401k Plan data: SOUTHWEST HEART GROUP, PLLC 401(K) PROFIT SHARING PLAN AND TRUST plan

SOUTHWEST HEART GROUP, PLLC 401(K) PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan Name	SOUTHWEST HEART GROUP, PLLC 401(K) PROFIT SHARING PLAN AND TRUST
Plan identification number	001

SOUTHWEST HEART GROUP, PLLC 401(K) PROFIT SHARING PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.

401k Sponsoring company profile

SOUTHWEST HEART GROUP, PLLC has sponsored the creation of one or more 401k plans.

Company Name: SOUTHWEST HEART GROUP, PLLC

Employer identification number (EIN): 205655084

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SOUTHWEST HEART GROUP, PLLC 401(K) PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2011-01-01 JOHN HOLZ
001 2009-01-01 JOHN HOLZ
001 2008-01-01 JOHN HOLZ
001 2007-01-01 JOHN HOLZ

Plan id#	Filing Submission Date	Name of Administrator
001	2011-01-01	JOHN HOLZ
001	2009-01-01	JOHN HOLZ
001	2008-01-01	JOHN HOLZ
001	2007-01-01	JOHN HOLZ

Plan Statistics for SOUTHWEST HEART GROUP, PLLC 401(K) PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for SOUTHWEST HEART GROUP, PLLC 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2011: SOUTHWEST HEART GROUP, PLLC 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 31
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 0
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 0
Number of participants with account balances 2011-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: SOUTHWEST HEART GROUP, PLLC 401(K) PROFIT SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 45
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 36
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 5
Total of all active and inactive participants 2009-01-01 41
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 41
Number of participants with account balances 2009-01-01 30
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0
2008: SOUTHWEST HEART GROUP, PLLC 401(K) PROFIT SHARING PLAN AND TRUST 2008 401k membership
Total participants, beginning-of-year 2008-01-01 28
Total number of active participants reported on line 7a of the Form 5500 2008-01-01 36
Number of retired or separated participants receiving benefits 2008-01-01 0
Number of other retired or separated participants entitled to future benefits 2008-01-01 9
Total of all active and inactive participants 2008-01-01 45
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2008-01-01 0
Total participants 2008-01-01 45
Number of participants with account balances 2008-01-01 28
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2008-01-01 0
2007: SOUTHWEST HEART GROUP, PLLC 401(K) PROFIT SHARING PLAN AND TRUST 2007 401k membership
Total participants, beginning-of-year 2007-01-01 36
Total number of active participants reported on line 7a of the Form 5500 2007-01-01 19
Number of retired or separated participants receiving benefits 2007-01-01 0
Number of other retired or separated participants entitled to future benefits 2007-01-01 9
Total of all active and inactive participants 2007-01-01 28
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2007-01-01 0
Total participants 2007-01-01 28
Number of participants with account balances 2007-01-01 30
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2007-01-01 0

Measure	Date	Value
2011: SOUTHWEST HEART GROUP, PLLC 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	31
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	0
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	0
Number of participants with account balances	2011-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: SOUTHWEST HEART GROUP, PLLC 401(K) PROFIT SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	45
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	36
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	5
Total of all active and inactive participants	2009-01-01	41
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	41
Number of participants with account balances	2009-01-01	30
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0
2008: SOUTHWEST HEART GROUP, PLLC 401(K) PROFIT SHARING PLAN AND TRUST 2008 401k membership
Total participants, beginning-of-year	2008-01-01	28
Total number of active participants reported on line 7a of the Form 5500	2008-01-01	36
Number of retired or separated participants receiving benefits	2008-01-01	0
Number of other retired or separated participants entitled to future benefits	2008-01-01	9
Total of all active and inactive participants	2008-01-01	45
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2008-01-01	0
Total participants	2008-01-01	45
Number of participants with account balances	2008-01-01	28
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2008-01-01	0
2007: SOUTHWEST HEART GROUP, PLLC 401(K) PROFIT SHARING PLAN AND TRUST 2007 401k membership
Total participants, beginning-of-year	2007-01-01	36
Total number of active participants reported on line 7a of the Form 5500	2007-01-01	19
Number of retired or separated participants receiving benefits	2007-01-01	0
Number of other retired or separated participants entitled to future benefits	2007-01-01	9
Total of all active and inactive participants	2007-01-01	28
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2007-01-01	0
Total participants	2007-01-01	28
Number of participants with account balances	2007-01-01	30
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2007-01-01	0

Financial Data on SOUTHWEST HEART GROUP, PLLC 401(K) PROFIT SHARING PLAN AND TRUST

Measure	Date	Value
2011 : SOUTHWEST HEART GROUP, PLLC 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k financial data
Total income from all sources	2011-12-31	$-6,493
Expenses. Total of all expenses incurred	2011-12-31	$643,503
Benefits paid (including direct rollovers)	2011-12-31	$636,840
Total plan assets at end of year	2011-12-31	$0
Total plan assets at beginning of year	2011-12-31	$649,996
Other income received	2011-12-31	$-6,493
Net income (gross income less expenses)	2011-12-31	$-649,996
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$649,996
Assets. Value of participant loans	2011-12-31	$0
Value of certain deemed distributions of participant loans	2011-12-31	$6,663
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : SOUTHWEST HEART GROUP, PLLC 401(K) PROFIT SHARING PLAN AND TRUST 2010 401k financial data
Total income from all sources	2010-12-31	$160,178
Expenses. Total of all expenses incurred	2010-12-31	$4,890
Benefits paid (including direct rollovers)	2010-12-31	$4,890
Total plan assets at end of year	2010-12-31	$649,996
Total plan assets at beginning of year	2010-12-31	$494,708
Value of fidelity bond covering the plan	2010-12-31	$15,000
Total contributions received or receivable from participants	2010-12-31	$104,600
Other income received	2010-12-31	$55,578
Net income (gross income less expenses)	2010-12-31	$155,288
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$649,996
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$494,708
Assets. Value of participant loans	2010-12-31	$6,663
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : SOUTHWEST HEART GROUP, PLLC 401(K) PROFIT SHARING PLAN AND TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0
2008 : SOUTHWEST HEART GROUP, PLLC 401(K) PROFIT SHARING PLAN AND TRUST 2008 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2008-12-31	$0
2007 : SOUTHWEST HEART GROUP, PLLC 401(K) PROFIT SHARING PLAN AND TRUST 2007 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2007-12-31	$0

Form 5500 Responses for SOUTHWEST HEART GROUP, PLLC 401(K) PROFIT SHARING PLAN AND TRUST

2011: SOUTHWEST HEART GROUP, PLLC 401(K) PROFIT SHARING PLAN AND TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	Yes
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: SOUTHWEST HEART GROUP, PLLC 401(K) PROFIT SHARING PLAN AND TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes
2008: SOUTHWEST HEART GROUP, PLLC 401(K) PROFIT SHARING PLAN AND TRUST 2008 form 5500 responses
2008-01-01	Type of plan entity	Single employer plan
2008-01-01	Submission has been amended	Yes
2008-01-01	This submission is the final filing	No
2008-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-01-01	Plan is a collectively bargained plan	No
2008-01-01	Plan funding arrangement – Insurance	Yes
2008-01-01	Plan funding arrangement – Trust	Yes
2008-01-01	Plan benefit arrangement – Insurance	Yes
2008-01-01	Plan benefit arrangement - Trust	Yes
2007: SOUTHWEST HEART GROUP, PLLC 401(K) PROFIT SHARING PLAN AND TRUST 2007 form 5500 responses
2007-01-01	Type of plan entity	Single employer plan
2007-01-01	Submission has been amended	Yes
2007-01-01	This submission is the final filing	No
2007-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2007-01-01	Plan is a collectively bargained plan	No
2007-01-01	Plan funding arrangement – Insurance	Yes
2007-01-01	Plan funding arrangement – Trust	Yes
2007-01-01	Plan benefit arrangement – Insurance	Yes
2007-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	SOUTHWEST HEART GROUP, PLLC
Employer identification number (EIN):	205655084
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)