TRI-CITY HIGHWAY PRODUCTS, INC. has sponsored the creation of one or more 401k plans.
Additional information about TRI-CITY HIGHWAY PRODUCTS, INC.
Submission information for form 5500 for 401k plan EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC.
401k plan membership statisitcs for EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC.
| Measure | Date | Value |
|---|
| 2023: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2023 401k membership |
|---|
| Total participants, beginning-of-year | 2023-01-01 | 77 |
| Total number of active participants reported on line 7a of the Form 5500 | 2023-01-01 | 45 |
| Number of retired or separated participants receiving benefits | 2023-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2023-01-01 | 0 |
| Total of all active and inactive participants | 2023-01-01 | 45 |
| 2022: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2022 401k membership |
|---|
| Total participants, beginning-of-year | 2022-01-01 | 64 |
| Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 76 |
| Number of retired or separated participants receiving benefits | 2022-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 0 |
| Total of all active and inactive participants | 2022-01-01 | 76 |
| 2020: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2020 401k membership |
|---|
| Total participants, beginning-of-year | 2020-01-01 | 53 |
| Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 55 |
| Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 0 |
| Total of all active and inactive participants | 2020-01-01 | 55 |
| 2019: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2019 401k membership |
|---|
| Total participants, beginning-of-year | 2019-01-01 | 72 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 53 |
| Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 0 |
| Total of all active and inactive participants | 2019-01-01 | 53 |
| 2018: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-01-01 | 83 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 72 |
| Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 0 |
| Total of all active and inactive participants | 2018-01-01 | 72 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
| 2017: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-01-01 | 90 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 83 |
| Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 0 |
| Total of all active and inactive participants | 2017-01-01 | 83 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
| 2016: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 77 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 90 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 0 |
| Total of all active and inactive participants | 2016-01-01 | 90 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
| 2015: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 80 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 77 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 0 |
| Total of all active and inactive participants | 2015-01-01 | 77 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
| 2014: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 110 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 80 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 0 |
| Total of all active and inactive participants | 2014-01-01 | 80 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
| 2013: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 119 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 110 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 0 |
| Total of all active and inactive participants | 2013-01-01 | 110 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
| Total participants | 2013-01-01 | 110 |
| 2012: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 39 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 119 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 0 |
| Total of all active and inactive participants | 2012-01-01 | 119 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
| Total participants | 2012-01-01 | 119 |
| 2011: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 41 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 39 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 0 |
| Total of all active and inactive participants | 2011-01-01 | 39 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
| Total participants | 2011-01-01 | 39 |
| Number of participants with account balances | 2011-01-01 | 39 |
| 2010: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2010 401k membership |
|---|
| Total participants, beginning-of-year | 2010-01-01 | 48 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 41 |
| Number of retired or separated participants receiving benefits | 2010-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 0 |
| Total of all active and inactive participants | 2010-01-01 | 41 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 0 |
