BOTHAR CONSTRUCTION, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC
401k plan membership statisitcs for EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC
| Measure | Date | Value |
|---|
| 2023: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2023 401k membership |
|---|
| Total participants, beginning-of-year | 2023-01-01 | 95 |
| Total number of active participants reported on line 7a of the Form 5500 | 2023-01-01 | 93 |
| Number of retired or separated participants receiving benefits | 2023-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2023-01-01 | 0 |
| Total of all active and inactive participants | 2023-01-01 | 93 |
| 2022: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2022 401k membership |
|---|
| Total participants, beginning-of-year | 2022-01-01 | 79 |
| Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 88 |
| Number of retired or separated participants receiving benefits | 2022-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 0 |
| Total of all active and inactive participants | 2022-01-01 | 88 |
| 2021: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2021 401k membership |
|---|
| Total participants, beginning-of-year | 2021-01-01 | 82 |
| Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 79 |
| Number of retired or separated participants receiving benefits | 2021-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 0 |
| Total of all active and inactive participants | 2021-01-01 | 79 |
| 2020: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2020 401k membership |
|---|
| Total participants, beginning-of-year | 2020-01-01 | 78 |
| Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 82 |
| Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 0 |
| Total of all active and inactive participants | 2020-01-01 | 82 |
| 2019: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2019 401k membership |
|---|
| Total participants, beginning-of-year | 2019-01-01 | 72 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 78 |
| Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 0 |
| Total of all active and inactive participants | 2019-01-01 | 78 |
| 2018: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-01-01 | 68 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 72 |
| Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 0 |
| Total of all active and inactive participants | 2018-01-01 | 72 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
| 2017: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-01-01 | 58 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 68 |
| Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 0 |
| Total of all active and inactive participants | 2017-01-01 | 68 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
| 2016: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 58 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 58 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 0 |
| Total of all active and inactive participants | 2016-01-01 | 58 |
| 2015: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 48 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 55 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 0 |
| Total of all active and inactive participants | 2015-01-01 | 55 |
| 2014: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 42 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 48 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 0 |
| Total of all active and inactive participants | 2014-01-01 | 48 |
| 2013: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 49 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 42 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 0 |
| Total of all active and inactive participants | 2013-01-01 | 42 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
| Total participants | 2013-01-01 | 42 |
| 2012: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 54 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 49 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 0 |
| Total of all active and inactive participants | 2012-01-01 | 49 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
| Total participants | 2012-01-01 | 49 |
| 2011: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 27 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 54 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 0 |
| Total of all active and inactive participants | 2011-01-01 | 54 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
| Total participants | 2011-01-01 | 54 |
| 2010: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2010 401k membership |
|---|
| Total participants, beginning-of-year | 2010-01-01 | 27 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 27 |
| Number of retired or separated participants receiving benefits | 2010-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 0 |
| Total of all active and inactive participants | 2010-01-01 | 27 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 0 |
