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CLEVELAND BROTHERS RETIREMENT PLAN 401k Plan overview

Plan NameCLEVELAND BROTHERS RETIREMENT PLAN
Plan identification number 001

CLEVELAND BROTHERS RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CLEVELAND BROTHERS HOLDINGS, INC. has sponsored the creation of one or more 401k plans.

Company Name:CLEVELAND BROTHERS HOLDINGS, INC.
Employer identification number (EIN):203561796
NAIC Classification:423800

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CLEVELAND BROTHERS RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01ROBERT S. RIBBLETT, CPA JOSEPH J. LUNDY2018-10-12
0012016-01-01ROBERT S. RIBBLETT, CPA JOSEPH J. LUNDY2017-10-16
0012015-01-01JOSEPH R. TOMAINO JOSEPH J. LUNDY2016-10-12
0012015-01-01JOSEPH R. TOMAINO JOSEPH J. LUNDY2016-10-12
0012014-01-01JOSEPH R. TOMAINO, PLAN ADMIN. JOSEPH J. LUNDY, SR VP CFO2015-10-15
0012013-01-01JOSEPH R. TOMAINO, PLAN ADMIN. JOSEPH J. LUNDY, SR VP CFO2014-10-13
0012012-01-01JOSEPH R. TOMAINO, PLAN ADMIN. JOSEPH J. LUNDY, SR VP CFO2013-10-09
0012011-01-01JOSEPH R. TOMAINO JOSEPH J. LUNDY, SR VP CFO2012-10-08
0012010-01-01JOSEPH R. TOMAINO, PLAN ADMIN. JOSEPH J. LUNDY, SR VP CFO2011-10-12
0012009-01-01JOSEPH R. TOMAINO, PLAN ADMIN. JOSEPH J. LUNDY, SR VP CFO2010-10-14
0012009-01-01JOSEPH R. TOMAINO, PLAN ADMIN. JOSEPH J. LUNDY, SR VP CFO2010-10-15

Plan Statistics for CLEVELAND BROTHERS RETIREMENT PLAN

401k plan membership statisitcs for CLEVELAND BROTHERS RETIREMENT PLAN

Measure Date Value
2023: CLEVELAND BROTHERS RETIREMENT PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-011,662
Total number of active participants reported on line 7a of the Form 55002023-01-011,131
Number of retired or separated participants receiving benefits2023-01-0116
Number of other retired or separated participants entitled to future benefits2023-01-01639
Total of all active and inactive participants2023-01-011,786
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-0113
Total participants2023-01-011,799
Number of participants with account balances2023-01-011,763
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-0166
2022: CLEVELAND BROTHERS RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,575
Total number of active participants reported on line 7a of the Form 55002022-01-011,038
Number of retired or separated participants receiving benefits2022-01-0116
Number of other retired or separated participants entitled to future benefits2022-01-01595
Total of all active and inactive participants2022-01-011,649
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0113
Total participants2022-01-011,662
Number of participants with account balances2022-01-011,632
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0167
2021: CLEVELAND BROTHERS RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,563
Total number of active participants reported on line 7a of the Form 55002021-01-011,002
Number of retired or separated participants receiving benefits2021-01-0114
Number of other retired or separated participants entitled to future benefits2021-01-01546
Total of all active and inactive participants2021-01-011,562
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0113
Total participants2021-01-011,575
Number of participants with account balances2021-01-011,539
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0146
2020: CLEVELAND BROTHERS RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,554
Total number of active participants reported on line 7a of the Form 55002020-01-011,021
Number of retired or separated participants receiving benefits2020-01-0113
Number of other retired or separated participants entitled to future benefits2020-01-01518
Total of all active and inactive participants2020-01-011,552
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0111
Total participants2020-01-011,563
Number of participants with account balances2020-01-011,533
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0160
2019: CLEVELAND BROTHERS RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,478
Total number of active participants reported on line 7a of the Form 55002019-01-011,075
Number of retired or separated participants receiving benefits2019-01-0116
Number of other retired or separated participants entitled to future benefits2019-01-01455
Total of all active and inactive participants2019-01-011,546
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-018
Total participants2019-01-011,554
Number of participants with account balances2019-01-011,513
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0137
2018: CLEVELAND BROTHERS RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,385
Total number of active participants reported on line 7a of the Form 55002018-01-011,008
Number of retired or separated participants receiving benefits2018-01-0114
Number of other retired or separated participants entitled to future benefits2018-01-01449
Total of all active and inactive participants2018-01-011,471
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-017
Total participants2018-01-011,478
Number of participants with account balances2018-01-011,461
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0147
2017: CLEVELAND BROTHERS RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,393
Total number of active participants reported on line 7a of the Form 55002017-01-01940
Number of retired or separated participants receiving benefits2017-01-0113
Number of other retired or separated participants entitled to future benefits2017-01-01429
Total of all active and inactive participants2017-01-011,382
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-013
Total participants2017-01-011,385
Number of participants with account balances2017-01-011,373
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0137
2016: CLEVELAND BROTHERS RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,502
Total number of active participants reported on line 7a of the Form 55002016-01-01956
Number of retired or separated participants receiving benefits2016-01-0110
Number of other retired or separated participants entitled to future benefits2016-01-01426
Total of all active and inactive participants2016-01-011,392
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-011,393
Number of participants with account balances2016-01-011,382
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0160
2015: CLEVELAND BROTHERS RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,385
Total number of active participants reported on line 7a of the Form 55002015-01-011,144
