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UNIVERSITY GENERAL HOSPITAL 401(K) PLAN 401k Plan overview

Plan NameUNIVERSITY GENERAL HOSPITAL 401(K) PLAN
Plan identification number 001

UNIVERSITY GENERAL HOSPITAL 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.
  • U.S.-based plan that covers residents of Puerto Rico and is qualified under both Code section 401 and section 1165 of the Puerto Rico Code.

401k Sponsoring company profile

UNIVERSITY GENERAL HEALTH SYSTEM has sponsored the creation of one or more 401k plans.

Company Name:UNIVERSITY GENERAL HEALTH SYSTEM
Employer identification number (EIN):203317964
NAIC Classification:622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNIVERSITY GENERAL HOSPITAL 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012015-01-01GLORIA HARRIS
0012014-01-01YOLANDA WILSON YOLANDA WILSON2015-10-15
0012012-01-01HASSAN CHAHADEH
0012011-01-01HASSAN CHAHADEH
0012010-01-01HASSAN CHAHADEH
0012009-01-01HASSAN CHAHADEH
0012008-01-01HASSAN CHAHADEH

Plan Statistics for UNIVERSITY GENERAL HOSPITAL 401(K) PLAN

401k plan membership statisitcs for UNIVERSITY GENERAL HOSPITAL 401(K) PLAN

Measure Date Value
2015: UNIVERSITY GENERAL HOSPITAL 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01560
Total number of active participants reported on line 7a of the Form 55002015-01-01555
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0122
Total of all active and inactive participants2015-01-01577
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01577
Number of participants with account balances2015-01-01300
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0175
2014: UNIVERSITY GENERAL HOSPITAL 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,401
Total number of active participants reported on line 7a of the Form 55002014-01-011,221
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0127
Total of all active and inactive participants2014-01-011,248
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011,248
Number of participants with account balances2014-01-01240
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0173
2012: UNIVERSITY GENERAL HOSPITAL 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01372
Total number of active participants reported on line 7a of the Form 55002012-01-01510
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-016
Total of all active and inactive participants2012-01-01517
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01517
Number of participants with account balances2012-01-0154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: UNIVERSITY GENERAL HOSPITAL 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01348
Total number of active participants reported on line 7a of the Form 55002011-01-01363
Number of retired or separated participants receiving benefits2011-01-012
Number of other retired or separated participants entitled to future benefits2011-01-0114
Total of all active and inactive participants2011-01-01379
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01379
Number of participants with account balances2011-01-0163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: UNIVERSITY GENERAL HOSPITAL 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01278
Total number of active participants reported on line 7a of the Form 55002010-01-01324
Number of retired or separated participants receiving benefits2010-01-0110
Number of other retired or separated participants entitled to future benefits2010-01-0118
Total of all active and inactive participants2010-01-01352
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01352
Number of participants with account balances2010-01-0177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: UNIVERSITY GENERAL HOSPITAL 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01306
Total number of active participants reported on line 7a of the Form 55002009-01-01242
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0125
Total of all active and inactive participants2009-01-01267
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01267
Number of participants with account balances2009-01-0181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010
2008: UNIVERSITY GENERAL HOSPITAL 401(K) PLAN 2008 401k membership
Total participants, beginning-of-year2008-01-01306
Total number of active participants reported on line 7a of the Form 55002008-01-01296
Number of retired or separated participants receiving benefits2008-01-014
Number of other retired or separated participants entitled to future benefits2008-01-0130
Total of all active and inactive participants2008-01-01330
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2008-01-010
Total participants2008-01-01330
Number of participants with account balances2008-01-01112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2008-01-011

