401k Plan data: THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN plan

THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN 401k Plan overview

Plan Name	THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN
Plan identification number	001

THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

OCM/GFI OPPORTUNITIES FUND II DELAWARE, LLC has sponsored the creation of one or more 401k plans.

Company Name: OCM/GFI OPPORTUNITIES FUND II DELAWARE, LLC

Employer identification number (EIN): 201843612

NAIC Classification: 335310

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01
001 2017-01-01 LARRY EARL
001 2017-01-01 LARRY EARL
001 2016-01-01 LARRY EARL
001 2016-01-01
001 2016-01-01
001 2015-01-01 JEFF LAWRENCE
001 2014-01-01 JIM MONTANO
001 2013-01-01 JIM MONTANO
001 2012-01-01 SHERRIE BAIAMONTE
001 2011-01-01 SHERRI BAIAMONTE
001 2009-01-01 ERIC KAUFMAN
001 2009-01-01 ERIC KAUFMAN
001 2009-01-01 ERIC KAUFMAN
001 2009-01-01 ERIC KAUFMAN

Plan Statistics for THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN

401k plan membership statisitcs for THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN

Measure Date Value
2018: THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 215
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 0
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 0
Number of participants with account balances 2018-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 250
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 164
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 51
Total of all active and inactive participants 2017-01-01 215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 215
Number of participants with account balances 2017-01-01 109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 13
2016: THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 312
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 191
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 48
Total of all active and inactive participants 2016-01-01 239
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 239
Number of participants with account balances 2016-01-01 120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 11
2015: THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 350
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 49
Total of all active and inactive participants 2015-01-01 49
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 49
Number of participants with account balances 2015-01-01 128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 15
2014: THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 434
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 305
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 45
Total of all active and inactive participants 2014-01-01 350
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 350
Number of participants with account balances 2014-01-01 130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 33
2013: THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 406
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 399
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 18
Total of all active and inactive participants 2013-01-01 417
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 417
Number of participants with account balances 2013-01-01 124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 10
2012: THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 327
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 350
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 26
Total of all active and inactive participants 2012-01-01 376
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 376
Number of participants with account balances 2012-01-01 129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 8
2011: THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 388
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 279
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 37
Total of all active and inactive participants 2011-01-01 316
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 316
Number of participants with account balances 2011-01-01 98
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 7
2009: THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 144
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 272
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 32
Total of all active and inactive participants 2009-01-01 304
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 304
Number of participants with account balances 2009-01-01 123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 15

Measure	Date	Value
2018: THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	215
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	0
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	0
Number of participants with account balances	2018-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	250
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	164
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	51
Total of all active and inactive participants	2017-01-01	215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	215
Number of participants with account balances	2017-01-01	109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	13
2016: THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	312
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	191
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	48
Total of all active and inactive participants	2016-01-01	239
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	239
Number of participants with account balances	2016-01-01	120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	11
2015: THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	350
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	49
Total of all active and inactive participants	2015-01-01	49
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	49
Number of participants with account balances	2015-01-01	128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	15
2014: THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	434
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	305
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	45
Total of all active and inactive participants	2014-01-01	350
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	350
Number of participants with account balances	2014-01-01	130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	33
2013: THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	406
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	399
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	18
Total of all active and inactive participants	2013-01-01	417
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	417
Number of participants with account balances	2013-01-01	124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	10
2012: THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	327
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	350
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	26
Total of all active and inactive participants	2012-01-01	376
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	376
Number of participants with account balances	2012-01-01	129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	8
2011: THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	388
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	279
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	37
Total of all active and inactive participants	2011-01-01	316
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	316
Number of participants with account balances	2011-01-01	98
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	7
2009: THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	144
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	272
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	32
Total of all active and inactive participants	2009-01-01	304
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	304
Number of participants with account balances	2009-01-01	123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	15

