Plan Name | UNIVERSITY PEDIATRIC DENTISTRY, P.C. RET SVGS PL |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | UNIVERSITY PEDIATRIC DENTISTRY, P.C. |
Employer identification number (EIN): | 161352550 |
NAIC Classification: | 621210 |
NAIC Description: | Offices of Dentists |
Additional information about UNIVERSITY PEDIATRIC DENTISTRY, P.C.
Jurisdiction of Incorporation: | New York Department of State |
Incorporation Date: | 1989-05-16 |
Company Identification Number: | 1353207 |
Legal Registered Office Address: |
1800 MAPLE ROAD SUITE 200 WILLIAMSVILLE United States of America (USA) 14221 |
More information about UNIVERSITY PEDIATRIC DENTISTRY, P.C.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2018-01-01 | ||||
001 | 2017-01-01 | PAUL CREIGHTON | PAUL CREIGHTON | 2018-10-15 | |
001 | 2016-01-01 | PAUL CREIGHTON | PAUL CREIGHTON | 2017-10-09 | |
001 | 2015-01-01 | PAUL R. CREIGHTON | 2016-04-14 | PAUL R. CREIGHTON | 2016-04-14 |
001 | 2014-01-01 | PAUL CREIGHTON | 2015-05-20 | PAUL CREIGHTON | 2015-05-20 |
001 | 2013-01-01 | PAUL CREIGHTON | 2014-06-17 | PAUL CREIGHTON | 2014-06-17 |
001 | 2012-01-01 | PAUL CREIGHTON | 2013-06-06 | PAUL CREIGHTON | 2013-06-06 |
001 | 2011-01-01 | PAUL R. CREIGHTON | 2012-05-12 | PAUL R. CREIGHTON | 2012-05-12 |
001 | 2010-01-01 | PAUL CREIGHTON | 2011-07-12 | PAUL CREIGHTON | 2011-07-12 |
Measure | Date | Value |
---|---|---|
2018: UNIVERSITY PEDIATRIC DENTISTRY, P.C. RET SVGS PL 2018 401k membership | ||
Total participants, beginning-of-year | 2018-01-01 | 156 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 129 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 5 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 13 |
Total of all active and inactive participants | 2018-01-01 | 147 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
Total participants | 2018-01-01 | 147 |
Number of participants with account balances | 2018-01-01 | 99 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
2017: UNIVERSITY PEDIATRIC DENTISTRY, P.C. RET SVGS PL 2017 401k membership | ||
Total participants, beginning-of-year | 2017-01-01 | 141 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 136 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 2 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 11 |
Total of all active and inactive participants | 2017-01-01 | 149 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
Total participants | 2017-01-01 | 149 |
Number of participants with account balances | 2017-01-01 | 99 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
2016: UNIVERSITY PEDIATRIC DENTISTRY, P.C. RET SVGS PL 2016 401k membership | ||
Total participants, beginning-of-year | 2016-01-01 | 125 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 125 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 2 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 8 |
Total of all active and inactive participants | 2016-01-01 | 135 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
Total participants | 2016-01-01 | 135 |
Number of participants with account balances | 2016-01-01 | 90 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
Measure | Date | Value |
---|---|---|
2018 : UNIVERSITY PEDIATRIC DENTISTRY, P.C. RET SVGS PL 2018 401k financial data | ||
Total income from all sources (including contributions) | 2018-12-31 | $72,569 |
Total of all expenses incurred | 2018-12-31 | $433,443 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $415,879 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $247,007 |
Value of total assets at end of year | 2018-12-31 | $2,254,057 |
Value of total assets at beginning of year | 2018-12-31 | $2,614,931 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $17,564 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $170,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $245,287 |
Participant contributions at end of year | 2018-12-31 | $8,449 |
Participant contributions at beginning of year | 2018-12-31 | $5,497 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $1,720 |
Administrative expenses (other) incurred | 2018-12-31 | $17,564 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-360,874 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $2,254,057 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $2,614,931 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $2,076,669 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $2,444,361 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $168,939 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $165,073 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-174,438 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $415,879 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Unqualified |
Accountancy firm name | 2018-12-31 | LUMSDEN & MCCORMICK, LLP |
Accountancy firm EIN | 2018-12-31 | 160765486 |
2017 : UNIVERSITY PEDIATRIC DENTISTRY, P.C. RET SVGS PL 2017 401k financial data | ||
