401k Plan data: UPTIVITY 401(K) PROFIT SHARING PLAN plan

UPTIVITY 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	UPTIVITY 401(K) PROFIT SHARING PLAN
Plan identification number	001

UPTIVITY 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

UPTIVITY has sponsored the creation of one or more 401k plans.

Company Name: UPTIVITY

Employer identification number (EIN): 201012884

NAIC Classification: 511210
NAIC Description: Software Publishers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UPTIVITY 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2013-01-01
001 2012-01-01 DIANE HEBERT 2013-08-07
001 2011-01-01 DIANE HEBERT 2012-09-18
001 2010-01-01 JAMES CONSOLATI 2011-05-25

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2013-01-01
001	2012-01-01	DIANE HEBERT	2013-08-07
001	2011-01-01	DIANE HEBERT	2012-09-18
001	2010-01-01	JAMES CONSOLATI	2011-05-25

Potentially related plans

UPTIVITY 401(K) PLAN [EIN = 471000536]

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Company Name:	UPTIVITY
Employer identification number (EIN):	201012884
NAIC Classification:	511210
NAIC Description:	Software Publishers