity bond cover2011-06-30$2,000,000
If this is an individual account plan, was there a blackout period2011-06-30No
Were there any nonexempt tranactions with any party-in-interest2011-06-30No
Contributions received from participants2011-06-30$64,991,654
Participant contributions at end of year2011-06-30$481,643
Participant contributions at beginning of year2011-06-30$371,615
Income. Received or receivable in cash from other sources (including rollovers)2011-06-30$5,737,046
Administrative expenses (other) incurred2011-06-30$39,773
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Value of net income/loss2011-06-30$461,780,769
Value of net assets at end of year (total assets less liabilities)2011-06-30$2,632,984,804
Value of net assets at beginning of year (total assets less liabilities)2011-06-30$2,171,204,035
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-30No
Were any leases to which the plan was party in default or uncollectible2011-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-06-30$1,909,507,422
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-06-30$1,481,846,709
Value of interest in pooled separate accounts at end of year2011-06-30$34,801,363
Value of interest in pooled separate accounts at beginning of year2011-06-30$25,119,947
Interest earned on other investments2011-06-30$24,107,898
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-06-30$43,934,044
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-06-30$42,945,324
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-06-30$42,945,324
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-06-30$2,013
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-06-30$643,698,653
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-06-30$620,465,036
Expenses. Payments to insurance carriers foe the provision of benefits2011-06-30$5,185,598
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-06-30$368,610,894
Net investment gain/loss from pooled separate accounts2011-06-30$5,189,297
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-30No
Was there a failure to transmit to the plan any participant contributions2011-06-30No
Has the plan failed to provide any benefit when due under the plan2011-06-30No
Contributions received in cash from employer2011-06-30$71,040,534
Employer contributions (assets) at end of year2011-06-30$561,679
Employer contributions (assets) at beginning of year2011-06-30$455,404
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-06-30$95,323,404
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-06-30No
Did the plan have assets held for investment2011-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-06-30Yes
Opinion of an independent qualified public accountant for this plan2011-06-30Disclaimer
Accountancy firm name2011-06-30BONADIO & CO., LLP
Accountancy firm EIN2011-06-30161131146

Form 5500 Responses for UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM

2022: UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2022 form 5500 responses
2022-07-01Type of plan entitySingle employer plan
2022-07-01Submission has been amendedNo
2022-07-01This submission is the final filingNo
2022-07-01This return/report is a short plan year return/report (less than 12 months)No
2022-07-01Plan is a collectively bargained planNo
2022-07-01Plan funding arrangement – InsuranceYes
2022-07-01Plan funding arrangement – TrustYes
2022-07-01Plan benefit arrangement – InsuranceYes
2022-07-01Plan benefit arrangement - TrustYes
2021: UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2021 form 5500 responses
2021-07-01Type of plan entitySingle employer plan
2021-07-01Submission has been amendedNo
2021-07-01This submission is the final filingNo
2021-07-01This return/report is a short plan year return/report (less than 12 months)No
2021-07-01Plan is a collectively bargained planNo
2021-07-01Plan funding arrangement – InsuranceYes
2021-07-01Plan funding arrangement – TrustYes
2021-07-01Plan benefit arrangement – InsuranceYes
2021-07-01Plan benefit arrangement - TrustYes
2020: UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2020 form 5500 responses
2020-07-01Type of plan entitySingle employer plan
2020-07-01Submission has been amendedNo
2020-07-01This submission is the final filingNo
2020-07-01This return/report is a short plan year return/report (less than 12 months)No
2020-07-01Plan is a collectively bargained planNo
2020-07-01Plan funding arrangement – InsuranceYes
2020-07-01Plan funding arrangement – TrustYes
2020-07-01Plan benefit arrangement – InsuranceYes
2020-07-01Plan benefit arrangement - TrustYes
2019: UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2019 form 5500 responses
2019-07-01Type of plan entitySingle employer plan
2019-07-01Submission has been amendedNo
2019-07-01This submission is the final filingNo
2019-07-01This return/report is a short plan year return/report (less than 12 months)No
2019-07-01Plan is a collectively bargained planNo
2019-07-01Plan funding arrangement – InsuranceYes
2019-07-01Plan funding arrangement – TrustYes
2019-07-01Plan benefit arrangement – InsuranceYes
2019-07-01Plan benefit arrangement - TrustYes
2018: UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2018 form 5500 responses
2018-07-01Type of plan entitySingle employer plan
2018-07-01Submission has been amendedNo
2018-07-01This submission is the final filingNo
2018-07-01This return/report is a short plan year return/report (less than 12 months)No
2018-07-01Plan is a collectively bargained planNo
2018-07-01Plan funding arrangement – InsuranceYes
2018-07-01Plan funding arrangement – TrustYes
2018-07-01Plan benefit arrangement – InsuranceYes
2018-07-01Plan benefit arrangement - TrustYes
2017: UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2017 form 5500 responses
2017-07-01Type of plan entitySingle employer plan
2017-07-01Submission has been amendedNo
2017-07-01This submission is the final filingNo
2017-07-01This return/report is a short plan year return/report (less than 12 months)No
2017-07-01Plan is a collectively bargained planNo
2017-07-01Plan funding arrangement – InsuranceYes
2017-07-01Plan funding arrangement – TrustYes
2017-07-01Plan benefit arrangement – InsuranceYes
