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ROBERT JAMES SALES, INC 401(K) PLAN 401k Plan overview

Plan NameROBERT JAMES SALES, INC 401(K) PLAN
Plan identification number 001

ROBERT JAMES SALES, INC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ROBERT JAMES SALES, INC has sponsored the creation of one or more 401k plans.

Company Name:ROBERT JAMES SALES, INC
Employer identification number (EIN):160993857
NAIC Classification:441110
NAIC Description:New Car Dealers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROBERT JAMES SALES, INC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012017-01-01TAMMY TOUT
0012016-01-01TAMMY TOUT
0012015-01-01TAMMY TOUT
0012014-01-01TAMMY TOUT
0012013-01-01JOE MCINTOSH
0012012-01-01JOE MCINTOSH
0012011-01-01JOE MCINTOSH JOE MCINOTSH2012-08-01
0012010-01-01JOE MCINTOSH
0012009-01-01JOE MCINTOSH

Plan Statistics for ROBERT JAMES SALES, INC 401(K) PLAN

401k plan membership statisitcs for ROBERT JAMES SALES, INC 401(K) PLAN

Measure Date Value
2022: ROBERT JAMES SALES, INC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01173
Total number of active participants reported on line 7a of the Form 55002022-01-01128
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0134
Total of all active and inactive participants2022-01-01162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01162
Number of participants with account balances2022-01-01132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-016
2021: ROBERT JAMES SALES, INC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01170
Total number of active participants reported on line 7a of the Form 55002021-01-01130
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0133
Total of all active and inactive participants2021-01-01163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01163
Number of participants with account balances2021-01-01132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-015
2020: ROBERT JAMES SALES, INC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01165
Total number of active participants reported on line 7a of the Form 55002020-01-01134
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0129
Total of all active and inactive participants2020-01-01163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01163
Number of participants with account balances2020-01-01133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-013
2019: ROBERT JAMES SALES, INC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01169
Total number of active participants reported on line 7a of the Form 55002019-01-01126
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0128
Total of all active and inactive participants2019-01-01154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01154
Number of participants with account balances2019-01-01128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-015
2017: ROBERT JAMES SALES, INC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01155
Total number of active participants reported on line 7a of the Form 55002017-01-01118
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0126
Total of all active and inactive participants2017-01-01144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01144
Number of participants with account balances2017-01-01117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-014
2016: ROBERT JAMES SALES, INC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01159
Total number of active participants reported on line 7a of the Form 55002016-01-01124
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0127
Total of all active and inactive participants2016-01-01151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01151
Number of participants with account balances2016-01-01116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-014
2015: ROBERT JAMES SALES, INC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01158
Total number of active participants reported on line 7a of the Form 55002015-01-01130
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0121
Total of all active and inactive participants2015-01-01151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01151
Number of participants with account balances2015-01-01115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: ROBERT JAMES SALES, INC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01154
Total number of active participants reported on line 7a of the Form 55002014-01-01128
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0119
Total of all active and inactive participants2014-01-01147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01147
Number of participants with account balances2014-01-01113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-012
2013: ROBERT JAMES SALES, INC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01144
Total number of active participants reported on line 7a of the Form 55002013-01-01124
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0119
Total of all active and inactive participants2013-01-01143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01143
Number of participants with account balances2013-01-01109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-013
2012: ROBERT JAMES SALES, INC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01139
Total number of active participants reported on line 7a of the Form 55002012-01-01109
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0121
Total of all active and inactive participants2012-01-01130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01130
Number of participants with account balances2012-01-01104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-012
2011: ROBERT JAMES SALES, INC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01125
Total number of active participants reported on line 7a of the Form 55002011-01-01102
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0123
Total of all active and inactive participants2011-01-01125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01125
Number of participants with account balances2011-01-01103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-016
2010: ROBERT JAMES SALES, INC 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01156
Total number of active participants reported on line 7a of the Form 55002010-01-0192
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0122
Total of all active and inactive participants2010-01-01114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01114
Number of participants with account balances2010-01-0196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-012
2009: ROBERT JAMES SALES, INC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01167
Total number of active participants reported on line 7a of the Form 55002009-01-01128
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0123
Total of all active and inactive participants2009-01-01151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01151
Number of participants with account balances2009-01-01100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-015

