Plan Name | THE RETIREMENT AND DISABILITY UNION PLAN OF S. K. WELLMAN CORP. |
Plan identification number | 002 |
401k Plan Type | Defined Benefit Pension |
Plan Features/Benefits |
|
Company Name: | CARLISLE BRAKE & FRICTION, INC. |
Employer identification number (EIN): | 200046535 |
NAIC Classification: | 551112 |
NAIC Description: | Offices of Other Holding Companies |
Additional information about CARLISLE BRAKE & FRICTION, INC.
Jurisdiction of Incorporation: | Ohio Secretary of State Business Services Division |
Incorporation Date: | 2003-01-31 |
Company Identification Number: | 1366007 |
Legal Registered Office Address: |
50 W. BROAD ST SUITE 1800 COLUMBUS United States of America (USA) 43215 |
More information about CARLISLE BRAKE & FRICTION, INC.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
002 | 2014-01-01 | JULIA CHANDLER | JULIA CHANDLER | 2015-05-13 | |
002 | 2013-01-01 | JULIA CHANDLER | JULIA CHANDLER | 2014-10-09 | |
002 | 2012-01-01 | THOMAS A GILBRIDE | T | 2013-10-14 | |
002 | 2011-01-01 | THOMAS A GILBRIDE |
Measure | Date | Value |
---|---|---|
2014: THE RETIREMENT AND DISABILITY UNION PLAN OF S. K. WELLMAN CORP. 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 154 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 0 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 0 |
Total of all active and inactive participants | 2014-01-01 | 0 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
Total participants | 2014-01-01 | 0 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
2013: THE RETIREMENT AND DISABILITY UNION PLAN OF S. K. WELLMAN CORP. 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 155 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 0 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 91 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 57 |
Total of all active and inactive participants | 2013-01-01 | 148 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 6 |
Total participants | 2013-01-01 | 154 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
2012: THE RETIREMENT AND DISABILITY UNION PLAN OF S. K. WELLMAN CORP. 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 160 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 0 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 93 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 55 |
Total of all active and inactive participants | 2012-01-01 | 148 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 7 |
Total participants | 2012-01-01 | 155 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
2011: THE RETIREMENT AND DISABILITY UNION PLAN OF S. K. WELLMAN CORP. 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 162 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 0 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 97 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 55 |
Total of all active and inactive participants | 2011-01-01 | 152 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 8 |
Total participants | 2011-01-01 | 160 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
Measure | Date | Value |
---|---|---|
2014 : THE RETIREMENT AND DISABILITY UNION PLAN OF S. K. WELLMAN CORP. 2014 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2014-07-31 | $0 |
Total transfer of assets from this plan | 2014-07-31 | $4,578,933 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-07-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-07-31 | $0 |
Total income from all sources (including contributions) | 2014-07-31 | $155,650 |
Total loss/gain on sale of assets | 2014-07-31 | $0 |
Total of all expenses incurred | 2014-07-31 | $1,017,063 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-07-31 | $1,004,162 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-07-31 | $0 |
Value of total assets at end of year | 2014-07-31 | $0 |
Value of total assets at beginning of year | 2014-07-31 | $5,440,346 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-07-31 | $12,901 |
Total interest from all sources | 2014-07-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-07-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-07-31 | No |
Administrative expenses professional fees incurred | 2014-07-31 | $5,006 |
Was this plan covered by a fidelity bond | 2014-07-31 | Yes |
Value of fidelity bond cover | 2014-07-31 | $10,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-07-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-07-31 | No |
Other income not declared elsewhere | 2014-07-31 | $4 |
Administrative expenses (other) incurred | 2014-07-31 | $278 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-07-31 | No |
Value of net income/loss | 2014-07-31 | $-861,413 |
Value of net assets at end of year (total assets less liabilities) | 2014-07-31 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-07-31 | $5,440,346 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-07-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-07-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-07-31 | No |
Investment advisory and management fees | 2014-07-31 | $7,617 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-07-31 | $5,440,346 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-07-31 | $155,646 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-07-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2014-07-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-07-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-07-31 | $1,004,162 |
Did the plan have assets held for investment | 2014-07-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-07-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-07-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-07-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-07-31 | Disclaimer |
Accountancy firm name | 2014-07-31 | DIXON HUGHES GOODMAN LLP |
Accountancy firm EIN | 2014-07-31 | 560747981 |
2013 : THE RETIREMENT AND DISABILITY UNION PLAN OF S. K. WELLMAN CORP. 2013 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $1,697 |