Financial Data on THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN

Measure	Date	Value
2018 : THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN 2018 401k financial data
Total transfer of assets from this plan	2018-01-09	$4,103,348
Total income from all sources (including contributions)	2018-01-09	$69,521
Total of all expenses incurred	2018-01-09	$400
Value of total assets at end of year	2018-01-09	$0
Value of total assets at beginning of year	2018-01-09	$4,034,227
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-01-09	$400
Total interest from all sources	2018-01-09	$60
Total dividends received (eg from common stock, registered investment company shares)	2018-01-09	$118
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-01-09	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-01-09	$118
Was this plan covered by a fidelity bond	2018-01-09	Yes
Value of fidelity bond cover	2018-01-09	$1,000,000
If this is an individual account plan, was there a blackout period	2018-01-09	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-01-09	$0
Were there any nonexempt tranactions with any party-in-interest	2018-01-09	No
Participant contributions at end of year	2018-01-09	$0
Participant contributions at beginning of year	2018-01-09	$57,647
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-01-09	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-01-09	$31
Administrative expenses (other) incurred	2018-01-09	$400
Total non interest bearing cash at end of year	2018-01-09	$0
Total non interest bearing cash at beginning of year	2018-01-09	$19,224
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-01-09	No
Value of net income/loss	2018-01-09	$69,121
Value of net assets at end of year (total assets less liabilities)	2018-01-09	$0
Value of net assets at beginning of year (total assets less liabilities)	2018-01-09	$4,034,227
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-01-09	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-01-09	No
Were any leases to which the plan was party in default or uncollectible	2018-01-09	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-01-09	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-01-09	$3,840,263
Interest on participant loans	2018-01-09	$58
Value of interest in common/collective trusts at end of year	2018-01-09	$0
Value of interest in common/collective trusts at beginning of year	2018-01-09	$58,847
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-01-09	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-01-09	$58,215
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-01-09	$58,215
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-01-09	$2
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-01-09	$69,331
Net investment gain or loss from common/collective trusts	2018-01-09	$12
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-01-09	No
Was there a failure to transmit to the plan any participant contributions	2018-01-09	No
Has the plan failed to provide any benefit when due under the plan	2018-01-09	No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-01-09	Yes
Did the plan have assets held for investment	2018-01-09	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-01-09	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-01-09	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-01-09	Yes
Opinion of an independent qualified public accountant for this plan	2018-01-09	Disclaimer
Accountancy firm name	2018-01-09	RSM US LLP
Accountancy firm EIN	2018-01-09	420714325
2017 : THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$886,838
Total of all expenses incurred	2017-12-31	$703,918
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$701,868
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$312,257
Value of total assets at end of year	2017-12-31	$4,034,227
Value of total assets at beginning of year	2017-12-31	$3,851,307
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$2,050
Total interest from all sources	2017-12-31	$3,177
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$66,596
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$66,596
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$275,684
Participant contributions at end of year	2017-12-31	$57,647
Participant contributions at beginning of year	2017-12-31	$76,204
Participant contributions at beginning of year	2017-12-31	$10,651
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$31
Administrative expenses (other) incurred	2017-12-31	$2,050
Total non interest bearing cash at end of year	2017-12-31	$19,224
Total non interest bearing cash at beginning of year	2017-12-31	$13,163
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$182,920
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$4,034,227
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$3,851,307
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$3,840,263
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$3,545,543
Interest on participant loans	2017-12-31	$3,130
Value of interest in common/collective trusts at end of year	2017-12-31	$58,847
Value of interest in common/collective trusts at beginning of year	2017-12-31	$154,583
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$58,215
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$50,737
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$50,737
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$47
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$503,876
Net investment gain or loss from common/collective trusts	2017-12-31	$932
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$36,573
Employer contributions (assets) at beginning of year	2017-12-31	$426
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$701,868
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountancy firm name	2017-12-31	RSM US LLP
Accountancy firm EIN	2017-12-31	420714325
2016 : THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN 2016 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$14,476
Total income from all sources (including contributions)	2016-12-31	$713,456
Total of all expenses incurred	2016-12-31	$584,215
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$558,903
Value of total corrective distributions	2016-12-31	$14,333
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$401,362
Value of total assets at end of year	2016-12-31	$3,840,333
Value of total assets at beginning of year	2016-12-31	$3,725,568
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$10,979
Total interest from all sources	2016-12-31	$56,373