Financial Data on ROBERT JAMES SALES, INC 401(K) PLAN

Measure Date Value
2022 : ROBERT JAMES SALES, INC 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-2,002,128
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,871,546
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,842,753
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$732,509
Value of total assets at end of year2022-12-31$11,578,530
Value of total assets at beginning of year2022-12-31$15,452,204
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$28,793
Total interest from all sources2022-12-31$47,790
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$145,851
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$145,851
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$575,316
Participant contributions at end of year2022-12-31$137,529
Participant contributions at beginning of year2022-12-31$145,168
Participant contributions at end of year2022-12-31$0
Total non interest bearing cash at end of year2022-12-31$26,597
Total non interest bearing cash at beginning of year2022-12-31$86,840
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-3,873,674
Value of net assets at end of year (total assets less liabilities)2022-12-31$11,578,530
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$15,452,204
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$25,748
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$10,722,991
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$14,593,972
Interest on participant loans2022-12-31$6,977
Income. Interest from loans (other than to participants)2022-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$691,413
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$626,224
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$626,224
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$40,813
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-2,928,278
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$157,193
Employer contributions (assets) at end of year2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,842,753
Contract administrator fees2022-12-31$3,045
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31FREED MAXICK CPAS, P.C.
Accountancy firm EIN2022-12-31454051133
2021 : ROBERT JAMES SALES, INC 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$3,141,276
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$753,883
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$728,767
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$878,676
Value of total assets at end of year2021-12-31$15,452,204
Value of total assets at beginning of year2021-12-31$13,064,811
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$25,116
Total interest from all sources2021-12-31$44,935
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$120,894
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$120,894
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$2,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$572,932
Participant contributions at end of year2021-12-31$145,168
Participant contributions at beginning of year2021-12-31$162,177
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$168,312
Total non interest bearing cash at end of year2021-12-31$86,840
Total non interest bearing cash at beginning of year2021-12-31$81,165
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,387,393
Value of net assets at end of year (total assets less liabilities)2021-12-31$15,452,204
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$13,064,811
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$22,146
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$14,593,972
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$12,279,401
Interest on participant loans2021-12-31$7,362
Income. Interest from loans (other than to participants)2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$626,224
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$542,068
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$542,068
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$37,573
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,096,771
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$137,432
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$728,767
Contract administrator fees2021-12-31$2,970
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31FREED MAXICK CPAS, P.C.
Accountancy firm EIN2021-12-31454051133
2020 : ROBERT JAMES SALES, INC 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$2,636,871
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$345,438
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$343,023
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$657,168
Value of total assets at end of year2020-12-31$13,064,811
Value of total assets at beginning of year2020-12-31$10,773,378
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$2,415
Total interest from all sources2020-12-31$8,610
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$113,168
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$113,168
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$2,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$528,431
Participant contributions at end of year2020-12-31$162,177
Participant contributions at beginning of year2020-12-31$175,455
Total non interest bearing cash at end of year2020-12-31$81,165
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,291,433
Value of net assets at end of year (total assets less liabilities)2020-12-31$13,064,811
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$10,773,378
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$12,279,401
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$10,276,600
Interest on participant loans2020-12-31$7,722
Income. Interest from loans (other than to participants)2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$542,068
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$321,323
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$321,323
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$888
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,857,925
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$128,737
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$343,023
Contract administrator fees2020-12-31$2,415
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31FREED MAXICK CPAS, P.C.
Accountancy firm EIN2020-12-31454051133
2019 : ROBERT JAMES SALES, INC 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$2,615,335
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$451,327
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$449,572
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$613,591
Value of total assets at end of year2019-12-31$10,773,378
Value of total assets at beginning of year2019-12-31$8,609,370
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,755
Total interest from all sources2019-12-31$16,924
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$142,545
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$142,545
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$2,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$487,278
Participant contributions at end of year2019-12-31$175,455
Participant contributions at beginning of year2019-12-31$258,023
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,164,008
Value of net assets at end of year (total assets less liabilities)2019-12-31$10,773,378
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$8,609,370
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$10,276,600
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$8,065,631
Interest on participant loans2019-12-31$11,044
Income. Interest from loans (other than to participants)2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$321,323
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$285,716
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$285,716
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$5,880
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,842,275
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$126,313
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$449,572
Contract administrator fees2019-12-31$1,755
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31FREED MAXICK CPAS, P.C.
Accountancy firm EIN2019-12-31454051133
2018 : ROBERT JAMES SALES, INC 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$170,120
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$419,359
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$409,608
Value of total corrective distributions2018-12-31$7,351
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$583,657
Value of total assets at end of year2018-12-31$8,609,370
Value of total assets at beginning of year2018-12-31$8,858,609