| 2009: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 36 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 48 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 0 |
| Total of all active and inactive participants | 2009-01-01 | 48 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
| Measure | Date | Value |
|---|
| 2023 : EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2023 401k financial data |
|---|
| Total income from all sources | 2023-12-31 | $1,162,928 |
| Expenses. Total of all expenses incurred | 2023-12-31 | $793,266 |
| Benefits paid (including direct rollovers) | 2023-12-31 | $585,271 |
| Total plan assets at end of year | 2023-12-31 | $370,474 |
| Total plan assets at beginning of year | 2023-12-31 | $812 |
| Value of fidelity bond covering the plan | 2023-12-31 | $40,000 |
| Total contributions received or receivable from participants | 2023-12-31 | $46,709 |
| Expenses. Other expenses not covered elsewhere | 2023-12-31 | $207,995 |
| Other income received | 2023-12-31 | $7,829 |
| Net income (gross income less expenses) | 2023-12-31 | $369,662 |
| Net plan assets at end of year (total assets less liabilities) | 2023-12-31 | $370,474 |
| Net plan assets at beginning of year (total assets less liabilities) | 2023-12-31 | $812 |
| Total contributions received or receivable from employer(s) | 2023-12-31 | $1,108,390 |
| 2022 : EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2022 401k financial data |
|---|
| Transfers to/from the plan | 2022-12-31 | $9,990 |
| Total income from all sources | 2022-12-31 | $278,683 |
| Expenses. Total of all expenses incurred | 2022-12-31 | $796,601 |
| Benefits paid (including direct rollovers) | 2022-12-31 | $739,211 |
| Total plan assets at end of year | 2022-12-31 | $812 |
| Total plan assets at beginning of year | 2022-12-31 | $508,740 |
| Value of fidelity bond covering the plan | 2022-12-31 | $40,000 |
| Total contributions received or receivable from participants | 2022-12-31 | $61,094 |
| Expenses. Other expenses not covered elsewhere | 2022-12-31 | $57,390 |
| Other income received | 2022-12-31 | $1,535 |
| Net income (gross income less expenses) | 2022-12-31 | $-517,918 |
| Net plan assets at end of year (total assets less liabilities) | 2022-12-31 | $812 |
| Net plan assets at beginning of year (total assets less liabilities) | 2022-12-31 | $508,740 |
| Total contributions received or receivable from employer(s) | 2022-12-31 | $216,054 |
| 2021 : EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2021 401k financial data |
|---|
| Transfers to/from the plan | 2021-12-31 | $-19,947 |
| Total income from all sources | 2021-12-31 | $740,056 |
| Expenses. Total of all expenses incurred | 2021-12-31 | $658,968 |
| Benefits paid (including direct rollovers) | 2021-12-31 | $613,487 |
| Total plan assets at end of year | 2021-12-31 | $508,740 |
| Total plan assets at beginning of year | 2021-12-31 | $447,599 |
| Value of fidelity bond covering the plan | 2021-12-31 | $40,000 |
| Total contributions received or receivable from participants | 2021-12-31 | $60,577 |
| Expenses. Other expenses not covered elsewhere | 2021-12-31 | $45,481 |
| Other income received | 2021-12-31 | $77 |
| Net income (gross income less expenses) | 2021-12-31 | $81,088 |
| Net plan assets at end of year (total assets less liabilities) | 2021-12-31 | $508,740 |
| Net plan assets at beginning of year (total assets less liabilities) | 2021-12-31 | $447,599 |
| Total contributions received or receivable from employer(s) | 2021-12-31 | $679,402 |
| 2020 : EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2020 401k financial data |
|---|
| Transfers to/from the plan | 2020-12-31 | $-637 |
| Total income from all sources | 2020-12-31 | $706,269 |
| Expenses. Total of all expenses incurred | 2020-12-31 | $620,002 |
| Benefits paid (including direct rollovers) | 2020-12-31 | $578,039 |
| Total plan assets at end of year | 2020-12-31 | $447,599 |
| Total plan assets at beginning of year | 2020-12-31 | $361,969 |
| Value of fidelity bond covering the plan | 2020-12-31 | $40,000 |
| Total contributions received or receivable from participants | 2020-12-31 | $60,355 |
| Expenses. Other expenses not covered elsewhere | 2020-12-31 | $41,963 |
| Other income received | 2020-12-31 | $1,318 |
| Net income (gross income less expenses) | 2020-12-31 | $86,267 |
| Net plan assets at end of year (total assets less liabilities) | 2020-12-31 | $447,599 |
| Net plan assets at beginning of year (total assets less liabilities) | 2020-12-31 | $361,969 |
| Total contributions received or receivable from employer(s) | 2020-12-31 | $644,596 |
| 2019 : EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2019 401k financial data |
|---|
| Transfers to/from the plan | 2019-12-31 | $7,899 |
| Total income from all sources | 2019-12-31 | $779,799 |
| Expenses. Total of all expenses incurred | 2019-12-31 | $636,958 |
| Benefits paid (including direct rollovers) | 2019-12-31 | $575,911 |
| Total plan assets at end of year | 2019-12-31 | $361,969 |
| Total plan assets at beginning of year | 2019-12-31 | $211,229 |