Number of retired or separated participants receiving benefits2015-01-018
Number of other retired or separated participants entitled to future benefits2015-01-01350
Total of all active and inactive participants2015-01-011,502
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011,502
Number of participants with account balances2015-01-011,493
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0142
2014: CLEVELAND BROTHERS RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,283
Total number of active participants reported on line 7a of the Form 55002014-01-011,046
Number of retired or separated participants receiving benefits2014-01-018
Number of other retired or separated participants entitled to future benefits2014-01-01331
Total of all active and inactive participants2014-01-011,385
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011,385
Number of participants with account balances2014-01-011,366
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0145
2013: CLEVELAND BROTHERS RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,223
Total number of active participants reported on line 7a of the Form 55002013-01-01969
Number of retired or separated participants receiving benefits2013-01-015
Number of other retired or separated participants entitled to future benefits2013-01-01309
Total of all active and inactive participants2013-01-011,283
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-011,283
Number of participants with account balances2013-01-011,281
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0134
2012: CLEVELAND BROTHERS RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,172
Total number of active participants reported on line 7a of the Form 55002012-01-01918
Number of retired or separated participants receiving benefits2012-01-015
Number of other retired or separated participants entitled to future benefits2012-01-01299
Total of all active and inactive participants2012-01-011,222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-011,223
Number of participants with account balances2012-01-011,196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0123
2011: CLEVELAND BROTHERS RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,095
Total number of active participants reported on line 7a of the Form 55002011-01-01854
Number of retired or separated participants receiving benefits2011-01-013
Number of other retired or separated participants entitled to future benefits2011-01-01314
Total of all active and inactive participants2011-01-011,171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-011,172
Number of participants with account balances2011-01-011,141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0121
2010: CLEVELAND BROTHERS RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011,185
Total number of active participants reported on line 7a of the Form 55002010-01-01775
Number of retired or separated participants receiving benefits2010-01-012
Number of other retired or separated participants entitled to future benefits2010-01-01318
Total of all active and inactive participants2010-01-011,095
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-011,095
Number of participants with account balances2010-01-011,080
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0127
2009: CLEVELAND BROTHERS RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,292
Total number of active participants reported on line 7a of the Form 55002009-01-01857
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-01327
Total of all active and inactive participants2009-01-011,185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-011,185
Number of participants with account balances2009-01-011,127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0181

Financial Data on CLEVELAND BROTHERS RETIREMENT PLAN

Measure Date Value
2023 : CLEVELAND BROTHERS RETIREMENT PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total transfer of assets to this plan2023-12-31$832,043
Total transfer of assets from this plan2023-12-31$571,304
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$55,247,754
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$19,163,620
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$18,966,250
Value of total corrective distributions2023-12-31$40,800
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$19,619,884
Value of total assets at end of year2023-12-31$259,936,393
Value of total assets at beginning of year2023-12-31$223,591,520
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$156,570
Total interest from all sources2023-12-31$41,990
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$7,551,957
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$7,551,957
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$2,500,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$7,615,509
Participant contributions at end of year2023-12-31$889,725
Participant contributions at beginning of year2023-12-31$933,187
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$332,378
Administrative expenses (other) incurred2023-12-31$156,570
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$36,084,134
Value of net assets at end of year (total assets less liabilities)2023-12-31$259,936,393
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$223,591,520
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$243,041,166
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$208,432,916
Interest on participant loans2023-12-31$41,990
Value of interest in common/collective trusts at end of year2023-12-31$5,535,421
Value of interest in common/collective trusts at beginning of year2023-12-31$5,020,149
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$27,918,173
Net investment gain or loss from common/collective trusts2023-12-31$115,750
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$11,671,997
Employer contributions (assets) at end of year2023-12-31$10,470,081
Employer contributions (assets) at beginning of year2023-12-31$9,205,268
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$18,966,250
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31RSM US, LLP
Accountancy firm EIN2023-12-31420714325
2022 : CLEVELAND BROTHERS RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$225,276
Total transfer of assets from this plan2022-12-31$472,187
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-21,602,502
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$20,793,605
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$20,645,841
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$17,563,289
Value of total assets at end of year2022-12-31$223,591,520