| Total participants | 2010-01-01 | 27 |
| Measure | Date | Value |
|---|
| 2023 : EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2023 401k financial data |
|---|
| Transfers to/from the plan | 2023-12-31 | $-1,574,668 |
| Total income from all sources | 2023-12-31 | $3,074,473 |
| Expenses. Total of all expenses incurred | 2023-12-31 | $1,190,517 |
| Benefits paid (including direct rollovers) | 2023-12-31 | $1,077,457 |
| Total plan assets at end of year | 2023-12-31 | $2,637,673 |
| Total plan assets at beginning of year | 2023-12-31 | $2,328,385 |
| Value of fidelity bond covering the plan | 2023-12-31 | $155,000 |
| Total contributions received or receivable from participants | 2023-12-31 | $1,010 |
| Expenses. Other expenses not covered elsewhere | 2023-12-31 | $113,060 |
| Other income received | 2023-12-31 | $63,213 |
| Net income (gross income less expenses) | 2023-12-31 | $1,883,956 |
| Net plan assets at end of year (total assets less liabilities) | 2023-12-31 | $2,637,673 |
| Net plan assets at beginning of year (total assets less liabilities) | 2023-12-31 | $2,328,385 |
| Total contributions received or receivable from employer(s) | 2023-12-31 | $3,010,250 |
| 2022 : EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2022 401k financial data |
|---|
| Transfers to/from the plan | 2022-12-31 | $-1,319,527 |
| Total income from all sources | 2022-12-31 | $2,619,974 |
| Expenses. Total of all expenses incurred | 2022-12-31 | $1,062,273 |
| Benefits paid (including direct rollovers) | 2022-12-31 | $943,670 |
| Total plan assets at end of year | 2022-12-31 | $2,328,385 |
| Total plan assets at beginning of year | 2022-12-31 | $2,090,211 |
| Value of fidelity bond covering the plan | 2022-12-31 | $155,000 |
| Expenses. Other expenses not covered elsewhere | 2022-12-31 | $118,603 |
| Other income received | 2022-12-31 | $21,264 |
| Net income (gross income less expenses) | 2022-12-31 | $1,557,701 |
| Net plan assets at end of year (total assets less liabilities) | 2022-12-31 | $2,328,385 |
| Net plan assets at beginning of year (total assets less liabilities) | 2022-12-31 | $2,090,211 |
| Total contributions received or receivable from employer(s) | 2022-12-31 | $2,598,710 |
| 2021 : EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2021 401k financial data |
|---|
| Transfers to/from the plan | 2021-12-31 | $-1,142,549 |
| Total income from all sources | 2021-12-31 | $2,346,248 |
| Expenses. Total of all expenses incurred | 2021-12-31 | $954,165 |
| Benefits paid (including direct rollovers) | 2021-12-31 | $847,758 |
| Total plan assets at end of year | 2021-12-31 | $2,090,211 |
| Total plan assets at beginning of year | 2021-12-31 | $1,840,677 |
| Value of fidelity bond covering the plan | 2021-12-31 | $155,000 |
| Expenses. Other expenses not covered elsewhere | 2021-12-31 | $106,407 |
| Other income received | 2021-12-31 | $5,500 |
| Net income (gross income less expenses) | 2021-12-31 | $1,392,083 |
| Net plan assets at end of year (total assets less liabilities) | 2021-12-31 | $2,090,211 |
| Net plan assets at beginning of year (total assets less liabilities) | 2021-12-31 | $1,840,677 |
| Total contributions received or receivable from employer(s) | 2021-12-31 | $2,340,748 |
| 2020 : EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2020 401k financial data |
|---|
| Transfers to/from the plan | 2020-12-31 | $-1,108,368 |
| Total income from all sources | 2020-12-31 | $2,440,219 |
| Expenses. Total of all expenses incurred | 2020-12-31 | $1,040,379 |
| Benefits paid (including direct rollovers) | 2020-12-31 | $942,854 |
| Total plan assets at end of year | 2020-12-31 | $1,840,677 |
| Total plan assets at beginning of year | 2020-12-31 | $1,549,205 |
| Value of fidelity bond covering the plan | 2020-12-31 | $155,000 |
| Expenses. Other expenses not covered elsewhere | 2020-12-31 | $97,525 |
| Other income received | 2020-12-31 | $10,106 |
| Net income (gross income less expenses) | 2020-12-31 | $1,399,840 |
| Net plan assets at end of year (total assets less liabilities) | 2020-12-31 | $1,840,677 |
| Net plan assets at beginning of year (total assets less liabilities) | 2020-12-31 | $1,549,205 |
| Total contributions received or receivable from employer(s) | 2020-12-31 | $2,430,113 |
| 2019 : EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2019 401k financial data |
|---|
| Transfers to/from the plan | 2019-12-31 | $-882,878 |
| Total income from all sources | 2019-12-31 | $1,980,217 |
| Expenses. Total of all expenses incurred | 2019-12-31 | $979,086 |
| Benefits paid (including direct rollovers) | 2019-12-31 | $873,569 |
| Total plan assets at end of year | 2019-12-31 | $1,549,205 |
| Total plan assets at beginning of year | 2019-12-31 | $1,430,952 |
| Value of fidelity bond covering the plan | 2019-12-31 | $120,000 |
| Expenses. Other expenses not covered elsewhere | 2019-12-31 | $105,517 |