2017-07-01Plan benefit arrangement - TrustYes
2016: UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Submission has been amendedNo
2016-07-01This submission is the final filingNo
2016-07-01This return/report is a short plan year return/report (less than 12 months)No
2016-07-01Plan is a collectively bargained planNo
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement – InsuranceYes
2016-07-01Plan benefit arrangement - TrustYes
2015: UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Submission has been amendedNo
2015-07-01This submission is the final filingNo
2015-07-01This return/report is a short plan year return/report (less than 12 months)No
2015-07-01Plan is a collectively bargained planNo
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement – InsuranceYes
2015-07-01Plan benefit arrangement - TrustYes
2014: UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Submission has been amendedNo
2014-07-01This submission is the final filingNo
2014-07-01This return/report is a short plan year return/report (less than 12 months)No
2014-07-01Plan is a collectively bargained planNo
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement – InsuranceYes
2014-07-01Plan benefit arrangement - TrustYes
2013: UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Submission has been amendedNo
2013-07-01This submission is the final filingNo
2013-07-01This return/report is a short plan year return/report (less than 12 months)No
2013-07-01Plan is a collectively bargained planNo
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement – InsuranceYes
2013-07-01Plan benefit arrangement - TrustYes
2012: UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Submission has been amendedNo
2012-07-01This submission is the final filingNo
2012-07-01This return/report is a short plan year return/report (less than 12 months)No
2012-07-01Plan is a collectively bargained planNo
2012-07-01Plan funding arrangement – InsuranceYes
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement – InsuranceYes
2012-07-01Plan benefit arrangement - TrustYes
2011: UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Submission has been amendedNo
2011-07-01This submission is the final filingNo
2011-07-01This return/report is a short plan year return/report (less than 12 months)No
2011-07-01Plan is a collectively bargained planNo
2011-07-01Plan funding arrangement – InsuranceYes
2011-07-01Plan funding arrangement – TrustYes
2011-07-01Plan benefit arrangement – InsuranceYes
2011-07-01Plan benefit arrangement - TrustYes
2010: UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2010 form 5500 responses
2010-07-01Type of plan entitySingle employer plan
2010-07-01Plan funding arrangement – InsuranceYes
2010-07-01Plan funding arrangement – TrustYes
2010-07-01Plan benefit arrangement – InsuranceYes
2010-07-01Plan benefit arrangement - TrustYes
2009: UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01This submission is the final filingNo
2009-07-01Plan funding arrangement – InsuranceYes
2009-07-01Plan funding arrangement – TrustYes
2009-07-01Plan benefit arrangement – InsuranceYes
2009-07-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100903
Policy instance 1
Insurance contract or identification number100903
Number of Individuals Covered15162
Insurance policy start date2022-07-01
Insurance policy end date2023-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100903
Policy instance 1
Insurance contract or identification number100903
Number of Individuals Covered15454
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100903
Policy instance 1
Insurance contract or identification number100903
Number of Individuals Covered15895
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100903
Policy instance 1
Insurance contract or identification number100903
Number of Individuals Covered16428
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100903
Policy instance 1
Insurance contract or identification number100903
Number of Individuals Covered17614
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100901
Policy instance 1
Insurance contract or identification number100901
Number of Individuals Covered17954
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100901
Policy instance 2
Insurance contract or identification number100901
Number of Individuals Covered15851
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100903
Policy instance 1
Insurance contract or identification number100903
Number of Individuals Covered6036
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100901
Policy instance 2
Insurance contract or identification number100901
Number of Individuals Covered16241
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100903
Policy instance 1
Insurance contract or identification number100903
Number of Individuals Covered5616
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100901
Policy instance 2
Insurance contract or identification number100901
Number of Individuals Covered16735
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100903
Policy instance 1
Insurance contract or identification number100903
Number of Individuals Covered5344
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100901
Policy instance 1
Insurance contract or identification number100901
Number of Individuals Covered17270
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100903
Policy instance 2
Insurance contract or identification number100903
Number of Individuals Covered5077
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100903
Policy instance 2
Insurance contract or identification number100903
Number of Individuals Covered16229
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100901
Policy instance 1
Insurance contract or identification number100901
Number of Individuals Covered29338
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100901
Policy instance 1
Insurance contract or identification number100901
Number of Individuals Covered23457
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100903
Policy instance 2
Insurance contract or identification number100903
Number of Individuals Covered5055
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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