Financial Data on UNIVERSITY GENERAL HOSPITAL 401(K) PLAN

Measure Date Value
2015 : UNIVERSITY GENERAL HOSPITAL 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$0
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$702,998
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$898,903
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$843,178
Expenses. Certain deemed distributions of participant loans2015-12-31$0
Value of total corrective distributions2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$725,243
Value of total assets at end of year2015-12-31$2,231,630
Value of total assets at beginning of year2015-12-31$2,427,535
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$55,725
Total income from rents2015-12-31$0
Total interest from all sources2015-12-31$4,643
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$2,312
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$2,312
Administrative expenses professional fees incurred2015-12-31$21,062
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$100,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$507,072
Participant contributions at end of year2015-12-31$117,853
Participant contributions at beginning of year2015-12-31$79,510
Participant contributions at end of year2015-12-31$16,003
Participant contributions at beginning of year2015-12-31$23,968
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$113,744
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$419
Administrative expenses (other) incurred2015-12-31$75
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-195,905
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,231,630
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,427,535
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$130,769
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$99,279
Value of interest in pooled separate accounts at end of year2015-12-31$1,763,975
Value of interest in pooled separate accounts at beginning of year2015-12-31$2,157,567
Interest on participant loans2015-12-31$4,643
Income. Interest from loans (other than to participants)2015-12-31$0
Interest earned on other investments2015-12-31$0
Income. Interest from US Government securities2015-12-31$0
Income. Interest from corporate debt instruments2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$199,258
Value of interest in common/collective trusts at beginning of year2015-12-31$62,628
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-11,142
Net investment gain/loss from pooled separate accounts2015-12-31$-18,655
Net investment gain or loss from common/collective trusts2015-12-31$178
Net gain/loss from 103.12 investment entities2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$104,427
Employer contributions (assets) at end of year2015-12-31$3,772
Employer contributions (assets) at beginning of year2015-12-31$4,583
Income. Dividends from preferred stock2015-12-31$0
Income. Dividends from common stock2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$843,178
Contract administrator fees2015-12-31$34,588
Liabilities. Value of benefit claims payable at end of year2015-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$0
Aggregate carrying amount (costs) on sale of assets2015-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31HUSELTON, MORGAN & MAULTSBY
Accountancy firm EIN2015-12-31752409112
2014 : UNIVERSITY GENERAL HOSPITAL 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$0
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,491,976
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$900,628
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$827,904
Expenses. Certain deemed distributions of participant loans2014-12-31$0
Value of total corrective distributions2014-12-31$9,353
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,366,552
Value of total assets at end of year2014-12-31$2,427,535
Value of total assets at beginning of year2014-12-31$1,836,187
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$63,371
Total income from rents2014-12-31$0
Total interest from all sources2014-12-31$2,479
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,826
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,826
Administrative expenses professional fees incurred2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Amount of non-exempt transactions with any party-in-interest2014-12-31$0
Contributions received from participants2014-12-31$954,812
Participant contributions at end of year2014-12-31$79,510
Participant contributions at beginning of year2014-12-31$35,197
Participant contributions at end of year2014-12-31$23,968
Participant contributions at beginning of year2014-12-31$2,300
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$211,252
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$1,517
Administrative expenses (other) incurred2014-12-31$73
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$591,348
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,427,535
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,836,187
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2014-12-31$0
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2014-12-31$0
Investment advisory and management fees2014-12-31$19,895
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$99,279
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$103,103
Value of interest in pooled separate accounts at end of year2014-12-31$2,157,567
Value of interest in pooled separate accounts at beginning of year2014-12-31$1,529,064
Interest on participant loans2014-12-31$2,479
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned on other investments2014-12-31$0
Income. Interest from US Government securities2014-12-31$0
Income. Interest from corporate debt instruments2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$62,628
Value of interest in common/collective trusts at beginning of year2014-12-31$166,123
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,306
Net investment gain/loss from pooled separate accounts2014-12-31$117,607
Net investment gain or loss from common/collective trusts2014-12-31$689
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$200,488
Employer contributions (assets) at end of year2014-12-31$4,583
Employer contributions (assets) at beginning of year2014-12-31$400
Income. Dividends from preferred stock2014-12-31$0
Income. Dividends from common stock2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$827,904
Contract administrator fees2014-12-31$43,403
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$0
Aggregate carrying amount (costs) on sale of assets2014-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$0
2012 : UNIVERSITY GENERAL HOSPITAL 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Expenses. Interest paid2012-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022012-12-31$0
Total income from all sources (including contributions)2012-12-31$181,762