Value of total assets at beginning of year2022-12-31$266,234,538
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$147,764
Total interest from all sources2022-12-31$48,171
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$7,870,438
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$7,870,438
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$2,500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$6,842,337
Participant contributions at end of year2022-12-31$933,187
Participant contributions at beginning of year2022-12-31$1,077,407
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$548,040
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$152
Administrative expenses (other) incurred2022-12-31$147,764
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-42,396,107
Value of net assets at end of year (total assets less liabilities)2022-12-31$223,591,520
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$266,234,538
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$208,432,916
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$252,113,029
Interest on participant loans2022-12-31$48,171
Value of interest in common/collective trusts at end of year2022-12-31$5,020,149
Value of interest in common/collective trusts at beginning of year2022-12-31$6,339,525
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-47,159,773
Net investment gain or loss from common/collective trusts2022-12-31$75,373
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$10,172,912
Employer contributions (assets) at end of year2022-12-31$9,205,268
Employer contributions (assets) at beginning of year2022-12-31$6,704,577
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$20,645,689
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31RSM US, LLP
Accountancy firm EIN2022-12-31420714325
2021 : CLEVELAND BROTHERS RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$920,939
Total transfer of assets from this plan2021-12-31$337,974
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$47,407,635
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$20,039,871
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$19,897,048
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$14,108,050
Value of total assets at end of year2021-12-31$266,234,538
Value of total assets at beginning of year2021-12-31$238,283,809
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$142,823
Total interest from all sources2021-12-31$55,432
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$22,487,360
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$22,487,360
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$2,500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$6,257,068
Participant contributions at end of year2021-12-31$1,077,407
Participant contributions at beginning of year2021-12-31$1,342,327
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$429,482
Administrative expenses (other) incurred2021-12-31$142,823
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$27,367,764
Value of net assets at end of year (total assets less liabilities)2021-12-31$266,234,538
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$238,283,809
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$252,113,029
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$223,562,246
Interest on participant loans2021-12-31$55,432
Value of interest in common/collective trusts at end of year2021-12-31$6,339,525
Value of interest in common/collective trusts at beginning of year2021-12-31$8,832,308
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$10,642,919
Net investment gain or loss from common/collective trusts2021-12-31$113,874
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$7,421,500
Employer contributions (assets) at end of year2021-12-31$6,704,577
Employer contributions (assets) at beginning of year2021-12-31$4,546,928
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$19,897,048
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31RSM US, LLP
Accountancy firm EIN2021-12-31420714325
2020 : CLEVELAND BROTHERS RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$211,317
Total transfer of assets from this plan2020-12-31$11,007
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$39,104,215
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$18,217,928
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$18,109,170
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$11,139,793
Value of total assets at end of year2020-12-31$238,283,809
Value of total assets at beginning of year2020-12-31$217,197,212
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$108,758
Total interest from all sources2020-12-31$66,974
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$7,724,327
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$7,724,327
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$2,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$5,833,807
Participant contributions at end of year2020-12-31$1,342,327
Participant contributions at beginning of year2020-12-31$1,382,730
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$440,709
Administrative expenses (other) incurred2020-12-31$108,758
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$20,886,287
Value of net assets at end of year (total assets less liabilities)2020-12-31$238,283,809
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$217,197,212
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$223,562,246
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$199,225,395
Interest on participant loans2020-12-31$66,974
Value of interest in common/collective trusts at end of year2020-12-31$8,832,308
Value of interest in common/collective trusts at beginning of year2020-12-31$7,808,166
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$20,003,938
Net investment gain or loss from common/collective trusts2020-12-31$169,183
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$4,865,277
Employer contributions (assets) at end of year2020-12-31$4,546,928
Employer contributions (assets) at beginning of year2020-12-31$8,780,921
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$18,109,170
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31RSM US, LLP
Accountancy firm EIN2020-12-31420714325
2019 : CLEVELAND BROTHERS RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$658,592
Total transfer of assets to this plan2019-12-31$658,592
Total transfer of assets from this plan2019-12-31$259,763
Total transfer of assets from this plan2019-12-31$259,763
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$52,837,872