| Value of fidelity bond covering the plan | 2019-12-31 | $15,000 |
| Total contributions received or receivable from participants | 2019-12-31 | $73,016 |
| Expenses. Other expenses not covered elsewhere | 2019-12-31 | $61,047 |
| Other income received | 2019-12-31 | $4,210 |
| Net income (gross income less expenses) | 2019-12-31 | $142,841 |
| Net plan assets at end of year (total assets less liabilities) | 2019-12-31 | $361,969 |
| Net plan assets at beginning of year (total assets less liabilities) | 2019-12-31 | $211,229 |
| Total contributions received or receivable from employer(s) | 2019-12-31 | $702,573 |
| 2018 : EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2018 401k financial data |
|---|
| Transfers to/from the plan | 2018-12-31 | $-18,780 |
| Total income from all sources | 2018-12-31 | $927,423 |
| Expenses. Total of all expenses incurred | 2018-12-31 | $788,160 |
| Benefits paid (including direct rollovers) | 2018-12-31 | $700,858 |
| Total plan assets at end of year | 2018-12-31 | $211,229 |
| Total plan assets at beginning of year | 2018-12-31 | $90,746 |
| Value of fidelity bond covering the plan | 2018-12-31 | $15,000 |
| Total contributions received or receivable from participants | 2018-12-31 | $74,108 |
| Expenses. Other expenses not covered elsewhere | 2018-12-31 | $87,302 |
| Other income received | 2018-12-31 | $1,676 |
| Net income (gross income less expenses) | 2018-12-31 | $139,263 |
| Net plan assets at end of year (total assets less liabilities) | 2018-12-31 | $211,229 |
| Net plan assets at beginning of year (total assets less liabilities) | 2018-12-31 | $90,746 |
| Total contributions received or receivable from employer(s) | 2018-12-31 | $851,639 |
| 2017 : EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2017 401k financial data |
|---|
| Transfers to/from the plan | 2017-12-31 | $55,262 |
| Total income from all sources | 2017-12-31 | $436,905 |
| Expenses. Total of all expenses incurred | 2017-12-31 | $727,571 |
| Benefits paid (including direct rollovers) | 2017-12-31 | $651,585 |
| Total plan assets at end of year | 2017-12-31 | $90,746 |
| Total plan assets at beginning of year | 2017-12-31 | $326,150 |
| Value of fidelity bond covering the plan | 2017-12-31 | $15,000 |
| Total contributions received or receivable from participants | 2017-12-31 | $51,057 |
| Expenses. Other expenses not covered elsewhere | 2017-12-31 | $75,986 |
| Other income received | 2017-12-31 | $1,005 |
| Net income (gross income less expenses) | 2017-12-31 | $-290,666 |
| Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $90,746 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $326,150 |
| Total contributions received or receivable from employer(s) | 2017-12-31 | $384,843 |
| 2016 : EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2016 401k financial data |
|---|
| Transfers to/from the plan | 2016-12-31 | $32,542 |
| Total income from all sources | 2016-12-31 | $783,760 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $661,696 |
| Benefits paid (including direct rollovers) | 2016-12-31 | $615,189 |
| Total plan assets at end of year | 2016-12-31 | $326,150 |
| Total plan assets at beginning of year | 2016-12-31 | $171,544 |
| Value of fidelity bond covering the plan | 2016-12-31 | $15,000 |
| Total contributions received or receivable from participants | 2016-12-31 | $56,444 |
| Expenses. Other expenses not covered elsewhere | 2016-12-31 | $46,507 |
| Other income received | 2016-12-31 | $397 |
| Net income (gross income less expenses) | 2016-12-31 | $122,064 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $326,150 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $171,544 |
| Total contributions received or receivable from employer(s) | 2016-12-31 | $726,919 |
| 2015 : EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $614,664 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $492,704 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $460,939 |
| Total plan assets at end of year | 2015-12-31 | $171,544 |
| Total plan assets at beginning of year | 2015-12-31 | $49,584 |
| Value of fidelity bond covering the plan | 2015-12-31 | $15,000 |
| Total contributions received or receivable from participants | 2015-12-31 | $45,520 |
| Expenses. Other expenses not covered elsewhere | 2015-12-31 | $31,765 |
| Contributions received from other sources (not participants or employers) | 2015-12-31 | $27,828 |
| Other income received | 2015-12-31 | $19 |
| Noncash contributions received | 2015-12-31 | $0 |
| Net income (gross income less expenses) | 2015-12-31 | $121,960 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $171,544 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $49,584 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $541,297 |
| 2014 : EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $663,814 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $685,797 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $650,934 |
| Total plan assets at end of year | 2014-12-31 | $49,584 |
