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LEGACY WEALTH PLANNING 401K PLAN AND TRUST 401k Plan overview

Plan NameLEGACY WEALTH PLANNING 401K PLAN AND TRUST
Plan identification number 001

LEGACY WEALTH PLANNING 401K PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

LEGACY WEALTH PLANNING LLC has sponsored the creation of one or more 401k plans.

Company Name:LEGACY WEALTH PLANNING LLC
Employer identification number (EIN):204458937
NAIC Classification:523120
NAIC Description:Securities Brokerage

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LEGACY WEALTH PLANNING 401K PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012018-01-01
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01CHRISTOPHER VARGAS CHRISTOPHER VARGAS2015-10-13
0012013-01-01CHRISTOPHER VARGAS CHRISTOPHER VARGAS2014-10-06
0012012-01-01CHRISTOPHER VARGAS CHRISTOPHER VARGAS2013-10-07
0012011-01-01CHRISTOPHER VARGAS CHRISTOPHER VARGAS2012-07-30
0012010-01-01CHRISTOPHER VARGAS CHRISTOPHER VARGAS2011-10-14
0012009-01-01CHRISTOPHER VARGAS CHRISTOPHER VARGAS2010-10-13

Plan Statistics for LEGACY WEALTH PLANNING 401K PLAN AND TRUST

401k plan membership statisitcs for LEGACY WEALTH PLANNING 401K PLAN AND TRUST

Measure Date Value
2016: LEGACY WEALTH PLANNING 401K PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-0110
Total number of active participants reported on line 7a of the Form 55002016-01-018
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-018
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-018
Number of participants with account balances2016-01-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: LEGACY WEALTH PLANNING 401K PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-0111
Total number of active participants reported on line 7a of the Form 55002015-01-018
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-012
Total of all active and inactive participants2015-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0110
Number of participants with account balances2015-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: LEGACY WEALTH PLANNING 401K PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-0111
Total number of active participants reported on line 7a of the Form 55002014-01-0110
Number of retired or separated participants receiving benefits2014-01-011
Total of all active and inactive participants2014-01-0111
Total participants2014-01-0111
Number of participants with account balances2014-01-0110
2013: LEGACY WEALTH PLANNING 401K PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-016
Total number of active participants reported on line 7a of the Form 55002013-01-0111
Total of all active and inactive participants2013-01-0111
Total participants2013-01-0111
Number of participants with account balances2013-01-0111
2012: LEGACY WEALTH PLANNING 401K PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-015
Total number of active participants reported on line 7a of the Form 55002012-01-016
Total of all active and inactive participants2012-01-016
Total participants2012-01-016
Number of participants with account balances2012-01-016
2011: LEGACY WEALTH PLANNING 401K PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-014
Total number of active participants reported on line 7a of the Form 55002011-01-015
Total of all active and inactive participants2011-01-015
Total participants2011-01-015
Number of participants with account balances2011-01-015
2010: LEGACY WEALTH PLANNING 401K PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year2010-01-014
Total number of active participants reported on line 7a of the Form 55002010-01-014
Total of all active and inactive participants2010-01-014
Total participants2010-01-014
Number of participants with account balances2010-01-014
2009: LEGACY WEALTH PLANNING 401K PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-014
Total number of active participants reported on line 7a of the Form 55002009-01-014
Total of all active and inactive participants2009-01-014
Total participants2009-01-014
Number of participants with account balances2009-01-014

Financial Data on LEGACY WEALTH PLANNING 401K PLAN AND TRUST

Measure Date Value
2016 : LEGACY WEALTH PLANNING 401K PLAN AND TRUST 2016 401k financial data
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$164,949
Expenses. Total of all expenses incurred2016-12-31$15,322
Benefits paid (including direct rollovers)2016-12-31$15,092
Total plan assets at end of year2016-12-31$1,050,270
Total plan assets at beginning of year2016-12-31$900,643
Value of fidelity bond covering the plan2016-12-31$100,000
Total contributions received or receivable from participants2016-12-31$76,145
Other income received2016-12-31$67,746
Net income (gross income less expenses)2016-12-31$149,627
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,050,270
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$900,643
Assets. Value of participant loans2016-12-31$27,336
Assets. Value of assets in partnership/joint-venture interests2016-12-31$0
Total contributions received or receivable from employer(s)2016-12-31$21,058
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$230
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : LEGACY WEALTH PLANNING 401K PLAN AND TRUST 2015 401k financial data
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$81,552
Expenses. Total of all expenses incurred2015-12-31$870,404
Benefits paid (including direct rollovers)2015-12-31$870,404
Total plan assets at end of year2015-12-31$900,643
Total plan assets at beginning of year2015-12-31$1,689,495
Value of fidelity bond covering the plan2015-12-31$170,000
Total contributions received or receivable from participants2015-12-31$87,848
Other income received2015-12-31$-29,070
Net income (gross income less expenses)2015-12-31$-788,852
Net plan assets at end of year (total assets less liabilities)2015-12-31$900,643
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,689,495
Assets. Value of participant loans2015-12-31$20,219
Assets. Value of assets in partnership/joint-venture interests2015-12-31$5,172
Total contributions received or receivable from employer(s)2015-12-31$22,774
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : LEGACY WEALTH PLANNING 401K PLAN AND TRUST 2014 401k financial data
Total plan liabilities at beginning of year2014-12-31$75
Total income from all sources2014-12-31$165,109
Expenses. Total of all expenses incurred2014-12-31$4,126
Benefits paid (including direct rollovers)2014-12-31$2,774
Total plan assets at end of year2014-12-31$1,689,495
Total plan assets at beginning of year2014-12-31$1,528,587
Value of fidelity bond covering the plan2014-12-31$35,000
Total contributions received or receivable from participants2014-12-31$109,136
Expenses. Other expenses not covered elsewhere2014-12-31$40
Other income received2014-12-31$20,277
Net income (gross income less expenses)2014-12-31$160,983
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,689,495
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,528,512
Assets. Value of participant loans2014-12-31$67,870
Assets. Value of assets in partnership/joint-venture interests2014-12-31$9,842
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022014-12-31$2,325
Total contributions received or receivable from employer(s)2014-12-31$35,696
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$1,312
2013 : LEGACY WEALTH PLANNING 401K PLAN AND TRUST 2013 401k financial data
Transfers to/from the plan2013-12-31$730,939
Total plan liabilities at end of year2013-12-31$75
Total income from all sources2013-12-31$317,471
Expenses. Total of all expenses incurred2013-12-31$85
Total plan assets at end of year2013-12-31$1,528,587
Total plan assets at beginning of year2013-12-31$480,187
Value of fidelity bond covering the plan2013-12-31$35,000
Total contributions received or receivable from participants2013-12-31$102,649
Expenses. Other expenses not covered elsewhere2013-12-31$35
Other income received2013-12-31$180,604
Net income (gross income less expenses)2013-12-31$317,386
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,528,512
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$480,187
Assets. Value of participant loans2013-12-31$15,576
Assets. Value of assets in partnership/joint-venture interests2013-12-31$7,707
Total contributions received or receivable from employer(s)2013-12-31$34,218
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$50
2012 : LEGACY WEALTH PLANNING 401K PLAN AND TRUST 2012 401k financial data
Transfers to/from the plan2012-12-31$48,761
Total income from all sources2012-12-31$103,357
Expenses. Total of all expenses incurred2012-12-31$66
Total plan assets at end of year2012-12-31$480,187
Total plan assets at beginning of year2012-12-31$328,135
Value of fidelity bond covering the plan2012-12-31$50,000
Total contributions received or receivable from participants2012-12-31$48,271
Expenses. Other expenses not covered elsewhere2012-12-31$36
Other income received2012-12-31$43,394
Net income (gross income less expenses)2012-12-31$103,291
Net plan assets at end of year (total assets less liabilities)2012-12-31$480,187
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$328,135
Assets. Value of participant loans2012-12-31$6,000
Total contributions received or receivable from employer(s)2012-12-31$11,692
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$30
2011 : LEGACY WEALTH PLANNING 401K PLAN AND TRUST 2011 401k financial data
Total income from all sources2011-12-31$31,582
Expenses. Total of all expenses incurred2011-12-31$55
Total plan assets at end of year2011-12-31$328,135
Total plan assets at beginning of year2011-12-31$296,608
Value of fidelity bond covering the plan2011-12-31$50,000
Total contributions received or receivable from participants2011-12-31$44,007
Other income received2011-12-31$-23,918
Net income (gross income less expenses)2011-12-31$31,527
Net plan assets at end of year (total assets less liabilities)2011-12-31$328,135
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$296,608
Total contributions received or receivable from employer(s)2011-12-31$11,493
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$55
2010 : LEGACY WEALTH PLANNING 401K PLAN AND TRUST 2010 401k financial data
Total income from all sources2010-12-31$63,291
Expenses. Total of all expenses incurred2010-12-31$30
Total plan assets at end of year2010-12-31$296,608
Total plan assets at beginning of year2010-12-31$233,347
Value of fidelity bond covering the plan2010-12-31$50,000
Total contributions received or receivable from participants2010-12-31$23,000
Other income received2010-12-31$36,092
Net income (gross income less expenses)2010-12-31$63,261
Net plan assets at end of year (total assets less liabilities)2010-12-31$296,608
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$233,347
Total contributions received or receivable from employer(s)2010-12-31$4,199
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$30

Form 5500 Responses for LEGACY WEALTH PLANNING 401K PLAN AND TRUST

2016: LEGACY WEALTH PLANNING 401K PLAN AND TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: LEGACY WEALTH PLANNING 401K PLAN AND TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: LEGACY WEALTH PLANNING 401K PLAN AND TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: LEGACY WEALTH PLANNING 401K PLAN AND TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: LEGACY WEALTH PLANNING 401K PLAN AND TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: LEGACY WEALTH PLANNING 401K PLAN AND TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: LEGACY WEALTH PLANNING 401K PLAN AND TRUST 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: LEGACY WEALTH PLANNING 401K PLAN AND TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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