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$53,763
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$53,763
Administrative expenses professional fees incurred	2016-12-31	$8,900
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$361,394
Participant contributions at end of year	2016-12-31	$76,204
Participant contributions at beginning of year	2016-12-31	$68,852
Participant contributions at end of year	2016-12-31	$103
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$14,476
Administrative expenses (other) incurred	2016-12-31	$2,079
Total non interest bearing cash at end of year	2016-12-31	$13,163
Total non interest bearing cash at beginning of year	2016-12-31	$16,555
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$129,241
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$3,840,333
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$3,711,092
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$3,545,543
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$3,392,098
Interest on participant loans	2016-12-31	$2,610
Income. Interest from corporate debt instruments	2016-12-31	$53,763
Value of interest in common/collective trusts at end of year	2016-12-31	$154,583
Value of interest in common/collective trusts at beginning of year	2016-12-31	$209,136
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$50,737
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$38,927
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$38,927
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$254,435
Net investment gain or loss from common/collective trusts	2016-12-31	$1,286
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$39,968
Employer contributions (assets) at end of year	2016-12-31	$426
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$558,903
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	KRT CPAS P.C.
Accountancy firm EIN	2016-12-31	581202894
2015 : THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$14,476
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$33,156
Total income from all sources (including contributions)	2015-12-31	$424,401
Total of all expenses incurred	2015-12-31	$606,740
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$596,380
Value of total corrective distributions	2015-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$445,026
Value of total assets at end of year	2015-12-31	$3,725,568
Value of total assets at beginning of year	2015-12-31	$3,926,587
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$10,360
Total interest from all sources	2015-12-31	$2,633
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$51,218
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$51,218
Administrative expenses professional fees incurred	2015-12-31	$9,080
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$382,961
Participant contributions at end of year	2015-12-31	$68,852
Participant contributions at beginning of year	2015-12-31	$82,228
Participant contributions at beginning of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$11,914
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$14,476
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$33,156
Administrative expenses (other) incurred	2015-12-31	$1,280
Total non interest bearing cash at end of year	2015-12-31	$16,555
Total non interest bearing cash at beginning of year	2015-12-31	$18,263
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-182,339
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$3,711,092
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$3,893,431
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$3,392,098
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$3,580,079
Interest on participant loans	2015-12-31	$2,630
Value of interest in common/collective trusts at end of year	2015-12-31	$209,136
Value of interest in common/collective trusts at beginning of year	2015-12-31	$228,410
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$38,927
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$17,607
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$17,607
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$3
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-76,030
Net investment gain or loss from common/collective trusts	2015-12-31	$1,554
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$50,151
Employer contributions (assets) at beginning of year	2015-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$596,380
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	KRT CPAS P.C.
Accountancy firm EIN	2015-12-31	581202894
2014 : THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$33,156
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$15,770
Total income from all sources (including contributions)	2014-12-31	$762,520
Total of all expenses incurred	2014-12-31	$338,076
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$326,569
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$524,862
Value of total assets at end of year	2014-12-31	$3,926,587
Value of total assets at beginning of year	2014-12-31	$3,484,757
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$11,507
Total interest from all sources	2014-12-31	$2,692
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$73,720
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$73,720
Administrative expenses professional fees incurred	2014-12-31	$8,800
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$437,444
Participant contributions at end of year	2014-12-31	$82,228
Participant contributions at beginning of year	2014-12-31	$52,271
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$13,739
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$38,099
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$33,156
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$15,770
Administrative expenses (other) incurred	2014-12-31	$2,707
Total non interest bearing cash at end of year	2014-12-31	$18,263
Total non interest bearing cash at beginning of year	2014-12-31	$13,343
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$424,444
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$3,893,431
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$3,468,987
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$3,580,079
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$3,134,903
Interest on participant loans	2014-12-31	$2,691
Value of interest in common/collective trusts at end of year	2014-12-31	$228,410
Value of interest in common/collective trusts at beginning of year	2014-12-31	$259,878
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$17,607
