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OCEAN STATE NEUROSURGERY, LLC 401(K) P/S PLAN 401k Plan overview

Plan NameOCEAN STATE NEUROSURGERY, LLC 401(K) P/S PLAN
Plan identification number 001

OCEAN STATE NEUROSURGERY, LLC 401(K) P/S PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

OCEAN STATE NEUROSURGERY, LLC has sponsored the creation of one or more 401k plans.

Company Name:OCEAN STATE NEUROSURGERY, LLC
Employer identification number (EIN):203679885
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Additional information about OCEAN STATE NEUROSURGERY, LLC

Jurisdiction of Incorporation: Secretary of State Rhode Island
Incorporation Date:
Company Identification Number: 000151512

More information about OCEAN STATE NEUROSURGERY, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OCEAN STATE NEUROSURGERY, LLC 401(K) P/S PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012011-01-01MARIA GUGLIELMO2011-10-13
0012010-01-01MARIA GUGLIELMO, M.D.2011-04-28
0012008-01-01MARIA GUGLIELMO, M.D.
0012007-01-01MARIA GUGLIELMO, M.D.

Plan Statistics for OCEAN STATE NEUROSURGERY, LLC 401(K) P/S PLAN

401k plan membership statisitcs for OCEAN STATE NEUROSURGERY, LLC 401(K) P/S PLAN

Measure Date Value
2008: OCEAN STATE NEUROSURGERY, LLC 401(K) P/S PLAN 2008 401k membership
Total participants, beginning-of-year2008-01-015
Total number of active participants reported on line 7a of the Form 55002008-01-013
Number of retired or separated participants receiving benefits2008-01-010
Number of other retired or separated participants entitled to future benefits2008-01-012
Total of all active and inactive participants2008-01-015
Total participants2008-01-015
Number of participants with account balances2008-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2008-01-011
2007: OCEAN STATE NEUROSURGERY, LLC 401(K) P/S PLAN 2007 401k membership
Total participants, beginning-of-year2007-01-012
Total number of active participants reported on line 7a of the Form 55002007-01-013
Total of all active and inactive participants2007-01-013
Total participants2007-01-013
Number of participants with account balances2007-01-011

Form 5500 Responses for OCEAN STATE NEUROSURGERY, LLC 401(K) P/S PLAN

2008: OCEAN STATE NEUROSURGERY, LLC 401(K) P/S PLAN 2008 form 5500 responses
2008-01-01Type of plan entitySingle employer plan
2008-01-01Submission has been amendedYes
2008-01-01This submission is the final filingNo
2008-01-01This return/report is a short plan year return/report (less than 12 months)No
2008-01-01Plan is a collectively bargained planNo
2008-01-01Plan funding arrangement – TrustYes
2008-01-01Plan benefit arrangement - TrustYes
2007: OCEAN STATE NEUROSURGERY, LLC 401(K) P/S PLAN 2007 form 5500 responses
2007-01-01Type of plan entitySingle employer plan
2007-01-01First time form 5500 has been submittedYes
2007-01-01Submission has been amendedNo
2007-01-01This submission is the final filingNo
2007-01-01This return/report is a short plan year return/report (less than 12 months)No
2007-01-01Plan is a collectively bargained planNo
2007-01-01Plan funding arrangement – TrustYes
2007-01-01Plan benefit arrangement - TrustYes

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