| Total plan assets at beginning of year | 2014-12-31 | $71,567 |
| Value of fidelity bond covering the plan | 2014-12-31 | $15,000 |
| Total contributions received or receivable from participants | 2014-12-31 | $36,961 |
| Expenses. Other expenses not covered elsewhere | 2014-12-31 | $34,863 |
| Other income received | 2014-12-31 | $6 |
| Net income (gross income less expenses) | 2014-12-31 | $-21,983 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $49,584 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $71,567 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $626,847 |
| 2013 : EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $785,271 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $859,790 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $831,066 |
| Total plan assets at end of year | 2013-12-31 | $71,567 |
| Total plan assets at beginning of year | 2013-12-31 | $146,086 |
| Value of fidelity bond covering the plan | 2013-12-31 | $15,000 |
| Total contributions received or receivable from participants | 2013-12-31 | $61,130 |
| Expenses. Other expenses not covered elsewhere | 2013-12-31 | $28,724 |
| Contributions received from other sources (not participants or employers) | 2013-12-31 | $41,800 |
| Other income received | 2013-12-31 | $9 |
| Net income (gross income less expenses) | 2013-12-31 | $-74,519 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $71,567 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $146,086 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $682,332 |
| 2012 : EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2012 401k financial data |
|---|
| Transfers to/from the plan | 2012-12-31 | $-32,436 |
| Total income from all sources | 2012-12-31 | $979,582 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $898,013 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $875,460 |
| Total plan assets at end of year | 2012-12-31 | $146,086 |
| Total plan assets at beginning of year | 2012-12-31 | $96,953 |
| Total contributions received or receivable from participants | 2012-12-31 | $55,375 |
| Expenses. Other expenses not covered elsewhere | 2012-12-31 | $22,553 |
| Other income received | 2012-12-31 | $24 |
| Net income (gross income less expenses) | 2012-12-31 | $81,569 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $146,086 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $96,953 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $924,183 |
| 2011 : EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2011 401k financial data |
|---|
| Transfers to/from the plan | 2011-12-31 | $-39,219 |
| Total income from all sources | 2011-12-31 | $399,889 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $297,412 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $286,113 |
| Total plan assets at end of year | 2011-12-31 | $96,953 |
| Total plan assets at beginning of year | 2011-12-31 | $33,695 |
| Value of fidelity bond covering the plan | 2011-12-31 | $15,000 |
| Total contributions received or receivable from participants | 2011-12-31 | $26,580 |
| Expenses. Other expenses not covered elsewhere | 2011-12-31 | $11,299 |
| Other income received | 2011-12-31 | $400 |
| Net income (gross income less expenses) | 2011-12-31 | $102,477 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $96,953 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $33,695 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $372,909 |
| 2010 : EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $256,697 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $226,094 |
| Benefits paid (including direct rollovers) | 2010-12-31 | $215,994 |
| Total plan assets at end of year | 2010-12-31 | $33,695 |
| Total plan assets at beginning of year | 2010-12-31 | $3,092 |
| Value of fidelity bond covering the plan | 2010-12-31 | $15,000 |
| Total contributions received or receivable from participants | 2010-12-31 | $19,570 |
| Expenses. Other expenses not covered elsewhere | 2010-12-31 | $10,100 |
| Other income received | 2010-12-31 | $16 |
| Net income (gross income less expenses) | 2010-12-31 | $30,603 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $33,695 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $3,092 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $237,111 |
| 2023: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2023 form 5500 responses |
|---|
| 2023-01-01 | Type of plan entity | Single employer plan |
| 2023-01-01 | Submission has been amended | No |
| 2023-01-01 | This submission is the final filing | No |
| 2023-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2023-01-01 | Plan is a collectively bargained plan | No |
| 2023-01-01 | Plan funding arrangement – Trust | Yes |
| 2023-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2023-01-01 | Plan benefit arrangement - Trust | Yes |
| 2022: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2022 form 5500 responses |
|---|
| 2022-01-01 | Type of plan entity | Single employer plan |
| 2022-01-01 | Submission has been amended | No |
| 2022-01-01 | This submission is the final filing | No |
| 2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2022-01-01 | Plan is a collectively bargained plan | No |
| 2022-01-01 | Plan funding arrangement – Trust | Yes |
| 2022-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2022-01-01 | Plan benefit arrangement - Trust | Yes |
| 2020: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2020 form 5500 responses |
|---|
| 2020-01-01 | Type of plan entity | Single employer plan |
| 2020-01-01 | Submission has been amended | No |
| 2020-01-01 | This submission is the final filing | No |
| 2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2020-01-01 | Plan is a collectively bargained plan | No |
| 2020-01-01 | Plan funding arrangement – Trust | Yes |
| 2020-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2020-01-01 | Plan benefit arrangement - Trust | Yes |
| 2019: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2019 form 5500 responses |
|---|
| 2019-01-01 | Type of plan entity | Single employer plan |
| 2019-01-01 | Submission has been amended | No |
| 2019-01-01 | This submission is the final filing | No |
| 2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2019-01-01 | Plan is a collectively bargained plan | No |
| 2019-01-01 | Plan funding arrangement – Trust | Yes |
| 2019-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2019-01-01 | Plan benefit arrangement - Trust | Yes |
| 2018: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2018 form 5500 responses |
|---|
| 2018-01-01 | Type of plan entity | Single employer plan |
| 2018-01-01 | Submission has been amended | No |
| 2018-01-01 | This submission is the final filing | No |
| 2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2018-01-01 | Plan is a collectively bargained plan | No |
| 2018-01-01 | Plan funding arrangement – Trust | Yes |
| 2018-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2018-01-01 | Plan benefit arrangement - Trust | Yes |
| 2017: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2017 form 5500 responses |
|---|
| 2017-01-01 | Type of plan entity | Single employer plan |
| 2017-01-01 | Submission has been amended | No |
| 2017-01-01 | This submission is the final filing | No |
| 2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2017-01-01 | Plan is a collectively bargained plan | No |
| 2017-01-01 | Plan funding arrangement – Trust | Yes |
| 2017-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2017-01-01 | Plan benefit arrangement - Trust | Yes |
| 2016: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Submission has been amended | No |
| 2016-01-01 | This submission is the final filing | No |
| 2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-01-01 | Plan is a collectively bargained plan | No |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Submission has been amended | No |
| 2015-01-01 | This submission is the final filing | No |
| 2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-01-01 | Plan is a collectively bargained plan | No |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Submission has been amended | No |
| 2014-01-01 | This submission is the final filing | No |
| 2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-01-01 | Plan is a collectively bargained plan | No |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Submission has been amended | No |
| 2013-01-01 | This submission is the final filing | No |
| 2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-01-01 | Plan is a collectively bargained plan | No |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Submission has been amended | No |
| 2012-01-01 | This submission is the final filing | No |
| 2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-01-01 | Plan is a collectively bargained plan | No |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Submission has been amended | No |
| 2011-01-01 | This submission is the final filing | No |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-01-01 | Plan is a collectively bargained plan | No |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2010: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2010 form 5500 responses |
|---|
| 2010-01-01 | Type of plan entity | Single employer plan |
| 2010-01-01 | Submission has been amended | No |
| 2010-01-01 | This submission is the final filing | No |
| 2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2010-01-01 | Plan is a collectively bargained plan | No |
| 2010-01-01 | Plan funding arrangement – Trust | Yes |
| 2010-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2010-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: EMPIRE STATE HIGHWAY CONTRACTORS ASSOCIATION, INC. EMPLOYEES H & W PLAN FOR THE EMPLOYEES OF TRI-CITY HIGHWAY PRODUCTS, INC. 2009 form 5500 responses |
|---|
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Submission has been amended | No |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-01-01 | Plan is a collectively bargained plan | No |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | 00372939 |
| Policy instance | 1 |