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$10,396
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$10,396
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$159,734
Net investment gain or loss from common/collective trusts	2014-12-31	$1,512
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$49,319
Employer contributions (assets) at end of year	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$227
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$326,569
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	KRT, CPAS P.C.
Accountancy firm EIN	2014-12-31	581202894
2013 : THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$15,770
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$24,124
Total income from all sources (including contributions)	2013-12-31	$1,031,745
Total of all expenses incurred	2013-12-31	$128,455
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$93,925
Value of total corrective distributions	2013-12-31	$24,124
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$524,889
Value of total assets at end of year	2013-12-31	$3,484,757
Value of total assets at beginning of year	2013-12-31	$2,589,821
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$10,406
Total interest from all sources	2013-12-31	$2,144
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$71,701
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$71,701
Administrative expenses professional fees incurred	2013-12-31	$8,709
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$447,438
Participant contributions at end of year	2013-12-31	$52,271
Participant contributions at beginning of year	2013-12-31	$42,203
Participant contributions at end of year	2013-12-31	$13,739
Participant contributions at beginning of year	2013-12-31	$14,234
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$27,662
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$15,770
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$24,124
Administrative expenses (other) incurred	2013-12-31	$1,697
Total non interest bearing cash at end of year	2013-12-31	$13,343
Total non interest bearing cash at beginning of year	2013-12-31	$5,913
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$903,290
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$3,468,987
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$2,565,697
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$3,134,903
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$2,349,850
Interest on participant loans	2013-12-31	$2,144
Value of interest in common/collective trusts at end of year	2013-12-31	$259,878
Value of interest in common/collective trusts at beginning of year	2013-12-31	$172,838
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$10,396
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$3,836
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$3,836
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$431,363
Net investment gain or loss from common/collective trusts	2013-12-31	$1,648
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$49,789
Employer contributions (assets) at end of year	2013-12-31	$227
Employer contributions (assets) at beginning of year	2013-12-31	$947
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$93,925
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	KRT, CPAS P.C.
Accountancy firm EIN	2013-12-31	581202894
2012 : THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$24,124
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$35,525
Total income from all sources (including contributions)	2012-12-31	$799,474
Total of all expenses incurred	2012-12-31	$132,278
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$118,728
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$531,308
Value of total assets at end of year	2012-12-31	$2,589,821
Value of total assets at beginning of year	2012-12-31	$1,934,026
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$13,550
Total interest from all sources	2012-12-31	$2,687
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$47,152
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$47,152
Administrative expenses professional fees incurred	2012-12-31	$13,175
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$378,735
Participant contributions at end of year	2012-12-31	$42,203
Participant contributions at beginning of year	2012-12-31	$73,503
Participant contributions at end of year	2012-12-31	$14,234
Participant contributions at beginning of year	2012-12-31	$9,939
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$110,328
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$24,124
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$35,525
Administrative expenses (other) incurred	2012-12-31	$375
Total non interest bearing cash at end of year	2012-12-31	$5,913
Total non interest bearing cash at beginning of year	2012-12-31	$854
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$667,196
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$2,565,697
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$1,898,501
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$2,349,850
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$1,665,182
Interest on participant loans	2012-12-31	$2,686
Value of interest in common/collective trusts at end of year	2012-12-31	$172,838
Value of interest in common/collective trusts at beginning of year	2012-12-31	$171,567
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$3,836
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$12,555
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$12,555
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$216,454
Net investment gain or loss from common/collective trusts	2012-12-31	$1,873
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$42,245
Employer contributions (assets) at end of year	2012-12-31	$947
Employer contributions (assets) at beginning of year	2012-12-31	$426
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$118,728
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	KARP, RONNING & TINDOL
Accountancy firm EIN	2012-12-31	581202894
2011 : THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN 2011 401k financial data
Total transfer of assets from this plan	2011-12-31	$1,231,553
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$35,525
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$36,446
Total income from all sources (including contributions)	2011-12-31	$495,066
Total of all expenses incurred	2011-12-31	$246,868
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$171,557