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$2,400
Total interest from all sources2018-12-31$14,158
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$123,972
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$123,972
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$2,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$467,512
Participant contributions at end of year2018-12-31$258,023
Participant contributions at beginning of year2018-12-31$242,647
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-249,239
Value of net assets at end of year (total assets less liabilities)2018-12-31$8,609,370
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$8,858,609
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$8,065,631
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$8,249,657
Interest on participant loans2018-12-31$10,543
Income. Interest from loans (other than to participants)2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$285,716
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$366,305
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$366,305
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$3,615
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-551,667
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$116,145
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$409,608
Contract administrator fees2018-12-31$2,400
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31FREED MAXICK CPAS, P.C.
Accountancy firm EIN2018-12-31454051133
2017 : ROBERT JAMES SALES, INC 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,919,260
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$167,919
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$161,354
Value of total corrective distributions2017-12-31$4,525
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$502,180
Value of total assets at end of year2017-12-31$8,858,609
Value of total assets at beginning of year2017-12-31$7,107,268
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$2,040
Total interest from all sources2017-12-31$11,450
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$104,795
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$104,795
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$2,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$400,714
Participant contributions at end of year2017-12-31$242,647
Participant contributions at beginning of year2017-12-31$194,110
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,751,341
Value of net assets at end of year (total assets less liabilities)2017-12-31$8,858,609
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$7,107,268
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$8,249,657
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$6,680,707
Interest on participant loans2017-12-31$9,879
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$366,305
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$232,451
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$232,451
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$1,571
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,300,835
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$101,466
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$161,354
Contract administrator fees2017-12-31$2,040
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31FREED MAXICK CPAS, P.C.
Accountancy firm EIN2017-12-31454051133
2016 : ROBERT JAMES SALES, INC 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$931,816
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$130,360
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$128,080
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$428,541
Value of total assets at end of year2016-12-31$7,107,268
Value of total assets at beginning of year2016-12-31$6,305,812
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$2,280
Total interest from all sources2016-12-31$7,194
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$96,256
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$96,256
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$379,163
Participant contributions at end of year2016-12-31$194,110
Participant contributions at beginning of year2016-12-31$111,884
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$32,892
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$801,456
Value of net assets at end of year (total assets less liabilities)2016-12-31$7,107,268
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$6,305,812
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$6,680,707
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$5,873,826
Interest on participant loans2016-12-31$7,145
Income. Interest from loans (other than to participants)2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$232,451
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$287,210
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$287,210
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$49
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$399,825
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$49,378
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$128,080
Contract administrator fees2016-12-31$2,280
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31FREED MAXICK CPAS, P.C.
Accountancy firm EIN2016-12-31454051133
2015 : ROBERT JAMES SALES, INC 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$518,597
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$92,531
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$91,931
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$466,905
Value of total assets at end of year2015-12-31$6,305,812
Value of total assets at beginning of year2015-12-31$5,879,746
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$600
Total interest from all sources2015-12-31$5,070
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$79,340
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$79,340
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$374,683
Participant contributions at end of year2015-12-31$111,884
Participant contributions at beginning of year2015-12-31$146,490
Participant contributions at end of year2015-12-31$32,892
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$426,066
Value of net assets at end of year (total assets less liabilities)2015-12-31$6,305,812
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$5,879,746
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$5,873,826
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$5,474,250
Interest on participant loans2015-12-31$5,070
Income. Interest from loans (other than to participants)2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$287,210
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$259,006
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$259,006
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-32,718
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$92,222
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$91,931
Contract administrator fees2015-12-31$600
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31FREED MAXICK CPAS, P.C.
Accountancy firm EIN2015-12-31454051133
2014 : ROBERT JAMES SALES, INC 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$838,866
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$826,417
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$825,217
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$409,632
Value of total assets at end of year2014-12-31$5,879,746
Value of total assets at beginning of year2014-12-31$5,867,297
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,200
Total interest from all sources2014-12-31$7,652
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$80,350
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$80,350
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$324,951
Participant contributions at end of year2014-12-31$146,490
Participant contributions at beginning of year2014-12-31$200,403
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$925
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$12,449
Value of net assets at end of year (total assets less liabilities)2014-12-31$5,879,746
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$5,867,297
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$5,474,250
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$5,424,499
Interest on participant loans2014-12-31$7,652
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$259,006
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$242,395
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$242,395
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$341,232
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$83,756
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$825,217