| Other income received | 2019-12-31 | $17,326 |
| Net income (gross income less expenses) | 2019-12-31 | $1,001,131 |
| Net plan assets at end of year (total assets less liabilities) | 2019-12-31 | $1,549,205 |
| Net plan assets at beginning of year (total assets less liabilities) | 2019-12-31 | $1,430,952 |
| Total contributions received or receivable from employer(s) | 2019-12-31 | $1,962,891 |
| 2018 : EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2018 401k financial data |
|---|
| Transfers to/from the plan | 2018-12-31 | $-643,552 |
| Total income from all sources | 2018-12-31 | $1,883,697 |
| Expenses. Total of all expenses incurred | 2018-12-31 | $1,282,714 |
| Benefits paid (including direct rollovers) | 2018-12-31 | $1,197,312 |
| Total plan assets at end of year | 2018-12-31 | $1,430,952 |
| Total plan assets at beginning of year | 2018-12-31 | $1,473,521 |
| Value of fidelity bond covering the plan | 2018-12-31 | $120,000 |
| Expenses. Other expenses not covered elsewhere | 2018-12-31 | $85,402 |
| Other income received | 2018-12-31 | $13,782 |
| Net income (gross income less expenses) | 2018-12-31 | $600,983 |
| Net plan assets at end of year (total assets less liabilities) | 2018-12-31 | $1,430,952 |
| Net plan assets at beginning of year (total assets less liabilities) | 2018-12-31 | $1,473,521 |
| Total contributions received or receivable from employer(s) | 2018-12-31 | $1,869,915 |
| 2017 : EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2017 401k financial data |
|---|
| Transfers to/from the plan | 2017-12-31 | $-501,817 |
| Total income from all sources | 2017-12-31 | $1,860,745 |
| Expenses. Total of all expenses incurred | 2017-12-31 | $1,041,824 |
| Benefits paid (including direct rollovers) | 2017-12-31 | $972,332 |
| Total plan assets at end of year | 2017-12-31 | $1,473,521 |
| Total plan assets at beginning of year | 2017-12-31 | $1,156,417 |
| Value of fidelity bond covering the plan | 2017-12-31 | $120,000 |
| Expenses. Other expenses not covered elsewhere | 2017-12-31 | $69,492 |
| Other income received | 2017-12-31 | $8,207 |
| Net income (gross income less expenses) | 2017-12-31 | $818,921 |
| Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $1,473,521 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $1,156,417 |
| Total contributions received or receivable from employer(s) | 2017-12-31 | $1,852,538 |
| 2016 : EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2016 401k financial data |
|---|
| Transfers to/from the plan | 2016-12-31 | $-461,738 |
| Total income from all sources | 2016-12-31 | $1,805,866 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $812,814 |
| Benefits paid (including direct rollovers) | 2016-12-31 | $758,623 |
| Total plan assets at end of year | 2016-12-31 | $1,156,417 |
| Total plan assets at beginning of year | 2016-12-31 | $625,103 |
| Value of fidelity bond covering the plan | 2016-12-31 | $15,000 |
| Expenses. Other expenses not covered elsewhere | 2016-12-31 | $54,191 |
| Other income received | 2016-12-31 | $1,668 |
| Net income (gross income less expenses) | 2016-12-31 | $993,052 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $1,156,417 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $625,103 |
| Total contributions received or receivable from employer(s) | 2016-12-31 | $1,804,198 |
| 2015 : EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2015 401k financial data |
|---|
| Transfers to/from the plan | 2015-12-31 | $-942,205 |
| Total income from all sources | 2015-12-31 | $1,359,729 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $397,289 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $347,539 |
| Total plan assets at end of year | 2015-12-31 | $625,103 |
| Total plan assets at beginning of year | 2015-12-31 | $604,868 |
| Value of fidelity bond covering the plan | 2015-12-31 | $15,000 |
| Expenses. Other expenses not covered elsewhere | 2015-12-31 | $49,750 |
| Other income received | 2015-12-31 | $103 |
| Net income (gross income less expenses) | 2015-12-31 | $962,440 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $625,103 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $604,868 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $1,359,626 |
| 2014 : EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2014 401k financial data |
|---|
| Transfers to/from the plan | 2014-12-31 | $-748,982 |
| Total income from all sources | 2014-12-31 | $1,183,402 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $448,585 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $414,884 |
| Total plan assets at end of year | 2014-12-31 | $604,868 |
| Total plan assets at beginning of year | 2014-12-31 | $619,033 |
| Value of fidelity bond covering the plan | 2014-12-31 | $15,000 |
| Expenses. Other expenses not covered elsewhere | 2014-12-31 | $33,701 |
| Other income received | 2014-12-31 | $60 |
