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THE RETIREMENT AND DISABILITY UNION PLAN OF S. K. WELLMAN CORP. 401k Plan overview

Plan NameTHE RETIREMENT AND DISABILITY UNION PLAN OF S. K. WELLMAN CORP.
Plan identification number 002

THE RETIREMENT AND DISABILITY UNION PLAN OF S. K. WELLMAN CORP. Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily flat dollar (includes dollars per year of service)
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).

401k Sponsoring company profile

CARLISLE BRAKE & FRICTION, INC. has sponsored the creation of one or more 401k plans.

Company Name:CARLISLE BRAKE & FRICTION, INC.
Employer identification number (EIN):200046535
NAIC Classification:551112
NAIC Description:Offices of Other Holding Companies

Additional information about CARLISLE BRAKE & FRICTION, INC.

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division
Incorporation Date: 2003-01-31
Company Identification Number: 1366007
Legal Registered Office Address: 50 W. BROAD ST
SUITE 1800
COLUMBUS
United States of America (USA)
43215

More information about CARLISLE BRAKE & FRICTION, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE RETIREMENT AND DISABILITY UNION PLAN OF S. K. WELLMAN CORP.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022014-01-01JULIA CHANDLER JULIA CHANDLER2015-05-13
0022013-01-01JULIA CHANDLER JULIA CHANDLER2014-10-09
0022012-01-01THOMAS A GILBRIDE T2013-10-14
0022011-01-01THOMAS A GILBRIDE

Plan Statistics for THE RETIREMENT AND DISABILITY UNION PLAN OF S. K. WELLMAN CORP.

401k plan membership statisitcs for THE RETIREMENT AND DISABILITY UNION PLAN OF S. K. WELLMAN CORP.

Measure Date Value
2014: THE RETIREMENT AND DISABILITY UNION PLAN OF S. K. WELLMAN CORP. 2014 401k membership
Total participants, beginning-of-year2014-01-01154
Total number of active participants reported on line 7a of the Form 55002014-01-010
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: THE RETIREMENT AND DISABILITY UNION PLAN OF S. K. WELLMAN CORP. 2013 401k membership
Total participants, beginning-of-year2013-01-01155
Total number of active participants reported on line 7a of the Form 55002013-01-010
Number of retired or separated participants receiving benefits2013-01-0191
Number of other retired or separated participants entitled to future benefits2013-01-0157
Total of all active and inactive participants2013-01-01148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-016
Total participants2013-01-01154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: THE RETIREMENT AND DISABILITY UNION PLAN OF S. K. WELLMAN CORP. 2012 401k membership
Total participants, beginning-of-year2012-01-01160
Total number of active participants reported on line 7a of the Form 55002012-01-010
Number of retired or separated participants receiving benefits2012-01-0193
Number of other retired or separated participants entitled to future benefits2012-01-0155
Total of all active and inactive participants2012-01-01148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-017
Total participants2012-01-01155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: THE RETIREMENT AND DISABILITY UNION PLAN OF S. K. WELLMAN CORP. 2011 401k membership
Total participants, beginning-of-year2011-01-01162
Total number of active participants reported on line 7a of the Form 55002011-01-010
Number of retired or separated participants receiving benefits2011-01-0197
Number of other retired or separated participants entitled to future benefits2011-01-0155
Total of all active and inactive participants2011-01-01152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-018
Total participants2011-01-01160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010

Financial Data on THE RETIREMENT AND DISABILITY UNION PLAN OF S. K. WELLMAN CORP.