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$73,673
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$60,375
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$116,534
Value of total assets at end of year2012-12-31$678,603
Value of total assets at beginning of year2012-12-31$570,514
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$13,298
Total interest from all sources2012-12-31$584
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$100,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$116,534
Participant contributions at end of year2012-12-31$10,986
Participant contributions at beginning of year2012-12-31$11,449
Participant contributions at end of year2012-12-31$4,030
Participant contributions at beginning of year2012-12-31$15,140
Total non interest bearing cash at end of year2012-12-31$0
Total non interest bearing cash at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$108,089
Value of net assets at end of year (total assets less liabilities)2012-12-31$678,603
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$570,514
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$617,076
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$509,773
Income. Interest from loans (other than to participants)2012-12-31$584
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$46,511
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$34,152
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$34,152
Net investment gain/loss from pooled separate accounts2012-12-31$64,644
Net investment gain or loss from common/collective trusts2012-12-31$0
Net gain/loss from 103.12 investment entities2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$60,375
Contract administrator fees2012-12-31$13,298
Liabilities. Value of benefit claims payable at end of year2012-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31HUSELTON, MORGAN & MAULTSBY
Accountancy firm EIN2012-12-31752409112
2011 : UNIVERSITY GENERAL HOSPITAL 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$30,360
Total income from all sources (including contributions)2011-12-31$72,215
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$102,352
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$78,197
Expenses. Certain deemed distributions of participant loans2011-12-31$47
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$99,488
Value of total assets at end of year2011-12-31$570,514
Value of total assets at beginning of year2011-12-31$631,011
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$24,108
Total interest from all sources2011-12-31$430
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$100,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$99,488
Participant contributions at end of year2011-12-31$11,449
Participant contributions at beginning of year2011-12-31$4,773
Participant contributions at end of year2011-12-31$15,140
Participant contributions at beginning of year2011-12-31$33,975
Total non interest bearing cash at end of year2011-12-31$0
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-30,137
Value of net assets at end of year (total assets less liabilities)2011-12-31$570,514
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$600,651
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$509,773
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$592,263
Interest on participant loans2011-12-31$443
Interest earned on other investments2011-12-31$-13
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$34,152
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-27,703
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$78,197
Contract administrator fees2011-12-31$24,108
Liabilities. Value of benefit claims payable at end of year2011-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$30,360
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31HUSELTON, MORGAN & MAULTSBY
Accountancy firm EIN2011-12-31752409112
2010 : UNIVERSITY GENERAL HOSPITAL 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$30,360
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$197,411
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$105,426
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$57,395
Expenses. Certain deemed distributions of participant loans2010-12-31$836
Value of total corrective distributions2010-12-31$30,359
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$126,495
Value of total assets at end of year2010-12-31$631,011
Value of total assets at beginning of year2010-12-31$508,666
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$16,836
Total interest from all sources2010-12-31$172
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Participant contributions at end of year2010-12-31$4,773
Participant contributions at beginning of year2010-12-31$7,606
Participant contributions at end of year2010-12-31$33,975
Participant contributions at beginning of year2010-12-31$19,500
Administrative expenses (other) incurred2010-12-31$16,836
Total non interest bearing cash at end of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$8,321
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$91,985
Value of net assets at end of year (total assets less liabilities)2010-12-31$600,651
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$508,666
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$592,263
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$473,239
Income. Interest from loans (other than to participants)2010-12-31$172
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$70,744
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$126,495
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$57,395
Liabilities. Value of benefit claims payable at end of year2010-12-31$30,360
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31HUSELTON, MORGAN & MAULTSBY
Accountancy firm EIN2010-12-31752409112
2009 : UNIVERSITY GENERAL HOSPITAL 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for UNIVERSITY GENERAL HOSPITAL 401(K) PLAN

2015: UNIVERSITY GENERAL HOSPITAL 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: UNIVERSITY GENERAL HOSPITAL 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2012: UNIVERSITY GENERAL HOSPITAL 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: UNIVERSITY GENERAL HOSPITAL 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: UNIVERSITY GENERAL HOSPITAL 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: UNIVERSITY GENERAL HOSPITAL 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes
2008: UNIVERSITY GENERAL HOSPITAL 401(K) PLAN 2008 form 5500 responses
2008-01-01Type of plan entitySingle employer plan
2008-01-01Submission has been amendedNo
2008-01-01This submission is the final filingNo
2008-01-01This return/report is a short plan year return/report (less than 12 months)No
2008-01-01Plan is a collectively bargained planNo
2008-01-01Plan funding arrangement – TrustYes
2008-01-01Plan benefit arrangement - TrustYes

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