| Net income (gross income less expenses) | 2014-12-31 | $734,817 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $604,868 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $619,033 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $1,183,342 |
| 2013 : EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2013 401k financial data |
|---|
| Transfers to/from the plan | 2013-12-31 | $-472,488 |
| Total income from all sources | 2013-12-31 | $1,068,563 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $396,359 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $369,833 |
| Total plan assets at end of year | 2013-12-31 | $619,033 |
| Total plan assets at beginning of year | 2013-12-31 | $419,317 |
| Value of fidelity bond covering the plan | 2013-12-31 | $15,000 |
| Expenses. Other expenses not covered elsewhere | 2013-12-31 | $26,526 |
| Other income received | 2013-12-31 | $52 |
| Net income (gross income less expenses) | 2013-12-31 | $672,204 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $619,033 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $419,317 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $1,068,511 |
| 2012 : EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2012 401k financial data |
|---|
| Transfers to/from the plan | 2012-12-31 | $-764,684 |
| Total income from all sources | 2012-12-31 | $1,026,348 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $417,161 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $389,097 |
| Total plan assets at end of year | 2012-12-31 | $419,317 |
| Total plan assets at beginning of year | 2012-12-31 | $574,814 |
| Value of fidelity bond covering the plan | 2012-12-31 | $15,000 |
| Expenses. Other expenses not covered elsewhere | 2012-12-31 | $28,064 |
| Other income received | 2012-12-31 | $160 |
| Net income (gross income less expenses) | 2012-12-31 | $609,187 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $419,317 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $574,814 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $1,026,188 |
| 2011 : EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2011 401k financial data |
|---|
| Transfers to/from the plan | 2011-12-31 | $-541,667 |
| Total income from all sources | 2011-12-31 | $1,006,309 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $489,254 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $475,285 |
| Total plan assets at end of year | 2011-12-31 | $574,814 |
| Total plan assets at beginning of year | 2011-12-31 | $599,426 |
| Value of fidelity bond covering the plan | 2011-12-31 | $15,000 |
| Expenses. Other expenses not covered elsewhere | 2011-12-31 | $13,969 |
| Other income received | 2011-12-31 | $626 |
| Net income (gross income less expenses) | 2011-12-31 | $517,055 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $574,814 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $599,426 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $1,005,683 |
| 2010 : EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $801,744 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $202,318 |
| Benefits paid (including direct rollovers) | 2010-12-31 | $202,163 |
| Total plan assets at end of year | 2010-12-31 | $599,426 |
| Total plan assets at beginning of year | 2010-12-31 | $0 |
| Value of fidelity bond covering the plan | 2010-12-31 | $15,000 |
| Expenses. Other expenses not covered elsewhere | 2010-12-31 | $155 |
| Other income received | 2010-12-31 | $198 |
| Net income (gross income less expenses) | 2010-12-31 | $599,426 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $599,426 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $0 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $801,546 |
| 2023: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2023 form 5500 responses |
|---|
| 2023-01-01 | Type of plan entity | Single employer plan |
| 2023-01-01 | Submission has been amended | No |
| 2023-01-01 | This submission is the final filing | No |
| 2023-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2023-01-01 | Plan is a collectively bargained plan | No |
| 2023-01-01 | Plan funding arrangement – Trust | Yes |
| 2023-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2023-01-01 | Plan benefit arrangement - Trust | Yes |
| 2022: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2022 form 5500 responses |
|---|
| 2022-01-01 | Type of plan entity | Single employer plan |
| 2022-01-01 | Submission has been amended | No |
| 2022-01-01 | This submission is the final filing | No |
| 2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2022-01-01 | Plan is a collectively bargained plan | No |
| 2022-01-01 | Plan funding arrangement – Trust | Yes |
| 2022-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2022-01-01 | Plan benefit arrangement - Trust | Yes |
| 2021: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2021 form 5500 responses |
|---|
| 2021-01-01 | Type of plan entity | Single employer plan |
| 2021-01-01 | Submission has been amended | No |
| 2021-01-01 | This submission is the final filing | No |
| 2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2021-01-01 | Plan is a collectively bargained plan | No |
| 2021-01-01 | Plan funding arrangement – Trust | Yes |
| 2021-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2021-01-01 | Plan benefit arrangement - Trust | Yes |
| 2020: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2020 form 5500 responses |
|---|
| 2020-01-01 | Type of plan entity | Single employer plan |
| 2020-01-01 | Submission has been amended | No |
| 2020-01-01 | This submission is the final filing | No |
| 2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2020-01-01 | Plan is a collectively bargained plan | No |
| 2020-01-01 | Plan funding arrangement – Trust | Yes |
| 2020-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2020-01-01 | Plan benefit arrangement - Trust | Yes |
| 2019: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2019 form 5500 responses |
|---|
| 2019-01-01 | Type of plan entity | Single employer plan |
| 2019-01-01 | Submission has been amended | No |
| 2019-01-01 | This submission is the final filing | No |
| 2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2019-01-01 | Plan is a collectively bargained plan | No |
| 2019-01-01 | Plan funding arrangement – Trust | Yes |
| 2019-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2019-01-01 | Plan benefit arrangement - Trust | Yes |
| 2018: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2018 form 5500 responses |
|---|
| 2018-01-01 | Type of plan entity | Single employer plan |
| 2018-01-01 | Submission has been amended | No |
| 2018-01-01 | This submission is the final filing | No |
| 2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2018-01-01 | Plan is a collectively bargained plan | No |
| 2018-01-01 | Plan funding arrangement – Trust | Yes |
| 2018-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2018-01-01 | Plan benefit arrangement - Trust | Yes |
| 2017: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2017 form 5500 responses |
|---|
| 2017-01-01 | Type of plan entity | Single employer plan |
| 2017-01-01 | Submission has been amended | No |
| 2017-01-01 | This submission is the final filing | No |
| 2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2017-01-01 | Plan is a collectively bargained plan | No |
| 2017-01-01 | Plan funding arrangement – Trust | Yes |
| 2017-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2017-01-01 | Plan benefit arrangement - Trust | Yes |
| 2016: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Submission has been amended | No |
| 2016-01-01 | This submission is the final filing | No |
| 2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-01-01 | Plan is a collectively bargained plan | No |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Submission has been amended | No |
| 2015-01-01 | This submission is the final filing | No |
| 2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-01-01 | Plan is a collectively bargained plan | No |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Submission has been amended | No |
| 2014-01-01 | This submission is the final filing | No |
| 2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-01-01 | Plan is a collectively bargained plan | No |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Submission has been amended | No |
| 2013-01-01 | This submission is the final filing | No |
| 2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-01-01 | Plan is a collectively bargained plan | No |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Submission has been amended | No |
| 2012-01-01 | This submission is the final filing | No |
| 2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-01-01 | Plan is a collectively bargained plan | No |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Submission has been amended | No |
| 2011-01-01 | This submission is the final filing | No |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-01-01 | Plan is a collectively bargained plan | No |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2010: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H&W PLAN FOR THE EMPLOYEES OF BOTHAR CONSTRUCTION, LLC 2010 form 5500 responses |
|---|
| 2010-01-01 | Type of plan entity | Single employer plan |
| 2010-01-01 | First time form 5500 has been submitted | Yes |
| 2010-01-01 | Submission has been amended | No |
| 2010-01-01 | This submission is the final filing | No |
| 2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2010-01-01 | Plan is a collectively bargained plan | No |
| 2010-01-01 | Plan funding arrangement – Trust | Yes |
| 2010-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2010-01-01 | Plan benefit arrangement - Trust | Yes |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | 00372939 |
| Policy instance | 1 |
| Insurance contract or identification number | 00372939 | | Number of Individuals Covered | 95 | | Insurance policy start date | 2022-10-01 | | Insurance policy end date | 2023-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | AD & D | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $16,458 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | 00372939 |
| Policy instance | 1 |
| Insurance contract or identification number | 00372939 | | Number of Individuals Covered | 79 | | Insurance policy start date | 2021-10-01 | | Insurance policy end date | 2022-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | AD & D | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $15,065 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | 00372939 |
| Policy instance | 1 |
| Insurance contract or identification number | 00372939 | | Number of Individuals Covered | 82 | | Insurance policy start date | 2020-10-01 | | Insurance policy end date | 2021-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | AD & D | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $14,415 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | 00372939 |
| Policy instance | 1 |
| Insurance contract or identification number | 00372939 | | Number of Individuals Covered | 78 | | Insurance policy start date | 2019-10-01 | | Insurance policy end date | 2020-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | AD & D | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $14,486 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | 00372939 |
| Policy instance | 1 |
| Insurance contract or identification number | 00372939 | | Number of Individuals Covered | 78 | | Insurance policy start date | 2018-10-01 | | Insurance policy end date | 2019-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | AD & D | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $13,334 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | 00372939 |
| Policy instance | 1 |
| Insurance contract or identification number | 00372939 | | Number of Individuals Covered | 72 | | Insurance policy start date | 2017-10-01 | | Insurance policy end date | 2018-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | AD & D | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $12,250 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | 00372939 |
| Policy instance | 1 |
| Insurance contract or identification number | 00372939 | | Number of Individuals Covered | 68 | | Insurance policy start date | 2016-10-01 | | Insurance policy end date | 2017-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | AD & D | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $11,463 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | 00372939 |
| Policy instance | 1 |
| Insurance contract or identification number | 00372939 | | Number of Individuals Covered | 55 | | Insurance policy start date | 2014-10-01 | | Insurance policy end date | 2015-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | AD & D | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $10,089 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | 00372939 |
| Policy instance | 1 |
| Insurance contract or identification number | 00372939 | | Number of Individuals Covered | 48 | | Insurance policy start date | 2013-10-01 | | Insurance policy end date | 2014-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | AD & D | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $11,209 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | 00372939 |
| Policy instance | 1 |
| Insurance contract or identification number | 00372939 | | Number of Individuals Covered | 49 | | Insurance policy start date | 2012-10-01 | | Insurance policy end date | 2013-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | AD & D | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $9,333 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | 00372939 |
| Policy instance | 1 |
| Insurance contract or identification number | 00372939 | | Number of Individuals Covered | 49 | | Insurance policy start date | 2011-10-01 | | Insurance policy end date | 2012-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | AD & D | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $9,547 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | 00372939 |
| Policy instance | 1 |
| Insurance contract or identification number | 00372939 | | Number of Individuals Covered | 54 | | Insurance policy start date | 2010-10-01 | | Insurance policy end date | 2011-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | AD&D | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $11,636 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | 00372939 |
| Policy instance | 1 |
| Insurance contract or identification number | 00372939 | | Number of Individuals Covered | 27 | | Insurance policy start date | 2009-10-01 | | Insurance policy end date | 2010-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $5,063 |
|