Measure Date Value
2014 : THE RETIREMENT AND DISABILITY UNION PLAN OF S. K. WELLMAN CORP. 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-07-31$0
Total transfer of assets from this plan2014-07-31$4,578,933
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-07-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-07-31$0
Total income from all sources (including contributions)2014-07-31$155,650
Total loss/gain on sale of assets2014-07-31$0
Total of all expenses incurred2014-07-31$1,017,063
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-07-31$1,004,162
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-07-31$0
Value of total assets at end of year2014-07-31$0
Value of total assets at beginning of year2014-07-31$5,440,346
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-07-31$12,901
Total interest from all sources2014-07-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-07-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-07-31No
Administrative expenses professional fees incurred2014-07-31$5,006
Was this plan covered by a fidelity bond2014-07-31Yes
Value of fidelity bond cover2014-07-31$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-07-31$0
Were there any nonexempt tranactions with any party-in-interest2014-07-31No
Other income not declared elsewhere2014-07-31$4
Administrative expenses (other) incurred2014-07-31$278
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-07-31No
Value of net income/loss2014-07-31$-861,413
Value of net assets at end of year (total assets less liabilities)2014-07-31$0
Value of net assets at beginning of year (total assets less liabilities)2014-07-31$5,440,346
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-07-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-07-31No
Were any leases to which the plan was party in default or uncollectible2014-07-31No
Investment advisory and management fees2014-07-31$7,617
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-07-31$5,440,346
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-07-31$155,646
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-07-31Yes
Was there a failure to transmit to the plan any participant contributions2014-07-31No
Has the plan failed to provide any benefit when due under the plan2014-07-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-07-31$1,004,162
Did the plan have assets held for investment2014-07-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-07-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-07-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-07-31Yes
Opinion of an independent qualified public accountant for this plan2014-07-31Disclaimer
Accountancy firm name2014-07-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2014-07-31560747981
2013 : THE RETIREMENT AND DISABILITY UNION PLAN OF S. K. WELLMAN CORP. 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$1,697
Total income from all sources (including contributions)2013-12-31$-75,004
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$487,334
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$427,627
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$0
Value of total assets at end of year2013-12-31$5,440,346
Value of total assets at beginning of year2013-12-31$6,004,381
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$59,707
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$45,883
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Administrative expenses (other) incurred2013-12-31$7,506
Liabilities. Value of operating payables at beginning of year2013-12-31$1,697
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-562,338
Value of net assets at end of year (total assets less liabilities)2013-12-31$5,440,346
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$6,002,684
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$6,318
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$5,440,346
Value of interest in pooled separate accounts at beginning of year2013-12-31$6,004,381
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$87,755
Net investment gain/loss from pooled separate accounts2013-12-31$-162,759
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$427,627
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2013-12-31560747981
2012 : THE RETIREMENT AND DISABILITY UNION PLAN OF S. K. WELLMAN CORP. 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$1,697
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$1,671
Total income from all sources (including contributions)2012-12-31$581,641
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$498,543
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$440,016
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$0
Value of total assets at end of year2012-12-31$6,004,381
Value of total assets at beginning of year2012-12-31$5,921,257
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$58,527
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Administrative expenses (other) incurred2012-12-31$58,527
Liabilities. Value of operating payables at end of year2012-12-31$1,697
Liabilities. Value of operating payables at beginning of year2012-12-31$1,671
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$83,098
Value of net assets at end of year (total assets less liabilities)2012-12-31$6,002,684
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$5,919,586
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$6,004,381
Value of interest in pooled separate accounts at beginning of year2012-12-31$5,921,257
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$0
Net investment gain/loss from pooled separate accounts2012-12-31$581,641
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$440,016
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2012-12-31560747981
2011 : THE RETIREMENT AND DISABILITY UNION PLAN OF S. K. WELLMAN CORP. 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$1,671
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$1,927
Total income from all sources (including contributions)2011-12-31$777,618
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$524,365
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$471,053
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$50,400
Value of total assets at end of year2011-12-31$5,921,257
Value of total assets at beginning of year2011-12-31$5,668,260
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$53,312
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Administrative expenses (other) incurred2011-12-31$53,312
Liabilities. Value of operating payables at end of year2011-12-31$1,671
Liabilities. Value of operating payables at beginning of year2011-12-31$1,927
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$253,253
Value of net assets at end of year (total assets less liabilities)2011-12-31$5,919,586
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$5,666,333
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$5,921,257
Value of interest in pooled separate accounts at beginning of year2011-12-31$5,668,260
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$0
Net investment gain/loss from pooled separate accounts2011-12-31$727,218
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$50,400
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$471,053
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2011-12-31560747981

Form 5500 Responses for THE RETIREMENT AND DISABILITY UNION PLAN OF S. K. WELLMAN CORP.

2014: THE RETIREMENT AND DISABILITY UNION PLAN OF S. K. WELLMAN CORP. 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingYes
2014-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE RETIREMENT AND DISABILITY UNION PLAN OF S. K. WELLMAN CORP. 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE RETIREMENT AND DISABILITY UNION PLAN OF S. K. WELLMAN CORP. 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE RETIREMENT AND DISABILITY UNION PLAN OF S. K. WELLMAN CORP. 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes

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