401k Plan data: E SOURCE 401(K) PLAN plan

E SOURCE 401(K) PLAN 401k Plan overview

Plan Name	E SOURCE 401(K) PLAN
Plan identification number	001

E SOURCE 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

E SOURCE COMPANIES LLC has sponsored the creation of one or more 401k plans.

Company Name: E SOURCE COMPANIES LLC

Employer identification number (EIN): 204402870

NAIC Classification: 541990
NAIC Description: All Other Professional, Scientific, and Technical Services

Additional information about E SOURCE COMPANIES LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 4114371

More information about E SOURCE COMPANIES LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan E SOURCE 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01 BETH GIETL 2019-06-20 BETH GIETL 2019-06-20
001 2017-01-01 MINDY HOFFMAN 2018-05-15 MINDY HOFFMAN 2018-05-15
001 2017-01-01 MINDY HOFFMAN 2018-05-15 MINDY HOFFMAN 2018-05-15
001 2016-01-01 JESSICA DAVIS 2017-07-31
001 2015-01-01 JESSICA DAVIS 2016-06-01 JESSICA DAVIS 2016-06-01
001 2014-01-01 JESSICA DAVIS 2015-07-08
001 2013-01-01 CAMILLA ARLIT 2014-07-09 CAMILLA ARLIT 2014-07-09
001 2012-01-01 CAMILLA ARLIT 2013-05-20 CAMILLA ARLIT 2013-05-20
001 2011-01-01 CAMILLA ARLIT 2012-08-20
001 2010-01-01 CAMILLA ARLIT 2011-05-27
001 2009-01-01 CAMILLA ARLIT

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2023-01-01
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01	BETH GIETL	2019-06-20	BETH GIETL	2019-06-20
001	2017-01-01	MINDY HOFFMAN	2018-05-15	MINDY HOFFMAN	2018-05-15
001	2017-01-01	MINDY HOFFMAN	2018-05-15	MINDY HOFFMAN	2018-05-15
001	2016-01-01	JESSICA DAVIS	2017-07-31
001	2015-01-01	JESSICA DAVIS	2016-06-01	JESSICA DAVIS	2016-06-01
001	2014-01-01	JESSICA DAVIS	2015-07-08
001	2013-01-01	CAMILLA ARLIT	2014-07-09	CAMILLA ARLIT	2014-07-09
001	2012-01-01	CAMILLA ARLIT	2013-05-20	CAMILLA ARLIT	2013-05-20
001	2011-01-01	CAMILLA ARLIT	2012-08-20
001	2010-01-01	CAMILLA ARLIT	2011-05-27
001	2009-01-01	CAMILLA ARLIT

Plan Statistics for E SOURCE 401(K) PLAN

401k plan membership statisitcs for E SOURCE 401(K) PLAN

Measure Date Value
2023: E SOURCE 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year 2023-01-01 302
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 294
Number of retired or separated participants receiving benefits 2023-01-01 0
Number of other retired or separated participants entitled to future benefits 2023-01-01 61
Total of all active and inactive participants 2023-01-01 355
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 0
Total participants 2023-01-01 355
Number of participants with account balances 2023-01-01 340
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 11
2022: E SOURCE 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 251
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 233
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 40
Total of all active and inactive participants 2022-01-01 273
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 273
Number of participants with account balances 2022-01-01 268
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 11
2021: E SOURCE 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 186
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 190
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 35
Total of all active and inactive participants 2021-01-01 225
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 225
Number of participants with account balances 2021-01-01 197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 5
2020: E SOURCE 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 113
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 157
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 33
Total of all active and inactive participants 2020-01-01 190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 190
Number of participants with account balances 2020-01-01 170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: E SOURCE 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 124
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 91
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 20
Total of all active and inactive participants 2019-01-01 111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 111
Number of participants with account balances 2019-01-01 108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2009: E SOURCE 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 83
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 68
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 13
Total of all active and inactive participants 2009-01-01 81
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 81
Number of participants with account balances 2009-01-01 62
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2023: E SOURCE 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year	2023-01-01	302
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	294
Number of retired or separated participants receiving benefits	2023-01-01	0
Number of other retired or separated participants entitled to future benefits	2023-01-01	61
Total of all active and inactive participants	2023-01-01	355
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	0
Total participants	2023-01-01	355
Number of participants with account balances	2023-01-01	340
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	11
2022: E SOURCE 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	251
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	233
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	40
Total of all active and inactive participants	2022-01-01	273
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	273
Number of participants with account balances	2022-01-01	268
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	11
2021: E SOURCE 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	186
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	190
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	35
Total of all active and inactive participants	2021-01-01	225
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	225
Number of participants with account balances	2021-01-01	197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	5
2020: E SOURCE 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	113
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	157
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	33
Total of all active and inactive participants	2020-01-01	190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	190
Number of participants with account balances	2020-01-01	170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: E SOURCE 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	124
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	91
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	20
Total of all active and inactive participants	2019-01-01	111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	111
Number of participants with account balances	2019-01-01	108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2009: E SOURCE 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	83
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	68
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	13
Total of all active and inactive participants	2009-01-01	81
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	81
Number of participants with account balances	2009-01-01	62
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on E SOURCE 401(K) PLAN

Measure	Date	Value
2023 : E SOURCE 401(K) PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets	2023-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total income from all sources (including contributions)	2023-12-31	$7,881,741
Total loss/gain on sale of assets	2023-12-31	$0
Total of all expenses incurred	2023-12-31	$3,984,410
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-12-31	$3,915,560
Value of total corrective distributions	2023-12-31	$7,168
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-12-31	$5,059,803
Value of total assets at end of year	2023-12-31	$19,079,775
Value of total assets at beginning of year	2023-12-31	$15,182,444
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-12-31	$61,682
Total interest from all sources	2023-12-31	$7,084
Total dividends received (eg from common stock, registered investment company shares)	2023-12-31	$56,478
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2023-12-31	$56,478
Was this plan covered by a fidelity bond	2023-12-31	Yes
Value of fidelity bond cover	2023-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2023-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2023-12-31	No
Contributions received from participants	2023-12-31	$2,304,873
Participant contributions at end of year	2023-12-31	$107,423
Participant contributions at beginning of year	2023-12-31	$38,199
Participant contributions at beginning of year	2023-12-31	$69,977
Income. Received or receivable in cash from other sources (including rollovers)	2023-12-31	$1,963,625
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2023-12-31	$3,840
Other income not declared elsewhere	2023-12-31	$151
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Value of net income/loss	2023-12-31	$3,897,331
Value of net assets at end of year (total assets less liabilities)	2023-12-31	$19,079,775
Value of net assets at beginning of year (total assets less liabilities)	2023-12-31	$15,182,444
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-12-31	No
Were any leases to which the plan was party in default or uncollectible	2023-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2023-12-31	$3,381,016
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2023-12-31	$2,672,069
Value of interest in pooled separate accounts at end of year	2023-12-31	$15,380,327
Value of interest in pooled separate accounts at beginning of year	2023-12-31	$11,622,749
Interest on participant loans	2023-12-31	$2,511
Interest earned on other investments	2023-12-31	$4,573
Value of interest in common/collective trusts at beginning of year	2023-12-31	$513,880
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2023-12-31	$211,009
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2023-12-31	$240,047
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-12-31	$537,805
Net investment gain/loss from pooled separate accounts	2023-12-31	$2,184,121
Net investment gain or loss from common/collective trusts	2023-12-31	$36,299
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-12-31	No
Was there a failure to transmit to the plan any participant contributions	2023-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2023-12-31	No
Contributions received in cash from employer	2023-12-31	$791,305
Employer contributions (assets) at beginning of year	2023-12-31	$25,523
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-12-31	$3,911,720
Contract administrator fees	2023-12-31	$61,682
Did the plan have assets held for investment	2023-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-12-31	No
Opinion of an independent qualified public accountant for this plan	2023-12-31	Unqualified
Accountancy firm name	2023-12-31	FORVIS MAZARS, LLP
Accountancy firm EIN	2023-12-31	440160260
2022 : E SOURCE 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total transfer of assets to this plan	2022-12-31	$5,892,819
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$876,300
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$2,822,911
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$2,765,407
Value of total corrective distributions	2022-12-31	$1,117
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$3,126,695
Value of total assets at end of year	2022-12-31	$15,182,444
Value of total assets at beginning of year	2022-12-31	$11,236,236
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$56,387
Total interest from all sources	2022-12-31	$3,458
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$53,343
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$53,343
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$1,881,746
Participant contributions at end of year	2022-12-31	$38,199
Participant contributions at beginning of year	2022-12-31	$10,265
Participant contributions at end of year	2022-12-31	$69,977
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$561,542
Other income not declared elsewhere	2022-12-31	$5
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-1,946,611
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$15,182,444
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$11,236,236
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$1,387
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$2,672,069
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$501,124
Value of interest in pooled separate accounts at end of year	2022-12-31	$11,622,749
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$10,723,894
Interest on participant loans	2022-12-31	$1,370
Interest earned on other investments	2022-12-31	$2,088
Value of interest in common/collective trusts at end of year	2022-12-31	$513,880
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$240,047
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$953
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-345,567
Net investment gain/loss from pooled separate accounts	2022-12-31	$-1,942,042
Net investment gain or loss from common/collective trusts	2022-12-31	$-19,592
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$683,407
Employer contributions (assets) at end of year	2022-12-31	$25,523
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$2,765,407
Contract administrator fees	2022-12-31	$55,000
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	FORVIS, LLP
Accountancy firm EIN	2022-12-31	440160260
2021 : E SOURCE 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$3,310,632
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$1,268,515
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$1,268,424
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$2,044,871
Value of total assets at end of year	2021-12-31	$11,236,236
Value of total assets at beginning of year	2021-12-31	$9,194,119
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$91
Total interest from all sources	2021-12-31	$249
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$2
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$2
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$100,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$1,295,001
Participant contributions at end of year	2021-12-31	$10,265
Participant contributions at beginning of year	2021-12-31	$6,480
Participant contributions at beginning of year	2021-12-31	$499
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$263,560
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$-11
Other income not declared elsewhere	2021-12-31	$50
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$2,042,117
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$11,236,236
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$9,194,119
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$501,124
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$9,112,216
Value of interest in pooled separate accounts at end of year	2021-12-31	$10,723,894
Interest on participant loans	2021-12-31	$249
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$75,069
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$75,069
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$953
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$1,273,374
Net investment gain/loss from pooled separate accounts	2021-12-31	$-7,914
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$486,310
Employer contributions (assets) at beginning of year	2021-12-31	$-134
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$1,268,424
Contract administrator fees	2021-12-31	$91
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	Yes
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	FORVIS, LLP
Accountancy firm EIN	2021-12-31	440160260
2020 : E SOURCE 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total transfer of assets to this plan	2020-12-31	$2,094,892
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$2,578,520
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$619,947
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$613,317
Value of total corrective distributions	2020-12-31	$3,242
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,237,366
Value of total assets at end of year	2020-12-31	$9,194,119
Value of total assets at beginning of year	2020-12-31	$5,140,654
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$3,388
Total interest from all sources	2020-12-31	$352
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$270,851
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$270,851
Administrative expenses professional fees incurred	2020-12-31	$1,278
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$888,003
Participant contributions at end of year	2020-12-31	$6,480
Participant contributions at beginning of year	2020-12-31	$7,825
Participant contributions at end of year	2020-12-31	$499
Participant contributions at beginning of year	2020-12-31	$21,041
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$21,104
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$-11
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$0
Other income not declared elsewhere	2020-12-31	$-11
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$1,958,573
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$9,194,119
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$5,140,654
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$9,112,216
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$5,096,830
Interest on participant loans	2020-12-31	$318
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$75,069
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$10,028
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$10,028
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$34
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$1,069,962
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$328,259
Employer contributions (assets) at end of year	2020-12-31	$-134
Employer contributions (assets) at beginning of year	2020-12-31	$4,930
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$613,317
Contract administrator fees	2020-12-31	$2,110
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	BKD
Accountancy firm EIN	2020-12-31	440160260
2019 : E SOURCE 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$2,168,292
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$2,356,008
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$2,339,611
Value of total corrective distributions	2019-12-31	$12,809
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$973,862
Value of total assets at end of year	2019-12-31	$5,140,654
Value of total assets at beginning of year	2019-12-31	$5,328,370
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$3,588
Total interest from all sources	2019-12-31	$2,139
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$215,223
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$215,223
Administrative expenses professional fees incurred	2019-12-31	$673
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$681,530
Participant contributions at end of year	2019-12-31	$7,825
Participant contributions at beginning of year	2019-12-31	$9,012
Participant contributions at end of year	2019-12-31	$21,041
Participant contributions at beginning of year	2019-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$115,973
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$1
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$-187,716
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$5,140,654
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$5,328,370
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$5,096,830
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$5,232,141
Interest on participant loans	2019-12-31	$344
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$10,028
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$87,288
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$87,288
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$1,795
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$977,068
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$176,359
Employer contributions (assets) at end of year	2019-12-31	$4,930
Employer contributions (assets) at beginning of year	2019-12-31	$-72
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$2,339,611
Contract administrator fees	2019-12-31	$2,915
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	BKD
Accountancy firm EIN	2019-12-31	440160260
2009 : E SOURCE 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for E SOURCE 401(K) PLAN

2023: E SOURCE 401(K) PLAN 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	This submission is the final filing	No
2023-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2023-01-01	Plan is a collectively bargained plan	No
2023-01-01	Plan funding arrangement – Insurance	Yes
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement – Insurance	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: E SOURCE 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: E SOURCE 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: E SOURCE 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: E SOURCE 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2009: E SOURCE 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

822257

Policy instance

Insurance contract or identification number	822257
Number of Individuals Covered	355
Insurance policy start date	2023-01-01
Insurance policy end date	2023-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

467968

Policy instance

Insurance contract or identification number	467968
Number of Individuals Covered	355
Insurance policy start date	2023-01-01
Insurance policy end date	2023-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

822257

Policy instance

Insurance contract or identification number	822257
Number of Individuals Covered	273
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

467968

Policy instance

Insurance contract or identification number	467968
Number of Individuals Covered	273
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

822257

Policy instance

Insurance contract or identification number	822257
Number of Individuals Covered	225
Insurance policy start date	2021-12-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

467968

Policy instance

Insurance contract or identification number	467968
Number of Individuals Covered	225
Insurance policy start date	2021-12-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	E SOURCE COMPANIES LLC
Employer identification number (EIN):	204402870
NAIC Classification:	541990
NAIC Description:	All Other Professional, Scientific, and Technical Services

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	4114371