Contract administrator fees2014-12-31$1,200
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31FREED MAXICK CPAS, P.C.
Accountancy firm EIN2014-12-31454051133
2013 : ROBERT JAMES SALES, INC 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,479,533
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$64,403
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$62,393
Value of total corrective distributions2013-12-31$673
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$424,230
Value of total assets at end of year2013-12-31$5,867,297
Value of total assets at beginning of year2013-12-31$4,452,167
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,337
Total interest from all sources2013-12-31$7,694
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$66,492
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$66,492
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$332,266
Participant contributions at end of year2013-12-31$200,403
Participant contributions at beginning of year2013-12-31$163,995
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,402
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,415,130
Value of net assets at end of year (total assets less liabilities)2013-12-31$5,867,297
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$4,452,167
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$5,424,499
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$4,060,113
Interest on participant loans2013-12-31$7,694
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$242,395
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$228,059
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$228,059
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$981,117
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$90,562
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$62,393
Contract administrator fees2013-12-31$1,337
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31FREED MAXICK CPAS, P.C.
Accountancy firm EIN2013-12-31454051133
2012 : ROBERT JAMES SALES, INC 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$919,011
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$111,314
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$110,273
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$406,461
Value of total assets at end of year2012-12-31$4,452,167
Value of total assets at beginning of year2012-12-31$3,644,470
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,041
Total interest from all sources2012-12-31$5,790
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$69,409
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$69,409
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$319,273
Participant contributions at end of year2012-12-31$163,995
Participant contributions at beginning of year2012-12-31$125,957
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$807,697
Value of net assets at end of year (total assets less liabilities)2012-12-31$4,452,167
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$3,644,470
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$4,060,113
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$3,319,167
Interest on participant loans2012-12-31$5,790
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$228,059
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$199,346
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$199,346
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$437,351
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$87,188
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$110,273
Contract administrator fees2012-12-31$1,041
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31FREED MAXICK CPAS, P.C.
Accountancy firm EIN2012-12-31454051133
2011 : ROBERT JAMES SALES, INC 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$11,482
Total income from all sources (including contributions)2011-12-31$361,674
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$226,501
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$225,676
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$420,089
Value of total assets at end of year2011-12-31$3,644,470
Value of total assets at beginning of year2011-12-31$3,520,779
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$825
Total interest from all sources2011-12-31$4,766
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$58,118
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$58,118
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$308,017
Participant contributions at end of year2011-12-31$125,957
Participant contributions at beginning of year2011-12-31$77,242
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$29,295
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$11,482
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$135,173
Value of net assets at end of year (total assets less liabilities)2011-12-31$3,644,470
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,509,297
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$3,319,167
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$3,243,773
Interest on participant loans2011-12-31$4,766
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$199,346
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$199,764
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$199,764
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-121,299
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$82,777
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$225,676
Contract administrator fees2011-12-31$825
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31FREED MAXICK
Accountancy firm EIN2011-12-31454051133
2010 : ROBERT JAMES SALES, INC 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$11,482
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$607,360
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,885,411
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,884,676
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$291,517
Value of total assets at end of year2010-12-31$3,520,779
Value of total assets at beginning of year2010-12-31$4,787,348
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$735
Total interest from all sources2010-12-31$5,887
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$71,064
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$71,064
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$233,535
Participant contributions at end of year2010-12-31$77,242
Participant contributions at beginning of year2010-12-31$119,495
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$11,482
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$-1,278,051
Value of net assets at end of year (total assets less liabilities)2010-12-31$3,509,297
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,787,348
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$3,243,773
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$4,149,646
Interest on participant loans2010-12-31$5,819
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$199,764
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$518,207
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$518,207
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$68
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$238,892
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$57,982
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,884,676
Contract administrator fees2010-12-31$735
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31FREED MAXICK AND BATTAGLIA
Accountancy firm EIN2010-12-31161608956
2009 : ROBERT JAMES SALES, INC 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ROBERT JAMES SALES, INC 401(K) PLAN

2022: ROBERT JAMES SALES, INC 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ROBERT JAMES SALES, INC 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ROBERT JAMES SALES, INC 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ROBERT JAMES SALES, INC 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2017: ROBERT JAMES SALES, INC 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ROBERT JAMES SALES, INC 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ROBERT JAMES SALES, INC 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ROBERT JAMES SALES, INC 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ROBERT JAMES SALES, INC 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ROBERT JAMES SALES, INC 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ROBERT JAMES SALES, INC 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: ROBERT JAMES SALES, INC 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: ROBERT JAMES SALES, INC 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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