NORTHERN TRUST GLOBAL INVESTMENTS has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NT COMMON DAILY QUANT ENHANCED EAFE FUND - LENDING
| Measure | Date | Value |
|---|
| 2012 : NT COMMON DAILY QUANT ENHANCED EAFE FUND - LENDING 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-07-01 | $1,287,132 |
| Total unrealized appreciation/depreciation of assets | 2012-07-01 | $1,287,132 |
| Total transfer of assets to this plan | 2012-07-01 | $442,760 |
| Total transfer of assets from this plan | 2012-07-01 | $20,531,693 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-07-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-07-01 | $1,783,975 |
| Total income from all sources (including contributions) | 2012-07-01 | $-636,743 |
| Total loss/gain on sale of assets | 2012-07-01 | $-2,375,807 |
| Total of all expenses incurred | 2012-07-01 | $30,175 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-07-01 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-07-01 | $0 |
| Value of total assets at end of year | 2012-07-01 | $0 |
| Value of total assets at beginning of year | 2012-07-01 | $22,539,826 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-07-01 | $30,175 |
| Total interest from all sources | 2012-07-01 | $22,581 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-07-01 | $437,671 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-07-01 | $1,887 |
| Administrative expenses professional fees incurred | 2012-07-01 | $19,591 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2012-07-01 | $374,254 |
| Assets. Other investments not covered elsewhere at beginning of year | 2012-07-01 | $1,766,713 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-07-01 | $110,812 |
| Assets. Loans (other than to participants) at beginning of year | 2012-07-01 | $1,722,240 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-07-01 | $1,783,975 |
| Administrative expenses (other) incurred | 2012-07-01 | $10,584 |
| Total non interest bearing cash at beginning of year | 2012-07-01 | $74,400 |
| Value of net income/loss | 2012-07-01 | $-666,918 |
| Value of net assets at end of year (total assets less liabilities) | 2012-07-01 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-07-01 | $20,755,851 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-07-01 | $52,304 |
| Income. Interest from loans (other than to participants) | 2012-07-01 | $22,581 |
| Value of interest in common/collective trusts at beginning of year | 2012-07-01 | $3,108 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-07-01 | $35,231 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-07-01 | $35,231 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-07-01 | $-8,320 |
| Income. Dividends from preferred stock | 2012-07-01 | $7,509 |
| Income. Dividends from common stock | 2012-07-01 | $428,275 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-07-01 | $18,400,764 |
| Aggregate proceeds on sale of assets | 2012-07-01 | $24,102,072 |
| Aggregate carrying amount (costs) on sale of assets | 2012-07-01 | $26,477,879 |
| 2011 : NT COMMON DAILY QUANT ENHANCED EAFE FUND - LENDING 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-4,556,646 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-4,556,646 |
| Total transfer of assets to this plan | 2011-12-31 | $831,880 |
| Total transfer of assets from this plan | 2011-12-31 | $3,150,740 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $1,783,975 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $3,152,582 |
| Total income from all sources (including contributions) | 2011-12-31 | $-2,689,283 |
| Total loss/gain on sale of assets | 2011-12-31 | $1,038,767 |
| Total of all expenses incurred | 2011-12-31 | $42,655 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $0 |
| Value of total assets at end of year | 2011-12-31 | $22,539,826 |
| Value of total assets at beginning of year | 2011-12-31 | $28,959,231 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $42,655 |
| Total interest from all sources | 2011-12-31 | $36,150 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $838,274 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $8,756 |
| Administrative expenses professional fees incurred | 2011-12-31 | $16,590 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2011-12-31 | $374,254 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2011-12-31 | $188,597 |
| Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $1,766,713 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $3,277,107 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $110,812 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $130,659 |
| Assets. Loans (other than to participants) at end of year | 2011-12-31 | $1,722,240 |
| Assets. Loans (other than to participants) at beginning of year | 2011-12-31 | $3,037,021 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $1,783,975 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $3,152,582 |
| Administrative expenses (other) incurred | 2011-12-31 | $26,065 |
| Total non interest bearing cash at end of year | 2011-12-31 | $74,400 |
| Total non interest bearing cash at beginning of year | 2011-12-31 | $138,133 |
| Value of net income/loss | 2011-12-31 | $-2,731,938 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $20,755,851 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $25,806,649 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $52,304 |
| Income. Interest from loans (other than to participants) | 2011-12-31 | $36,041 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $3,108 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $7,112 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $35,231 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $109 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-45,828 |
| Income. Dividends from preferred stock | 2011-12-31 | $6,039 |
| Income. Dividends from common stock | 2011-12-31 | $823,479 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $18,400,764 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $22,180,602 |
| Aggregate proceeds on sale of assets | 2011-12-31 | $25,611,975 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $24,573,208 |
| 2010 : NT COMMON DAILY QUANT ENHANCED EAFE FUND - LENDING 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $944,680 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $944,680 |
| Total transfer of assets to this plan | 2010-12-31 | $976,802 |
| Total transfer of assets from this plan | 2010-12-31 | $676,802 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $3,152,582 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $2,977,817 |
| Total income from all sources (including contributions) | 2010-12-31 | $2,039,877 |
| Total loss/gain on sale of assets | 2010-12-31 | $381,784 |
| Total of all expenses incurred | 2010-12-31 | $31,354 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $0 |
| Value of total assets at end of year | 2010-12-31 | $28,959,231 |
| Value of total assets at beginning of year | 2010-12-31 | $26,475,943 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $31,354 |
| Total interest from all sources | 2010-12-31 | $30,992 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $687,158 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $2,243 |
| Administrative expenses professional fees incurred | 2010-12-31 | $8,175 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2010-12-31 | $188,597 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2010-12-31 | $190,261 |
| Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $3,277,107 |
| Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $2,909,083 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $130,659 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $318,340 |
| Assets. Loans (other than to participants) at end of year | 2010-12-31 | $3,037,021 |
| Assets. Loans (other than to participants) at beginning of year | 2010-12-31 | $2,742,559 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $3,152,582 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $2,977,817 |
| Administrative expenses (other) incurred | 2010-12-31 | $23,179 |
| Total non interest bearing cash at end of year | 2010-12-31 | $138,133 |
| Total non interest bearing cash at beginning of year | 2010-12-31 | $158,232 |
| Value of net income/loss | 2010-12-31 | $2,008,523 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $25,806,649 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $23,498,126 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $0 |
| Income. Interest from loans (other than to participants) | 2010-12-31 | $30,034 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $7,112 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $0 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $958 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $-4,777 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $40 |
| Income. Dividends from preferred stock | 2010-12-31 | $2,247 |
| Income. Dividends from common stock | 2010-12-31 | $682,668 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $22,180,602 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $20,157,468 |
| Aggregate proceeds on sale of assets | 2010-12-31 | $11,432,915 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $11,051,131 |
