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JAMES D. CARNEY, D.D.S. DEFINED BENEFIT PENSION PLAN & TRUST 401k Plan overview

Plan NameJAMES D. CARNEY, D.D.S. DEFINED BENEFIT PENSION PLAN & TRUST
Plan identification number 003

JAMES D. CARNEY, D.D.S. DEFINED BENEFIT PENSION PLAN & TRUST Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

JAMES D. CARNEY, D.D.S. has sponsored the creation of one or more 401k plans.

Company Name:JAMES D. CARNEY, D.D.S.
Employer identification number (EIN):204739642
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JAMES D. CARNEY, D.D.S. DEFINED BENEFIT PENSION PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032018-01-01JAMES CARNEY2019-04-17
0032017-01-01JAMES CARNEY2018-07-18
0032016-01-01JAMES CARNEY2017-09-24
0032015-01-01JAMES CARNEY2016-08-22
0032014-01-01JAMES CARNEY2015-08-14
0032013-01-01JAMES CARNEY2014-08-18
0032012-01-01JAMES CARNEY2013-09-28 JAMES D, CARNEY, DDS2013-09-28
0032011-01-01JAMES D. CARNEY2012-09-24 JAMES D. CARNEY2012-09-24
0032009-01-01JAMES CARNEY JAMES CARNEY2010-08-12

Plan Statistics for JAMES D. CARNEY, D.D.S. DEFINED BENEFIT PENSION PLAN & TRUST

401k plan membership statisitcs for JAMES D. CARNEY, D.D.S. DEFINED BENEFIT PENSION PLAN & TRUST