Total income from all sources (including contributions)2019-12-31$52,837,872
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$12,105,850
Total of all expenses incurred2019-12-31$12,105,850
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$12,004,782
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$12,004,782
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$16,261,016
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$16,261,016
Value of total assets at end of year2019-12-31$217,197,212
Value of total assets at end of year2019-12-31$217,197,212
Value of total assets at beginning of year2019-12-31$176,066,361
Value of total assets at beginning of year2019-12-31$176,066,361
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$101,068
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$101,068
Total interest from all sources2019-12-31$68,365
Total interest from all sources2019-12-31$68,365
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$5,949,241
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$5,949,241
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$5,949,241
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$5,949,241
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$2,000,000
Value of fidelity bond cover2019-12-31$2,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$6,051,368
Contributions received from participants2019-12-31$6,051,368
Participant contributions at end of year2019-12-31$1,382,730
Participant contributions at end of year2019-12-31$1,382,730
Participant contributions at beginning of year2019-12-31$1,437,447
Participant contributions at beginning of year2019-12-31$1,437,447
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$296,532
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$296,532
Other income not declared elsewhere2019-12-31$0
Other income not declared elsewhere2019-12-31$0
Administrative expenses (other) incurred2019-12-31$101,068
Administrative expenses (other) incurred2019-12-31$101,068
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$40,732,022
Value of net income/loss2019-12-31$40,732,022
Value of net assets at end of year (total assets less liabilities)2019-12-31$217,197,212
Value of net assets at end of year (total assets less liabilities)2019-12-31$217,197,212
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$176,066,361
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$176,066,361
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$199,225,395
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$199,225,395
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$158,822,755
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$158,822,755
Interest on participant loans2019-12-31$68,365
Interest on participant loans2019-12-31$68,365
Value of interest in common/collective trusts at end of year2019-12-31$7,808,166
Value of interest in common/collective trusts at end of year2019-12-31$7,808,166
Value of interest in common/collective trusts at beginning of year2019-12-31$6,942,993
Value of interest in common/collective trusts at beginning of year2019-12-31$6,942,993
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$30,389,570
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$30,389,570
Net investment gain or loss from common/collective trusts2019-12-31$169,680
Net investment gain or loss from common/collective trusts2019-12-31$169,680
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$9,913,116
Contributions received in cash from employer2019-12-31$9,913,116
Employer contributions (assets) at end of year2019-12-31$8,780,921
Employer contributions (assets) at end of year2019-12-31$8,780,921
Employer contributions (assets) at beginning of year2019-12-31$8,863,166
Employer contributions (assets) at beginning of year2019-12-31$8,863,166
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$12,004,782
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$12,004,782
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31RSM US, LLP
Accountancy firm name2019-12-31RSM US, LLP
Accountancy firm EIN2019-12-31420714325
Accountancy firm EIN2019-12-31420714325
2018 : CLEVELAND BROTHERS RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$6,565,464
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$10,309,516
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$10,213,845
Value of total corrective distributions2018-12-31$2,128
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$15,648,025
Value of total assets at end of year2018-12-31$176,066,361
Value of total assets at beginning of year2018-12-31$179,810,413
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$93,543
Total interest from all sources2018-12-31$68,437
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$7,279,663
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$7,279,663
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$2,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$5,595,442
Participant contributions at end of year2018-12-31$1,437,447
Participant contributions at beginning of year2018-12-31$1,577,664
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$116,798
Administrative expenses (other) incurred2018-12-31$93,543
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-3,744,052
Value of net assets at end of year (total assets less liabilities)2018-12-31$176,066,361
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$179,810,413
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$158,822,755
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$165,441,150
Interest on participant loans2018-12-31$68,437
Value of interest in common/collective trusts at end of year2018-12-31$6,942,993
Value of interest in common/collective trusts at beginning of year2018-12-31$5,281,212
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-16,534,714
Net investment gain or loss from common/collective trusts2018-12-31$104,053
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$9,935,785
Employer contributions (assets) at end of year2018-12-31$8,863,166
Employer contributions (assets) at beginning of year2018-12-31$7,510,387
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$10,213,845
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31RSM US LLP
Accountancy firm EIN2018-12-31420714325
2017 : CLEVELAND BROTHERS RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$38,443,660
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$13,325,187
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$13,221,946
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$13,408,804