Expenses. Certain deemed distributions of participant loans	2011-12-31	$460
Value of total corrective distributions	2011-12-31	$57,126
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$509,129
Value of total assets at end of year	2011-12-31	$1,934,026
Value of total assets at beginning of year	2011-12-31	$2,918,302
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$17,725
Total interest from all sources	2011-12-31	$4,004
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$34,331
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$34,331
Administrative expenses professional fees incurred	2011-12-31	$17,575
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$355,616
Participant contributions at end of year	2011-12-31	$73,503
Participant contributions at beginning of year	2011-12-31	$164,995
Participant contributions at end of year	2011-12-31	$9,939
Participant contributions at beginning of year	2011-12-31	$8,265
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$118,469
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$35,525
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$36,446
Administrative expenses (other) incurred	2011-12-31	$150
Total non interest bearing cash at end of year	2011-12-31	$854
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$248,198
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$1,898,501
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$2,881,856
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$1,665,182
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$2,423,589
Interest on participant loans	2011-12-31	$4,002
Value of interest in common/collective trusts at end of year	2011-12-31	$171,567
Value of interest in common/collective trusts at beginning of year	2011-12-31	$306,148
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$12,555
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$14,795
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$14,795
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$2
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-55,077
Net investment gain or loss from common/collective trusts	2011-12-31	$2,679
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$35,044
Employer contributions (assets) at end of year	2011-12-31	$426
Employer contributions (assets) at beginning of year	2011-12-31	$510
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$171,557
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	FARBER HASS HURLEY LLP
Accountancy firm EIN	2011-12-31	204207759
2010 : THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$36,446
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$53,527
Total income from all sources (including contributions)	2010-12-31	$872,270
Total of all expenses incurred	2010-12-31	$312,714
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$246,696
Expenses. Certain deemed distributions of participant loans	2010-12-31	$14,012
Value of total corrective distributions	2010-12-31	$36,446
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$573,194
Value of total assets at end of year	2010-12-31	$2,918,302
Value of total assets at beginning of year	2010-12-31	$2,375,827
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$15,560
Total interest from all sources	2010-12-31	$6,585
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$54,177
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$54,177
Administrative expenses professional fees incurred	2010-12-31	$14,735
Was this plan covered by a fidelity bond	2010-12-31	No
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$448,941
Participant contributions at end of year	2010-12-31	$164,995
Participant contributions at beginning of year	2010-12-31	$60,453
Participant contributions at end of year	2010-12-31	$8,265
Participant contributions at beginning of year	2010-12-31	$20,578
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$19,257
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$36,446
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$53,527
Administrative expenses (other) incurred	2010-12-31	$825
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$559,556
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$2,881,856
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$2,322,300
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$2,423,589
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$2,019,620
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$0
Interest on participant loans	2010-12-31	$5,855
Interest earned on other investments	2010-12-31	$728
Value of interest in common/collective trusts at end of year	2010-12-31	$306,148
Value of interest in common/collective trusts at beginning of year	2010-12-31	$248,684
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$14,795
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$2
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$19,593
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$233,335
Net investment gain or loss from common/collective trusts	2010-12-31	$4,979
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$104,996
Employer contributions (assets) at end of year	2010-12-31	$510
Employer contributions (assets) at beginning of year	2010-12-31	$6,899
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$246,696
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	FABER HASS HURLEY LLP
Accountancy firm EIN	2010-12-31	204207759
2009 : THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN

2018: THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	This submission is the final filing	Yes
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: THE OCM/GFI POWER OPPORTUNITIES FUND II 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	First time form 5500 has been submitted	Yes
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

JK62410

Policy instance

Insurance contract or identification number	JK62410
Number of Individuals Covered	0
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	OCM/GFI OPPORTUNITIES FUND II DELAWARE, LLC
Employer identification number (EIN):	201843612
NAIC Classification:	335310

Plan id#	Filing Submission Date	Name of Administrator
001	2018-01-01
001	2017-01-01	LARRY EARL
001	2017-01-01	LARRY EARL
001	2016-01-01	LARRY EARL
001	2016-01-01
001	2016-01-01
001	2015-01-01	JEFF LAWRENCE
001	2014-01-01	JIM MONTANO
001	2013-01-01	JIM MONTANO
001	2012-01-01	SHERRIE BAIAMONTE
001	2011-01-01	SHERRI BAIAMONTE
001	2009-01-01	ERIC KAUFMAN
001	2009-01-01	ERIC KAUFMAN
001	2009-01-01	ERIC KAUFMAN
001	2009-01-01	ERIC KAUFMAN