Total income from all sources (including contributions) | 2013-12-31 | $-75,004 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $487,334 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $427,627 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $0 |
Value of total assets at end of year | 2013-12-31 | $5,440,346 |
Value of total assets at beginning of year | 2013-12-31 | $6,004,381 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $59,707 |
Total interest from all sources | 2013-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Administrative expenses professional fees incurred | 2013-12-31 | $45,883 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $10,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Administrative expenses (other) incurred | 2013-12-31 | $7,506 |
Liabilities. Value of operating payables at beginning of year | 2013-12-31 | $1,697 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $-562,338 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $5,440,346 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $6,002,684 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $6,318 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $5,440,346 |
Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $6,004,381 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $87,755 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $-162,759 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $427,627 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | DIXON HUGHES GOODMAN LLP |
Accountancy firm EIN | 2013-12-31 | 560747981 |
2012 : THE RETIREMENT AND DISABILITY UNION PLAN OF S. K. WELLMAN CORP. 2012 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $1,697 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $1,671 |
Total income from all sources (including contributions) | 2012-12-31 | $581,641 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $498,543 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $440,016 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $0 |
Value of total assets at end of year | 2012-12-31 | $6,004,381 |
Value of total assets at beginning of year | 2012-12-31 | $5,921,257 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $58,527 |
Total interest from all sources | 2012-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $10,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Administrative expenses (other) incurred | 2012-12-31 | $58,527 |
Liabilities. Value of operating payables at end of year | 2012-12-31 | $1,697 |
Liabilities. Value of operating payables at beginning of year | 2012-12-31 | $1,671 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $83,098 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $6,002,684 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $5,919,586 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2012-12-31 | $6,004,381 |
Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $5,921,257 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $0 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $581,641 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $440,016 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | DIXON HUGHES GOODMAN LLP |
Accountancy firm EIN | 2012-12-31 | 560747981 |
2011 : THE RETIREMENT AND DISABILITY UNION PLAN OF S. K. WELLMAN CORP. 2011 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $1,671 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $1,927 |
Total income from all sources (including contributions) | 2011-12-31 | $777,618 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $524,365 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $471,053 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $50,400 |
Value of total assets at end of year | 2011-12-31 | $5,921,257 |
Value of total assets at beginning of year | 2011-12-31 | $5,668,260 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $53,312 |
Total interest from all sources | 2011-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $10,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Administrative expenses (other) incurred | 2011-12-31 | $53,312 |
Liabilities. Value of operating payables at end of year | 2011-12-31 | $1,671 |
Liabilities. Value of operating payables at beginning of year | 2011-12-31 | $1,927 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $253,253 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $5,919,586 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $5,666,333 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2011-12-31 | $5,921,257 |
Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $5,668,260 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $0 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $727,218 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $50,400 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $471,053 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | DIXON HUGHES GOODMAN LLP |
Accountancy firm EIN | 2011-12-31 | 560747981 |
2014: THE RETIREMENT AND DISABILITY UNION PLAN OF S. K. WELLMAN CORP. 2014 form 5500 responses | ||
---|---|---|
2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | Yes |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: THE RETIREMENT AND DISABILITY UNION PLAN OF S. K. WELLMAN CORP. 2013 form 5500 responses | ||
2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Insurance | Yes |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement – Insurance | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: THE RETIREMENT AND DISABILITY UNION PLAN OF S. K. WELLMAN CORP. 2012 form 5500 responses | ||
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Insurance | Yes |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement – Insurance | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: THE RETIREMENT AND DISABILITY UNION PLAN OF S. K. WELLMAN CORP. 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Insurance | Yes |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement – Insurance | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |