401k Plan data: ALDRICH & COX, INC. PROFIT SHARING PLAN plan

ALDRICH & COX, INC. PROFIT SHARING PLAN 401k Plan overview

Plan Name	ALDRICH & COX, INC. PROFIT SHARING PLAN
Plan identification number	001

ALDRICH & COX, INC. PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ALDRICH & COX, INC. has sponsored the creation of one or more 401k plans.

Company Name: ALDRICH & COX, INC.

Employer identification number (EIN): 160870479

NAIC Classification: 541990
NAIC Description: All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALDRICH & COX, INC. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 DANIEL C. BUSER 2016-10-13
001 2014-01-01 DANIEL C. BUSER 2015-10-13
001 2014-01-01 DANIEL C. BUSER 2015-10-13
001 2013-01-01 CHARLES COX 2014-06-16 CHARLES COX 2014-06-16
001 2012-01-01 CHARLES COX 2013-07-09 CHARLES COX 2013-07-09
001 2011-01-01 JAMES HOOD 2012-02-08 JAMES HOOD 2012-02-08
001 2010-01-01 JAMES HOOD 2011-02-23 JAMES HOOD 2011-02-23

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2015-01-01	DANIEL C. BUSER	2016-10-13
001	2014-01-01	DANIEL C. BUSER	2015-10-13
001	2014-01-01	DANIEL C. BUSER	2015-10-13
001	2013-01-01	CHARLES COX	2014-06-16	CHARLES COX	2014-06-16
001	2012-01-01	CHARLES COX	2013-07-09	CHARLES COX	2013-07-09
001	2011-01-01	JAMES HOOD	2012-02-08	JAMES HOOD	2012-02-08
001	2010-01-01	JAMES HOOD	2011-02-23	JAMES HOOD	2011-02-23

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Company Name:	ALDRICH & COX, INC.
Employer identification number (EIN):	160870479
NAIC Classification:	541990
NAIC Description:	All Other Professional, Scientific, and Technical Services