Measure Date Value
2018: JAMES D. CARNEY, D.D.S. DEFINED BENEFIT PENSION PLAN & TRUST 2018 401k membership
Market value of plan assets2018-12-312,873,895
Acturial value of plan assets2018-12-312,873,895
Funding target for retired participants and beneficiaries receiving payment2018-12-310
Number of terminated vested participants2018-12-310
Fundng target for terminated vested participants2018-12-310
Active participant vested funding target2018-12-312,661,513
Number of active participants2018-12-314
Total funding liabilities for active participants2018-12-312,688,014
Total participant count2018-12-314
Total funding target for all participants2018-12-312,688,014
Balance at beginning of prior year after applicable adjustments2018-12-3137,982
Prefunding balance at beginning of prior year after applicable adjustments2018-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2018-12-3136,370
Prefunding balanced used to offset prior years funding requirement2018-12-310
Amount remaining of carryover balance2018-12-311,612
Amount remaining of prefunding balance2018-12-310
Present value of excess contributions2018-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-12-310
Reductions in caryover balances due to elections or deemed elections2018-12-310
Reductions in prefunding balances due to elections or deemed elections2018-12-310
Balance of carryovers at beginning of current year2018-12-311,971
Balance of prefunding at beginning of current year2018-12-310
Total employer contributions2018-12-310
Total employee contributions2018-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2018-12-310
Contributions made to avoid restrictions adjusted to valuation date2018-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-12-310
Unpaid minimum required contributions for all prior years2018-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-12-310
Remaining amount of unpaid minimum required contributions2018-12-310
Minimum required contributions for current year target normal cost2018-12-3130,869
Net shortfall amortization installment of oustanding balance2018-12-310
Waiver amortization installment2018-12-310
Total funding amount beforereflecting carryover/prefunding balances2018-12-310
Carryover balance elected to use to offset funding requirement2018-12-310
Prefunding balance elected to use to offset funding requirement2018-12-310
Additional cash requirement2018-12-310
Contributions allocatedtoward minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for all years2018-12-310
2017: JAMES D. CARNEY, D.D.S. DEFINED BENEFIT PENSION PLAN & TRUST 2017 401k membership
Market value of plan assets2017-12-312,244,901
Acturial value of plan assets2017-12-312,244,901
Funding target for retired participants and beneficiaries receiving payment2017-12-310
Number of terminated vested participants2017-12-310
Fundng target for terminated vested participants2017-12-310
Active participant vested funding target2017-12-312,259,340
Number of active participants2017-12-315
Total funding liabilities for active participants2017-12-312,268,048
Total participant count2017-12-315
Total funding target for all participants2017-12-312,268,048
Balance at beginning of prior year after applicable adjustments2017-12-3134,153
Prefunding balance at beginning of prior year after applicable adjustments2017-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2017-12-310
Prefunding balanced used to offset prior years funding requirement2017-12-310
Amount remaining of carryover balance2017-12-3134,153
Amount remaining of prefunding balance2017-12-310
Present value of excess contributions2017-12-3164,792
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-3168,641
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-12-310
Reductions in caryover balances due to elections or deemed elections2017-12-310
Reductions in prefunding balances due to elections or deemed elections2017-12-310
Balance of carryovers at beginning of current year2017-12-3137,982
Balance of prefunding at beginning of current year2017-12-310
Total employer contributions2017-12-31138,700
Total employee contributions2017-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-31131,230
Unpaid minimum required contributions for all prior years2017-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-31157,562
Net shortfall amortization installment of oustanding balance2017-12-3161,129
Waiver amortization installment2017-12-310
Total funding amount beforereflecting carryover/prefunding balances2017-12-31167,600
Carryover balance elected to use to offset funding requirement2017-12-3136,370
Prefunding balance elected to use to offset funding requirement2017-12-310
Additional cash requirement2017-12-31131,230
Contributions allocatedtoward minimum required contributions for current year2017-12-31131,230
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
2016: JAMES D. CARNEY, D.D.S. DEFINED BENEFIT PENSION PLAN & TRUST 2016 401k membership
Market value of plan assets2016-12-311,887,206
Acturial value of plan assets2016-12-311,887,206
Funding target for retired participants and beneficiaries receiving payment2016-12-310
Number of terminated vested participants2016-12-310
Fundng target for terminated vested participants2016-12-310
Active participant vested funding target2016-12-311,833,392
Number of active participants2016-12-314
Total funding liabilities for active participants2016-12-311,839,968
Total participant count2016-12-314
Total funding target for all participants2016-12-311,839,968
Balance at beginning of prior year after applicable adjustments2016-12-3135,417
Prefunding balance at beginning of prior year after applicable adjustments2016-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Prefunding balanced used to offset prior years funding requirement2016-12-310
Amount remaining of carryover balance2016-12-3135,417
Amount remaining of prefunding balance2016-12-310
Present value of excess contributions2016-12-31140,996
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-31149,639
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-310
Reductions in caryover balances due to elections or deemed elections2016-12-310
Reductions in prefunding balances due to elections or deemed elections2016-12-310
Balance of carryovers at beginning of current year2016-12-3134,153
Balance of prefunding at beginning of current year2016-12-310
Total employer contributions2016-12-31150,000
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-31138,933
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-3187,226
Net shortfall amortization installment of oustanding balance2016-12-310
Waiver amortization installment2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-3174,141
Carryover balance elected to use to offset funding requirement2016-12-310
Prefunding balance elected to use to offset funding requirement2016-12-310
Additional cash requirement2016-12-3174,141
Contributions allocatedtoward minimum required contributions for current year2016-12-31138,933
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
2009: JAMES D. CARNEY, D.D.S. DEFINED BENEFIT PENSION PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-014
Total number of active participants reported on line 7a of the Form 55002009-01-013
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-011
Total of all active and inactive participants2009-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on JAMES D. CARNEY, D.D.S. DEFINED BENEFIT PENSION PLAN & TRUST

Measure Date Value
2010 : JAMES D. CARNEY, D.D.S. DEFINED BENEFIT PENSION PLAN & TRUST 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$192,454
Expenses. Total of all expenses incurred2010-12-31$20,634
Benefits paid (including direct rollovers)2010-12-31$20,618
Total plan assets at end of year2010-12-31$811,059
Total plan assets at beginning of year2010-12-31$639,239
Value of fidelity bond covering the plan2010-12-31$75,000
Total contributions received or receivable from participants2010-12-31$0
Expenses. Other expenses not covered elsewhere2010-12-31$16
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$102,454
Noncash contributions received2010-12-31$0
Net income (gross income less expenses)2010-12-31$171,820
Net plan assets at end of year (total assets less liabilities)2010-12-31$811,059
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$639,239
Total contributions received or receivable from employer(s)2010-12-31$90,000
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$0

Form 5500 Responses for JAMES D. CARNEY, D.D.S. DEFINED BENEFIT PENSION PLAN & TRUST

2009: JAMES D. CARNEY, D.D.S. DEFINED BENEFIT PENSION PLAN & TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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