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THE LAW OFFICES OF CHRISTOPHER KENDALL, P.C. 401(K) PLAN 401k Plan overview

Plan NameTHE LAW OFFICES OF CHRISTOPHER KENDALL, P.C. 401(K) PLAN
Plan identification number 001

THE LAW OFFICES OF CHRISTOPHER KENDALL, P.C. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE LAW OFFICES OF CHRISTOPHER KENDALL, P.C. has sponsored the creation of one or more 401k plans.

Company Name:THE LAW OFFICES OF CHRISTOPHER KENDALL, P.C.
Employer identification number (EIN):200451756
NAIC Classification:812990
NAIC Description:All Other Personal Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE LAW OFFICES OF CHRISTOPHER KENDALL, P.C. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01CHRISTOPHER KENDALL2017-08-08 CHRISTOPHER KENDALL2017-08-08
0012015-01-01CHRISTOPHER KENDALL2017-07-31 CHRISTOPHER KENDALL2017-07-31
0012014-01-01CHRISTOPHER KENDALL2017-07-31 CHRISTOPHER KENDALL2017-07-31
0012013-01-01CHRISTOPHER KENDALL2015-04-30 CHRISTOPHER KENDALL2015-04-30
0012012-01-01CHRISTOPHER KENDALL2015-04-30 CHRISTOPHER KENDALL2015-04-30
0012011-01-01CHRISTOPHER C. KENDALL CHRISTOPHER C. KENDALL2012-09-19
0012009-01-01
0012009-01-01CHRISTOPHER C. KENDALL CHRISTOPHER C. KENDALL2010-08-02
0012009-01-01
0012008-01-01CHRISTOPHER C. KENDALL

Plan Statistics for THE LAW OFFICES OF CHRISTOPHER KENDALL, P.C. 401(K) PLAN

401k plan membership statisitcs for THE LAW OFFICES OF CHRISTOPHER KENDALL, P.C. 401(K) PLAN

Measure Date Value
2011: THE LAW OFFICES OF CHRISTOPHER KENDALL, P.C. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-013
Total number of active participants reported on line 7a of the Form 55002011-01-012
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-012
Number of participants with account balances2011-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: THE LAW OFFICES OF CHRISTOPHER KENDALL, P.C. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-012
Total number of active participants reported on line 7a of the Form 55002009-01-011
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-012
Total of all active and inactive participants2009-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-013
Number of participants with account balances2009-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010
2008: THE LAW OFFICES OF CHRISTOPHER KENDALL, P.C. 401(K) PLAN 2008 401k membership
Total participants, beginning-of-year2008-01-013
Total number of active participants reported on line 7a of the Form 55002008-01-010
Number of retired or separated participants receiving benefits2008-01-010
Number of other retired or separated participants entitled to future benefits2008-01-012
Total of all active and inactive participants2008-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2008-01-010
Total participants2008-01-012
Number of participants with account balances2008-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2008-01-010

Financial Data on THE LAW OFFICES OF CHRISTOPHER KENDALL, P.C. 401(K) PLAN

Measure Date Value
2011 : THE LAW OFFICES OF CHRISTOPHER KENDALL, P.C. 401(K) PLAN 2011 401k financial data
Total income from all sources2011-12-31$-436
Expenses. Total of all expenses incurred2011-12-31$9,664
Benefits paid (including direct rollovers)2011-12-31$8,389
Total plan assets at end of year2011-12-31$109,176
Total plan assets at beginning of year2011-12-31$119,276
Value of fidelity bond covering the plan2011-12-31$50,000
Total contributions received or receivable from participants2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$-436
Net income (gross income less expenses)2011-12-31$-10,100
Net plan assets at end of year (total assets less liabilities)2011-12-31$109,176
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$119,276
Total contributions received or receivable from employer(s)2011-12-31$0
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$1,275
2010 : THE LAW OFFICES OF CHRISTOPHER KENDALL, P.C. 401(K) PLAN 2010 401k financial data
Total income from all sources2010-12-31$14,440
Expenses. Total of all expenses incurred2010-12-31$1,450
Benefits paid (including direct rollovers)2010-12-31$0
Total plan assets at end of year2010-12-31$119,276
Total plan assets at beginning of year2010-12-31$106,286
Value of fidelity bond covering the plan2010-12-31$50,000
Total contributions received or receivable from participants2010-12-31$0
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$6,830
Net income (gross income less expenses)2010-12-31$12,990
Net plan assets at end of year (total assets less liabilities)2010-12-31$119,276
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$106,286
Total contributions received or receivable from employer(s)2010-12-31$7,610
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$1,450
2008 : THE LAW OFFICES OF CHRISTOPHER KENDALL, P.C. 401(K) PLAN 2008 401k financial data
Total income from all sources2008-12-31$-8,068
Expenses. Total of all expenses incurred2008-12-31$1,322
Benefits paid (including direct rollovers)2008-12-31$72
Total plan assets at end of year2008-12-31$90,009
Total plan assets at beginning of year2008-12-31$99,399
Value of fidelity bond covering the plan2008-12-31$50,000
Total contributions received or receivable from participants2008-12-31$0
Other income received2008-12-31$-13,493
Net income (gross income less expenses)2008-12-31$-9,390
Net plan assets at end of year (total assets less liabilities)2008-12-31$90,009
Net plan assets at beginning of year (total assets less liabilities)2008-12-31$99,399
Total contributions received or receivable from employer(s)2008-12-31$5,425
Expenses. Administrative service providers (salaries,fees and commissions)2008-12-31$1,250

Form 5500 Responses for THE LAW OFFICES OF CHRISTOPHER KENDALL, P.C. 401(K) PLAN

2011: THE LAW OFFICES OF CHRISTOPHER KENDALL, P.C. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2009: THE LAW OFFICES OF CHRISTOPHER KENDALL, P.C. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes
2008: THE LAW OFFICES OF CHRISTOPHER KENDALL, P.C. 401(K) PLAN 2008 form 5500 responses
2008-01-01Type of plan entitySingle employer plan
2008-01-01Submission has been amendedNo
2008-01-01This submission is the final filingNo
2008-01-01This return/report is a short plan year return/report (less than 12 months)No
2008-01-01Plan is a collectively bargained planNo
2008-01-01Plan funding arrangement – InsuranceYes
2008-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number940304
Policy instance 1
Insurance contract or identification number940304
Number of Individuals Covered2
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $351
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number940304
Policy instance 1
Insurance contract or identification number940304
Number of Individuals Covered3
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $326
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $326
Insurance broker organization code?4
Insurance broker nameMORGAN STANLEY SMITH BARNEY LLC
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number940304
Policy instance 1
Insurance contract or identification number940304
Number of Individuals Covered2
Insurance policy start date2008-01-01
Insurance policy end date2008-12-31
Total amount of commissions paid to insurance brokerUSD $299
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $299
Insurance broker organization code?4
Insurance broker nameSMITH BARNEY

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