Value of total assets at end of year2017-12-31$179,810,413
Value of total assets at beginning of year2017-12-31$154,691,940
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$103,241
Total interest from all sources2017-12-31$71,407
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$5,155,098
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$5,155,098
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$2,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$4,726,114
Participant contributions at end of year2017-12-31$1,577,664
Participant contributions at beginning of year2017-12-31$1,683,566
Participant contributions at beginning of year2017-12-31$158,602
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$542,004
Administrative expenses (other) incurred2017-12-31$103,241
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$25,118,473
Value of net assets at end of year (total assets less liabilities)2017-12-31$179,810,413
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$154,691,940
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$165,441,150
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$140,011,372
Interest on participant loans2017-12-31$71,407
Value of interest in common/collective trusts at end of year2017-12-31$5,281,212
Value of interest in common/collective trusts at beginning of year2017-12-31$8,788,156
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$19,687,764
Net investment gain or loss from common/collective trusts2017-12-31$120,587
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$8,140,686
Employer contributions (assets) at end of year2017-12-31$7,510,387
Employer contributions (assets) at beginning of year2017-12-31$4,050,244
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$13,221,946
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31RSM US LLP
Accountancy firm EIN2017-12-31472709414
2016 : CLEVELAND BROTHERS RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$21,742,736
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$20,869,759
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$20,791,897
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$10,691,750
Value of total assets at end of year2016-12-31$154,691,940
Value of total assets at beginning of year2016-12-31$153,818,963
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$77,862
Total interest from all sources2016-12-31$68,025
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$4,171,292
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$4,171,292
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$5,309,249
Participant contributions at end of year2016-12-31$1,683,566
Participant contributions at beginning of year2016-12-31$1,551,094
Participant contributions at end of year2016-12-31$158,602
Participant contributions at beginning of year2016-12-31$176,478
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$744,354
Administrative expenses (other) incurred2016-12-31$77,862
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$872,977
Value of net assets at end of year (total assets less liabilities)2016-12-31$154,691,940
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$153,818,963
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$140,011,372
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$137,007,288
Interest on participant loans2016-12-31$68,025
Value of interest in common/collective trusts at end of year2016-12-31$8,788,156
Value of interest in common/collective trusts at beginning of year2016-12-31$10,183,477
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$6,620,058
Net investment gain or loss from common/collective trusts2016-12-31$191,611
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$4,638,147
Employer contributions (assets) at end of year2016-12-31$4,050,244
Employer contributions (assets) at beginning of year2016-12-31$4,900,626
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$20,791,897
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31RSM US LLP
Accountancy firm EIN2016-12-31472709414
2015 : CLEVELAND BROTHERS RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$11,818,402
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$11,657,241
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$11,587,063
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$12,274,293
Value of total assets at end of year2015-12-31$153,818,963
Value of total assets at beginning of year2015-12-31$153,657,802
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$70,178
Total interest from all sources2015-12-31$66,458
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$5,497,590
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$5,497,590
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$5,506,233
Participant contributions at end of year2015-12-31$1,551,094
Participant contributions at beginning of year2015-12-31$1,505,808
Participant contributions at end of year2015-12-31$176,478
Participant contributions at beginning of year2015-12-31$162,475
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$769,865
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$2,473
Administrative expenses (other) incurred2015-12-31$70,178
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$161,161
Value of net assets at end of year (total assets less liabilities)2015-12-31$153,818,963
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$153,657,802
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$137,007,288
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$136,099,115
Interest on participant loans2015-12-31$66,458
Value of interest in common/collective trusts at end of year2015-12-31$10,183,477
Value of interest in common/collective trusts at beginning of year2015-12-31$9,054,897
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-6,198,371
Net investment gain or loss from common/collective trusts2015-12-31$178,432
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$5,998,195
Employer contributions (assets) at end of year2015-12-31$4,900,626
Employer contributions (assets) at beginning of year2015-12-31$6,835,507
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$11,584,590
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KPMG, LLP
Accountancy firm EIN2015-12-31135565207
2014 : CLEVELAND BROTHERS RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$21,886,511
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$4,655,664
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,591,289
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$13,126,089
Value of total assets at end of year2014-12-31$153,657,802
Value of total assets at beginning of year2014-12-31$136,426,955
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$64,375
Total interest from all sources2014-12-31$52,892
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$4,381,264
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$4,381,264
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$4,753,545
Participant contributions at end of year2014-12-31$1,505,808
Participant contributions at beginning of year2014-12-31$1,025,938
Participant contributions at end of year2014-12-31$162,475
Participant contributions at beginning of year2014-12-31$148,617
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$613,264
Administrative expenses (other) incurred2014-12-31$64,375
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$17,230,847
Value of net assets at end of year (total assets less liabilities)2014-12-31$153,657,802
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$136,426,955
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$136,099,115
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$119,184,774
Interest on participant loans2014-12-31$52,892
Value of interest in common/collective trusts at end of year2014-12-31$9,054,897
Value of interest in common/collective trusts at beginning of year2014-12-31$9,154,268
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$4,156,626
Net investment gain or loss from common/collective trusts2014-12-31$169,640
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$7,759,280
Employer contributions (assets) at end of year2014-12-31$6,835,507
Employer contributions (assets) at beginning of year2014-12-31$6,913,358
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,591,289
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KPMG, LLP
Accountancy firm EIN2014-12-31135565207
2013 : CLEVELAND BROTHERS RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$32,075,587
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$8,361,384
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$8,308,457
Expenses. Certain deemed distributions of participant loans2013-12-31$486
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$12,692,751
Value of total assets at end of year2013-12-31$136,426,955
Value of total assets at beginning of year2013-12-31$112,712,752
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$52,441
Total interest from all sources2013-12-31$38,052
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$3,475,274
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$3,475,274
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$2,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$4,057,613
Participant contributions at end of year2013-12-31$1,025,938
Participant contributions at beginning of year2013-12-31$782,779
Participant contributions at end of year2013-12-31$148,617
Participant contributions at beginning of year2013-12-31$120,267
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,152,160
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$1,453
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$125
Administrative expenses (other) incurred2013-12-31$52,441
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$23,714,203
Value of net assets at end of year (total assets less liabilities)2013-12-31$136,426,955
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$112,712,752
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$119,184,774
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$94,530,804
Interest on participant loans2013-12-31$38,052
Value of interest in common/collective trusts at end of year2013-12-31$9,154,268
Value of interest in common/collective trusts at beginning of year2013-12-31$9,330,514
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$15,710,654
Net investment gain or loss from common/collective trusts2013-12-31$158,731
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$7,482,978
Employer contributions (assets) at end of year2013-12-31$6,913,358
Employer contributions (assets) at beginning of year2013-12-31$7,948,388
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$8,307,004
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KMPG, LLP
Accountancy firm EIN2013-12-31135565207
2012 : CLEVELAND BROTHERS RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$146,505
Total income from all sources (including contributions)2012-12-31$23,085,874
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$3,679,431
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$3,495,109
Expenses. Certain deemed distributions of participant loans2012-12-31$486
Value of total corrective distributions2012-12-31$141,530
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$12,684,724
Value of total assets at end of year2012-12-31$112,712,752
Value of total assets at beginning of year2012-12-31$93,452,814
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$42,306
Total interest from all sources2012-12-31$33,804
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$2,579,042
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$2,579,042
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$2,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$3,921,990
Participant contributions at end of year2012-12-31$782,779
Participant contributions at beginning of year2012-12-31$743,022
Participant contributions at end of year2012-12-31$120,267
Participant contributions at beginning of year2012-12-31$97,133
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$365,579
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$146,505
Other income not declared elsewhere2012-12-31$1,513
Administrative expenses (other) incurred2012-12-31$42,306
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$19,406,443
Value of net assets at end of year (total assets less liabilities)2012-12-31$112,712,752
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$93,306,309
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$94,530,804
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$79,890,727
Interest on participant loans2012-12-31$33,804
Value of interest in common/collective trusts at end of year2012-12-31$9,330,514
Value of interest in common/collective trusts at beginning of year2012-12-31$4,219,457
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$7,648,510
Net investment gain or loss from common/collective trusts2012-12-31$138,281
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$8,397,155
Employer contributions (assets) at end of year2012-12-31$7,948,388
Employer contributions (assets) at beginning of year2012-12-31$8,502,475
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$3,495,109
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KMPG, LLP
Accountancy firm EIN2012-12-31135565207
2011 : CLEVELAND BROTHERS RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$146,505
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$12,336,845
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$5,533,461
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$5,499,303
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$12,295,816
Value of total assets at end of year2011-12-31$93,452,814
Value of total assets at beginning of year2011-12-31$86,502,925
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$34,158
Total interest from all sources2011-12-31$31,774
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,809,301
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,809,301
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$3,057,977
Participant contributions at end of year2011-12-31$743,022
Participant contributions at beginning of year2011-12-31$610,613
Participant contributions at end of year2011-12-31$97,133
Participant contributions at beginning of year2011-12-31$83,274
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$186,209
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$146,505
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Administrative expenses (other) incurred2011-12-31$34,158
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$6,803,384
Value of net assets at end of year (total assets less liabilities)2011-12-31$93,306,309
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$86,502,925
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$79,890,727
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$77,870,926
Interest on participant loans2011-12-31$31,774
Value of interest in common/collective trusts at end of year2011-12-31$4,219,457
Value of interest in common/collective trusts at beginning of year2011-12-31$2,567,845
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,898,644
Net investment gain or loss from common/collective trusts2011-12-31$98,598
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$9,051,630
Employer contributions (assets) at end of year2011-12-31$8,502,475
Employer contributions (assets) at beginning of year2011-12-31$5,370,267
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$5,499,303
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31KPMG, LLP
Accountancy firm EIN2011-12-31135565207
2010 : CLEVELAND BROTHERS RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$41,494
Total income from all sources (including contributions)2010-12-31$16,707,925
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$6,662,838
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$6,634,059
Value of total corrective distributions2010-12-31$6,257
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$7,859,263
Value of total assets at end of year2010-12-31$86,502,925
Value of total assets at beginning of year2010-12-31$76,499,332
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$22,522
Total interest from all sources2010-12-31$29,918
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,790,730
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,790,730
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$2,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,438,265
Participant contributions at end of year2010-12-31$610,613
Participant contributions at beginning of year2010-12-31$584,959
Participant contributions at end of year2010-12-31$83,274
Participant contributions at beginning of year2010-12-31$68,270
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$40,937
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$41,494
Administrative expenses (other) incurred2010-12-31$22,522
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$10,045,087
Value of net assets at end of year (total assets less liabilities)2010-12-31$86,502,925
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$76,457,838
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$77,870,926
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$73,161,792
Interest on participant loans2010-12-31$29,918
Value of interest in common/collective trusts at end of year2010-12-31$2,567,845
Value of interest in common/collective trusts at beginning of year2010-12-31$2,683,930
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$6,952,582
Net investment gain or loss from common/collective trusts2010-12-31$75,432
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$5,380,061
Employer contributions (assets) at end of year2010-12-31$5,370,267
Employer contributions (assets) at beginning of year2010-12-31$381
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$6,634,059
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31KPMG, LLP
Accountancy firm EIN2010-12-31135565207

Form 5500 Responses for CLEVELAND BROTHERS RETIREMENT PLAN

2023: CLEVELAND BROTHERS RETIREMENT PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: CLEVELAND BROTHERS RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entityMulitple employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: CLEVELAND BROTHERS RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entityMulitple employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CLEVELAND BROTHERS RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entityMulitple employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CLEVELAND BROTHERS RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entityMulitple employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CLEVELAND BROTHERS RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entityMulitple employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CLEVELAND BROTHERS RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CLEVELAND BROTHERS RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CLEVELAND BROTHERS RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01First time form 5500 has been submittedYes
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CLEVELAND BROTHERS RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CLEVELAND BROTHERS RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CLEVELAND BROTHERS RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CLEVELAND BROTHERS RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: CLEVELAND BROTHERS RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: CLEVELAND BROTHERS RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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