Total income from all sources (including contributions) | 2017-12-31 | $612,993 |
Total of all expenses incurred | 2017-12-31 | $40,629 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $23,266 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $277,053 |
Value of total assets at end of year | 2017-12-31 | $2,614,931 |
Value of total assets at beginning of year | 2017-12-31 | $2,042,567 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $17,363 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $170,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $267,253 |
Participant contributions at end of year | 2017-12-31 | $5,497 |
Participant contributions at beginning of year | 2017-12-31 | $8,580 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $9,800 |
Administrative expenses (other) incurred | 2017-12-31 | $17,363 |
Total non interest bearing cash at beginning of year | 2017-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $572,364 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $2,614,931 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $2,042,567 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $2,444,361 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $1,857,080 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $165,073 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $176,907 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $335,940 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $23,266 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
Accountancy firm name | 2017-12-31 | LUMSDEN & MCCORMICK, LLP |
Accountancy firm EIN | 2017-12-31 | 160765486 |
2016 : UNIVERSITY PEDIATRIC DENTISTRY, P.C. RET SVGS PL 2016 401k financial data | ||
Total income from all sources (including contributions) | 2016-12-31 | $381,437 |
Total of all expenses incurred | 2016-12-31 | $19,980 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $5,403 |
Value of total corrective distributions | 2016-12-31 | $415 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $258,077 |
Value of total assets at end of year | 2016-12-31 | $2,042,567 |
Value of total assets at beginning of year | 2016-12-31 | $1,681,110 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $14,162 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Administrative expenses professional fees incurred | 2016-12-31 | $0 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $170,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $248,198 |
Participant contributions at end of year | 2016-12-31 | $8,580 |
Participant contributions at beginning of year | 2016-12-31 | $4,326 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $9,879 |
Administrative expenses (other) incurred | 2016-12-31 | $14,162 |
Total non interest bearing cash at end of year | 2016-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2016-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $361,457 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $2,042,567 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $1,681,110 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $1,857,080 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $1,492,681 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $176,907 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $184,103 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $121,850 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $1,510 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $5,403 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | LUMSDEN & MCCORMICK, LLP |
Accountancy firm EIN | 2016-12-31 | 160765486 |
2018: UNIVERSITY PEDIATRIC DENTISTRY, P.C. RET SVGS PL 2018 form 5500 responses | ||
---|---|---|
2018-01-01 | Type of plan entity | Single employer plan |
2018-01-01 | Submission has been amended | No |
2018-01-01 | This submission is the final filing | No |
2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2018-01-01 | Plan is a collectively bargained plan | No |
2018-01-01 | Plan funding arrangement – Trust | Yes |
2018-01-01 | Plan benefit arrangement - Trust | Yes |
2017: UNIVERSITY PEDIATRIC DENTISTRY, P.C. RET SVGS PL 2017 form 5500 responses | ||
2017-01-01 | Type of plan entity | Single employer plan |
2017-01-01 | Submission has been amended | No |
2017-01-01 | This submission is the final filing | No |
2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-01-01 | Plan is a collectively bargained plan | No |
2017-01-01 | Plan funding arrangement – Trust | Yes |
2017-01-01 | Plan benefit arrangement - Trust | Yes |
2016: UNIVERSITY PEDIATRIC DENTISTRY, P.C. RET SVGS PL 2016 form 5500 responses | ||
2016-01-01 | Type of plan entity | Single employer plan |
2016-01-01 | Submission has been amended | No |
2016-01-01 | This submission is the final filing | No |
2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-01-01 | Plan is a collectively bargained plan | No |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |