Plan Name | APPLIED ENERGY SOLUTIONS, LLC 401K PLAN |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | APPLIED ENERGY SOLUTIONS, LLC |
Employer identification number (EIN): | 161593140 |
NAIC Classification: | 335310 |
Additional information about APPLIED ENERGY SOLUTIONS, LLC
Jurisdiction of Incorporation: | New York Department of State |
Incorporation Date: | 2000-09-15 |
Company Identification Number: | 2553294 |
Legal Registered Office Address: |
ONE TECHNOLOGY PLACE Livingston CALEDONIA United States of America (USA) 14423 |
More information about APPLIED ENERGY SOLUTIONS, LLC
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2018-01-01 | ||||
001 | 2017-01-01 | VERN FLEMING | |||
001 | 2016-01-01 | EMILY PEARDON | |||
001 | 2015-01-01 | SHEILA WILLITS | |||
001 | 2014-01-01 | SHEILA WILLITS | |||
001 | 2013-01-01 | SHEILA WILLITS | |||
001 | 2012-01-01 | MARY JO HARTMAN | 2013-07-23 | ||
001 | 2011-01-01 | MARY JO HARTMAN | 2012-10-10 | ||
001 | 2010-01-01 | MARY JO HARTMAN | 2011-10-06 | ||
001 | 2009-01-01 | MARY JO HARTMAN |
Measure | Date | Value |
---|---|---|
2018: APPLIED ENERGY SOLUTIONS, LLC 401K PLAN 2018 401k membership | ||
Total participants, beginning-of-year | 2018-01-01 | 49 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 3 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 11 |
Total of all active and inactive participants | 2018-01-01 | 14 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
Total participants | 2018-01-01 | 14 |
Number of participants with account balances | 2018-01-01 | 11 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
2017: APPLIED ENERGY SOLUTIONS, LLC 401K PLAN 2017 401k membership | ||
Total participants, beginning-of-year | 2017-01-01 | 49 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 42 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 7 |
Total of all active and inactive participants | 2017-01-01 | 49 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
Total participants | 2017-01-01 | 49 |
Number of participants with account balances | 2017-01-01 | 38 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 2 |
2016: APPLIED ENERGY SOLUTIONS, LLC 401K PLAN 2016 401k membership | ||
Total participants, beginning-of-year | 2016-01-01 | 47 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 45 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 4 |
Total of all active and inactive participants | 2016-01-01 | 49 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
Total participants | 2016-01-01 | 49 |
Number of participants with account balances | 2016-01-01 | 38 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
2015: APPLIED ENERGY SOLUTIONS, LLC 401K PLAN 2015 401k membership | ||
Total participants, beginning-of-year | 2015-01-01 | 47 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 42 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 5 |
Total of all active and inactive participants | 2015-01-01 | 47 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
Total participants | 2015-01-01 | 47 |
Number of participants with account balances | 2015-01-01 | 39 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 1 |
2014: APPLIED ENERGY SOLUTIONS, LLC 401K PLAN 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 46 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 43 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 4 |
Total of all active and inactive participants | 2014-01-01 | 47 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
Total participants | 2014-01-01 | 47 |
Number of participants with account balances | 2014-01-01 | 40 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 1 |
2013: APPLIED ENERGY SOLUTIONS, LLC 401K PLAN 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 45 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 43 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 3 |
Total of all active and inactive participants | 2013-01-01 | 46 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
Total participants | 2013-01-01 | 46 |
Number of participants with account balances | 2013-01-01 | 40 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
2009: APPLIED ENERGY SOLUTIONS, LLC 401K PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 61 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 42 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 10 |
Total of all active and inactive participants | 2009-01-01 | 52 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 52 |
Number of participants with account balances | 2009-01-01 | 52 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
Measure | Date | Value |
---|---|---|
2018 : APPLIED ENERGY SOLUTIONS, LLC 401K PLAN 2018 401k financial data | ||
Transfers to/from the plan | 2018-12-31 | $0 |
Total plan liabilities at end of year | 2018-12-31 | $0 |
Total plan liabilities at beginning of year | 2018-12-31 | $0 |
Total income from all sources | 2018-12-31 | $-101,524 |
Expenses. Total of all expenses incurred | 2018-12-31 | $584,542 |
Benefits paid (including direct rollovers) | 2018-12-31 | $540,055 |
Total plan assets at end of year | 2018-12-31 | $3,008,050 |
Total plan assets at beginning of year | 2018-12-31 | $3,694,116 |
Value of fidelity bond covering the plan | 2018-12-31 | $400,000 |
Total contributions received or receivable from participants | 2018-12-31 | $56,054 |
Expenses. Other expenses not covered elsewhere | 2018-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2018-12-31 | $0 |
Other income received | 2018-12-31 | $-159,183 |
Noncash contributions received | 2018-12-31 | $0 |
Net income (gross income less expenses) | 2018-12-31 | $-686,066 |
Net plan assets at end of year (total assets less liabilities) | 2018-12-31 | $3,008,050 |
Net plan assets at beginning of year (total assets less liabilities) | 2018-12-31 | $3,694,116 |
Assets. Value of participant loans | 2018-12-31 | $52,519 |
Total contributions received or receivable from employer(s) | 2018-12-31 | $1,605 |
Value of certain deemed distributions of participant loans | 2018-12-31 | $29,161 |
Value of corrective distributions | 2018-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2018-12-31 | $15,326 |
2017 : APPLIED ENERGY SOLUTIONS, LLC 401K PLAN 2017 401k financial data | ||
Transfers to/from the plan | 2017-12-31 | $0 |
Total plan liabilities at end of year | 2017-12-31 | $0 |
Total plan liabilities at beginning of year | 2017-12-31 | $0 |
Total income from all sources | 2017-12-31 | $628,972 |
Expenses. Total of all expenses incurred | 2017-12-31 | $187,439 |
Benefits paid (including direct rollovers) | 2017-12-31 | $175,765 |
Total plan assets at end of year | 2017-12-31 | $3,694,116 |
Total plan assets at beginning of year | 2017-12-31 | $3,252,583 |
Value of fidelity bond covering the plan | 2017-12-31 | $400,000 |
Assets. Value of tangible personal property | 2017-12-31 | $0 |
Total contributions received or receivable from participants | 2017-12-31 | $90,682 |
Assets. Value of loans (other than to participants) | 2017-12-31 | $0 |
Expenses. Other expenses not covered elsewhere | 2017-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2017-12-31 | $4,506 |
Other income received | 2017-12-31 | $508,227 |
Noncash contributions received | 2017-12-31 | $0 |
Net income (gross income less expenses) | 2017-12-31 | $441,533 |
Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $3,694,116 |
Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $3,252,583 |
Assets. Value of participant loans | 2017-12-31 | $105,628 |
Assets. Value of assets in partnership/joint-venture interests | 2017-12-31 | $0 |
Assets. Value of real-estate (other than employer real property) | 2017-12-31 | $0 |
Assets. Value of employer securities | 2017-12-31 | $0 |
Assets. Value of employer real property | 2017-12-31 | $0 |
Total contributions received or receivable from employer(s) | 2017-12-31 | $25,557 |
Value of certain deemed distributions of participant loans | 2017-12-31 | $0 |
Value of corrective distributions | 2017-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2017-12-31 | $11,674 |
2016 : APPLIED ENERGY SOLUTIONS, LLC 401K PLAN 2016 401k financial data | ||
Transfers to/from the plan | 2016-12-31 | $0 |
Total plan liabilities at end of year | 2016-12-31 | $0 |
Total plan liabilities at beginning of year | 2016-12-31 | $0 |
Total income from all sources | 2016-12-31 | $431,318 |
Expenses. Total of all expenses incurred | 2016-12-31 | $641,363 |
Benefits paid (including direct rollovers) | 2016-12-31 | $628,379 |
Total plan assets at end of year | 2016-12-31 | $3,252,583 |
Total plan assets at beginning of year | 2016-12-31 | $3,462,628 |
Value of fidelity bond covering the plan | 2016-12-31 | $400,000 |
Total contributions received or receivable from participants | 2016-12-31 | $99,102 |
Expenses. Other expenses not covered elsewhere | 2016-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2016-12-31 | $64,911 |
Other income received | 2016-12-31 | $238,121 |
Noncash contributions received | 2016-12-31 | $0 |
Net income (gross income less expenses) | 2016-12-31 | $-210,045 |
Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $3,252,583 |
Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $3,462,628 |
Assets. Value of participant loans | 2016-12-31 | $106,023 |
Total contributions received or receivable from employer(s) | 2016-12-31 | $29,184 |
Value of certain deemed distributions of participant loans | 2016-12-31 | $0 |
Value of corrective distributions | 2016-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2016-12-31 | $12,984 |
2015 : APPLIED ENERGY SOLUTIONS, LLC 401K PLAN 2015 401k financial data | ||
Transfers to/from the plan | 2015-12-31 | $15,421 |
Total plan liabilities at end of year | 2015-12-31 | $0 |
Total plan liabilities at beginning of year | 2015-12-31 | $0 |
Total income from all sources | 2015-12-31 | $124,277 |
Expenses. Total of all expenses incurred | 2015-12-31 | $157,631 |
Benefits paid (including direct rollovers) | 2015-12-31 | $137,339 |
Total plan assets at end of year | 2015-12-31 | $3,462,628 |
Total plan assets at beginning of year | 2015-12-31 | $3,480,561 |
Value of fidelity bond covering the plan | 2015-12-31 | $400,000 |
Total contributions received or receivable from participants | 2015-12-31 | $107,705 |
Expenses. Other expenses not covered elsewhere | 2015-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2015-12-31 | $4,258 |
Other income received | 2015-12-31 | $-17,898 |
Noncash contributions received | 2015-12-31 | $0 |
Net income (gross income less expenses) | 2015-12-31 | $-33,354 |
Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $3,462,628 |
Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $3,480,561 |
Assets. Value of participant loans | 2015-12-31 | $120,471 |
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102 | 2015-12-31 | $0 |
Total contributions received or receivable from employer(s) | 2015-12-31 | $30,212 |
Value of certain deemed distributions of participant loans | 2015-12-31 | $0 |
Value of corrective distributions | 2015-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $20,292 |
2014 : APPLIED ENERGY SOLUTIONS, LLC 401K PLAN 2014 401k financial data | ||
Transfers to/from the plan | 2014-12-31 | $0 |
Total plan liabilities at end of year | 2014-12-31 | $0 |
Total plan liabilities at beginning of year | 2014-12-31 | $0 |
Total income from all sources | 2014-12-31 | $304,538 |
Expenses. Total of all expenses incurred | 2014-12-31 | $99,294 |
Benefits paid (including direct rollovers) | 2014-12-31 | $77,624 |
Total plan assets at end of year | 2014-12-31 | $3,480,561 |
Total plan assets at beginning of year | 2014-12-31 | $3,275,317 |
Value of fidelity bond covering the plan | 2014-12-31 | $300,000 |
Total contributions received or receivable from participants | 2014-12-31 | $104,315 |
Expenses. Other expenses not covered elsewhere | 2014-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2014-12-31 | $0 |
Other income received | 2014-12-31 | $171,214 |
Noncash contributions received | 2014-12-31 | $0 |
Net income (gross income less expenses) | 2014-12-31 | $205,244 |
Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $3,480,561 |
Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $3,275,317 |
Assets. Value of participant loans | 2014-12-31 | $103,022 |
Total contributions received or receivable from employer(s) | 2014-12-31 | $29,009 |
Value of certain deemed distributions of participant loans | 2014-12-31 | $0 |
Value of corrective distributions | 2014-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $21,670 |
2013 : APPLIED ENERGY SOLUTIONS, LLC 401K PLAN 2013 401k financial data | ||
Transfers to/from the plan | 2013-12-31 | $0 |
Total plan liabilities at end of year | 2013-12-31 | $0 |
Total plan liabilities at beginning of year | 2013-12-31 | $0 |
Total income from all sources | 2013-12-31 | $646,845 |
Expenses. Total of all expenses incurred | 2013-12-31 | $308,335 |
Benefits paid (including direct rollovers) | 2013-12-31 | $301,541 |
Total plan assets at end of year | 2013-12-31 | $3,275,317 |
Total plan assets at beginning of year | 2013-12-31 | $2,936,807 |
Value of fidelity bond covering the plan | 2013-12-31 | $300,000 |
Total contributions received or receivable from participants | 2013-12-31 | $96,890 |
Expenses. Other expenses not covered elsewhere | 2013-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2013-12-31 | $1,716 |
Other income received | 2013-12-31 | $538,424 |
Noncash contributions received | 2013-12-31 | $0 |
Net income (gross income less expenses) | 2013-12-31 | $338,510 |
Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $3,275,317 |
Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $2,936,807 |
Assets. Value of participant loans | 2013-12-31 | $91,664 |
Total contributions received or receivable from employer(s) | 2013-12-31 | $9,815 |
Value of certain deemed distributions of participant loans | 2013-12-31 | $0 |
Value of corrective distributions | 2013-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $6,794 |
2018: APPLIED ENERGY SOLUTIONS, LLC 401K PLAN 2018 form 5500 responses | ||
---|---|---|
2018-01-01 | Type of plan entity | Single employer plan |
2018-01-01 | Submission has been amended | No |
2018-01-01 | This submission is the final filing | No |
2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2018-01-01 | Plan is a collectively bargained plan | No |
2018-01-01 | Plan funding arrangement – Trust | Yes |
2018-01-01 | Plan benefit arrangement - Trust | Yes |
2017: APPLIED ENERGY SOLUTIONS, LLC 401K PLAN 2017 form 5500 responses | ||
2017-01-01 | Type of plan entity | Single employer plan |
2017-01-01 | Submission has been amended | No |
2017-01-01 | This submission is the final filing | No |
2017-01-01 | Plan is a collectively bargained plan | No |
2017-01-01 | Plan funding arrangement – Trust | Yes |
2017-01-01 | Plan benefit arrangement - Trust | Yes |
2016: APPLIED ENERGY SOLUTIONS, LLC 401K PLAN 2016 form 5500 responses | ||
2016-01-01 | Type of plan entity | Single employer plan |
2016-01-01 | Submission has been amended | No |
2016-01-01 | This submission is the final filing | No |
2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-01-01 | Plan is a collectively bargained plan | No |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |
2015: APPLIED ENERGY SOLUTIONS, LLC 401K PLAN 2015 form 5500 responses | ||
2015-01-01 | Type of plan entity | Single employer plan |
2015-01-01 | Submission has been amended | No |
2015-01-01 | This submission is the final filing | No |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-01-01 | Plan is a collectively bargained plan | No |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: APPLIED ENERGY SOLUTIONS, LLC 401K PLAN 2014 form 5500 responses | ||
2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: APPLIED ENERGY SOLUTIONS, LLC 401K PLAN 2013 form 5500 responses | ||
2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2009: APPLIED ENERGY SOLUTIONS, LLC 401K PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |