401k Plan data: S I SECURITIES LLC 401 K PROFIT SHARING PLAN TRUST plan

S I SECURITIES LLC 401 K PROFIT SHARING PLAN TRUST 401k Plan overview

Plan Name	S I SECURITIES LLC 401 K PROFIT SHARING PLAN TRUST
Plan identification number	001

S I SECURITIES LLC 401 K PROFIT SHARING PLAN TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

S I SECURITIES LLC has sponsored the creation of one or more 401k plans.

Company Name: S I SECURITIES LLC

Employer identification number (EIN): 204034015

NAIC Classification: 561600

Form 5500 Filing Information

Submission information for form 5500 for 401k plan S I SECURITIES LLC 401 K PROFIT SHARING PLAN TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2011-01-01 S I SECURITIES LLC 2012-08-30
001 2010-01-01 S I SECURITIES LLC 2012-08-30

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2011-01-01	S I SECURITIES LLC	2012-08-30
001	2010-01-01	S I SECURITIES LLC	2012-08-30

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Company Name:	S I SECURITIES LLC
Employer identification number (EIN):	204034015
NAIC Classification:	561600