| Insurance contract or identification number | 00372939 | | Number of Individuals Covered | 77 | | Insurance policy start date | 2022-10-01 | | Insurance policy end date | 2023-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | AD & D | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $9,425 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | 00372939 |
| Policy instance | 1 |
| Insurance contract or identification number | 00372939 | | Number of Individuals Covered | 77 | | Insurance policy start date | 2021-10-01 | | Insurance policy end date | 2022-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | AD & D | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $4,625 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | 00372939 |
| Policy instance | 1 |
| Insurance contract or identification number | 00372939 | | Number of Individuals Covered | 55 | | Insurance policy start date | 2020-10-01 | | Insurance policy end date | 2021-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | AD & D | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $10,406 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | 00372939 |
| Policy instance | 1 |
| Insurance contract or identification number | 00372939 | | Number of Individuals Covered | 53 | | Insurance policy start date | 2019-10-01 | | Insurance policy end date | 2020-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | AD & D | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $8,599 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | 00372939 |
| Policy instance | 1 |
| Insurance contract or identification number | 00372939 | | Number of Individuals Covered | 53 | | Insurance policy start date | 2018-10-01 | | Insurance policy end date | 2019-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | AD & D | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $8,016 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | 00372939 |
| Policy instance | 1 |
| Insurance contract or identification number | 00372939 | | Number of Individuals Covered | 78 | | Insurance policy start date | 2017-10-01 | | Insurance policy end date | 2018-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | AD & D | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $9,888 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | 00372939 |
| Policy instance | 1 |
| Insurance contract or identification number | 00372939 | | Number of Individuals Covered | 83 | | Insurance policy start date | 2016-10-01 | | Insurance policy end date | 2017-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | AD & D | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $13,100 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | 00372939 |
| Policy instance | 1 |
| Insurance contract or identification number | 00372939 | | Number of Individuals Covered | 77 | | Insurance policy start date | 2014-10-01 | | Insurance policy end date | 2015-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | AD & D | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $12,004 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | 00372939 |
| Policy instance | 1 |
| Insurance contract or identification number | 00372939 | | Number of Individuals Covered | 80 | | Insurance policy start date | 2013-10-01 | | Insurance policy end date | 2014-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | AD & D | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $15,784 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | 00372939 |
| Policy instance | 1 |
| Insurance contract or identification number | 00372939 | | Number of Individuals Covered | 110 | | Insurance policy start date | 2012-10-01 | | Insurance policy end date | 2013-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | AD & D | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $19,566 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | 00372939 |
| Policy instance | 1 |
| Insurance contract or identification number | 00372939 | | Number of Individuals Covered | 119 | | Insurance policy start date | 2011-10-01 | | Insurance policy end date | 2012-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | AD&D | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $17,660 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | 00372939 |
| Policy instance | 1 |
| Insurance contract or identification number | 00372939 | | Number of Individuals Covered | 39 | | Insurance policy start date | 2010-10-01 | | Insurance policy end date | 2011-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | AD&D | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $7,503 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | 00372939 |
| Policy instance | 1 |
| Insurance contract or identification number | 00372939 | | Number of Individuals Covered | 41 | | Insurance policy start date | 2009-10-01 | | Insurance policy end date | 2010-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | AD&D | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $5,897 |
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