K & L INVESTMENTS, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan K & L INVESTMENTS, LLC 401(K) PROFIT SHARING PLAN
401k plan membership statisitcs for K & L INVESTMENTS, LLC 401(K) PROFIT SHARING PLAN
| Measure | Date | Value |
|---|
| 2015: K & L INVESTMENTS, LLC 401(K) PROFIT SHARING PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 38 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 20 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 18 |
| Total of all active and inactive participants | 2015-01-01 | 38 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
| Total participants | 2015-01-01 | 38 |
| Number of participants with account balances | 2015-01-01 | 37 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 1 |
| 2014: K & L INVESTMENTS, LLC 401(K) PROFIT SHARING PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 37 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 22 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 14 |
| Total of all active and inactive participants | 2014-01-01 | 36 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
| Total participants | 2014-01-01 | 36 |
| Number of participants with account balances | 2014-01-01 | 36 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 2 |
| 2013: K & L INVESTMENTS, LLC 401(K) PROFIT SHARING PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 42 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 23 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 13 |
| Total of all active and inactive participants | 2013-01-01 | 36 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
| Total participants | 2013-01-01 | 36 |
| Number of participants with account balances | 2013-01-01 | 33 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
| 2012: K & L INVESTMENTS, LLC 401(K) PROFIT SHARING PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 43 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 27 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 13 |
| Total of all active and inactive participants | 2012-01-01 | 40 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
| Total participants | 2012-01-01 | 40 |
| Number of participants with account balances | 2012-01-01 | 29 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
| 2011: K & L INVESTMENTS, LLC 401(K) PROFIT SHARING PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 38 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 22 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 16 |
| Total of all active and inactive participants | 2011-01-01 | 38 |
| Total participants | 2011-01-01 | 38 |
| Number of participants with account balances | 2011-01-01 | 34 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
| Measure | Date | Value |
|---|
| 2015 : K & L INVESTMENTS, LLC 401(K) PROFIT SHARING PLAN 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $101,229 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $8,862 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $8,362 |
| Total plan assets at end of year | 2015-12-31 | $1,076,026 |
| Total plan assets at beginning of year | 2015-12-31 | $983,659 |
| Value of fidelity bond covering the plan | 2015-12-31 | $50,000 |
| Total contributions received or receivable from participants | 2015-12-31 | $79,185 |
| Assets. Value of loans (other than to participants) | 2015-12-31 | $0 |
| Other income received | 2015-12-31 | $-17,151 |
| Net income (gross income less expenses) | 2015-12-31 | $92,367 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $1,076,026 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $983,659 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $39,195 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $500 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| 2014 : K & L INVESTMENTS, LLC 401(K) PROFIT SHARING PLAN 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $179,241 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $80,053 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $12,331 |
| Total plan assets at end of year | 2014-12-31 | $983,659 |
| Total plan assets at beginning of year | 2014-12-31 | $884,471 |
| Value of fidelity bond covering the plan | 2014-12-31 | $50,000 |
| Total contributions received or receivable from participants | 2014-12-31 | $94,091 |
| Assets. Value of loans (other than to participants) | 2014-12-31 | $35,373 |
| Other income received | 2014-12-31 | $40,150 |
| Net income (gross income less expenses) | 2014-12-31 | $99,188 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $983,659 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $884,471 |
| Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102 | 2014-12-31 | $13,300 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $45,000 |
| Value of corrective distributions | 2014-12-31 | $67,422 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $300 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| 2013 : K & L INVESTMENTS, LLC 401(K) PROFIT SHARING PLAN 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $202,132 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $15,863 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $15,463 |
| Total plan assets at end of year | 2013-12-31 | $884,471 |
| Total plan assets at beginning of year | 2013-12-31 | $698,202 |
| Value of fidelity bond covering the plan | 2013-12-31 | $50,000 |
| Total contributions received or receivable from participants | 2013-12-31 | $85,819 |
| Assets. Value of loans (other than to participants) | 2013-12-31 | $49,024 |
| Other income received | 2013-12-31 | $116,313 |
| Net income (gross income less expenses) | 2013-12-31 | $186,269 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $884,471 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $698,202 |
| Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102 | 2013-12-31 | $13,300 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $400 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| 2012 : K & L INVESTMENTS, LLC 401(K) PROFIT SHARING PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $111,700 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $12,830 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $12,130 |
| Total plan assets at end of year | 2012-12-31 | $698,202 |
| Total plan assets at beginning of year | 2012-12-31 | $599,332 |
| Value of fidelity bond covering the plan | 2012-12-31 | $50,000 |
| Total contributions received or receivable from participants | 2012-12-31 | $9,453 |
| Assets. Value of loans (other than to participants) | 2012-12-31 | $68,432 |
| Other income received | 2012-12-31 | $63,390 |
| Net income (gross income less expenses) | 2012-12-31 | $98,870 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $698,202 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $599,332 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $38,857 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2012-12-31 | $700 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| 2011 : K & L INVESTMENTS, LLC 401(K) PROFIT SHARING PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $113,060 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $2,810 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $2,510 |
| Total plan assets at end of year | 2011-12-31 | $596,626 |
| Total plan assets at beginning of year | 2011-12-31 | $486,376 |
| Value of fidelity bond covering the plan | 2011-12-31 | $50,000 |
| Total contributions received or receivable from participants | 2011-12-31 | $93,102 |
| Assets. Value of loans (other than to participants) | 2011-12-31 | $62,936 |
| Other income received | 2011-12-31 | $18,302 |
| Net income (gross income less expenses) | 2011-12-31 | $110,250 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $596,626 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $486,376 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $1,656 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2011-12-31 | $300 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| 2015: K & L INVESTMENTS, LLC 401(K) PROFIT SHARING PLAN 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Submission has been amended | No |
| 2015-01-01 | This submission is the final filing | No |
| 2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-01-01 | Plan is a collectively bargained plan | No |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: K & L INVESTMENTS, LLC 401(K) PROFIT SHARING PLAN 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Submission has been amended | No |
| 2014-01-01 | This submission is the final filing | No |
| 2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-01-01 | Plan is a collectively bargained plan | No |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: K & L INVESTMENTS, LLC 401(K) PROFIT SHARING PLAN 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Submission has been amended | No |
| 2013-01-01 | This submission is the final filing | No |
| 2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-01-01 | Plan is a collectively bargained plan | No |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: K & L INVESTMENTS, LLC 401(K) PROFIT SHARING PLAN 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Submission has been amended | No |
| 2012-01-01 | This submission is the final filing | No |
| 2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-01-01 | Plan is a collectively bargained plan | No |
| 2012-01-01 | Plan funding arrangement – Insurance | Yes |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: K & L INVESTMENTS, LLC 401(K) PROFIT SHARING PLAN 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Submission has been amended | Yes |
| 2011-01-01 | This submission is the final filing | No |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-01-01 | Plan is a collectively bargained plan | No |
| 2011-01-01 | Plan funding arrangement – Insurance | Yes |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-823998 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-823998 | | Number of Individuals Covered | 37 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Total amount of commissions paid to insurance broker | USD $3,126 | | Total amount of fees paid to insurance company | USD $492 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $3,126 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 492 | | Additional information about fees paid to insurance broker | ADMINISTRATION | | Insurance broker name | SUNWEST PENSIONS |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-823998 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-823998 | | Number of Individuals Covered | 36 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $2,410 | | Total amount of fees paid to insurance company | USD $427 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $2,410 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 427 | | Additional information about fees paid to insurance broker | ADMINISTRATION | | Insurance broker name | SUNWEST PENSIONS |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-823998 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-823998 | | Number of Individuals Covered | 33 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $2,159 | | Total amount of fees paid to insurance company | USD $338 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $2,159 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 338 | | Additional information about fees paid to insurance broker | ADMINISTRATION | | Insurance broker name | SUNWEST PENSIONS |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-823998 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-823998 | | Number of Individuals Covered | 29 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $1,483 | | Total amount of fees paid to insurance company | USD $841 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,483 | | Amount paid for insurance broker fees | 561 | | Additional information about fees paid to insurance broker | SALES/MARKETING | | Insurance broker organization code? | 3 | | Insurance broker name | SUNWEST PENSIONS |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-823998 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-823998 | | Number of Individuals Covered | 34 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $4,450 | | Total amount of fees paid to insurance company | USD $410 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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