401k Plan data: STEVEN E. BROWN, A PROFESSIONAL LAW CORPORATION DEFINED BENEFIT PENSION PLAN plan

STEVEN E. BROWN, A PROFESSIONAL LAW CORPORATION DEFINED BENEFIT PENSION PLAN 401k Plan overview

Plan Name	STEVEN E. BROWN, A PROFESSIONAL LAW CORPORATION DEFINED BENEFIT PENSION PLAN
Plan identification number	001

STEVEN E. BROWN, A PROFESSIONAL LAW CORPORATION DEFINED BENEFIT PENSION PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

STEVEN E. BROWN, A PROFESSIONAL LAW CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: STEVEN E. BROWN, A PROFESSIONAL LAW CORPORATION

Employer identification number (EIN): 208083626

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STEVEN E. BROWN, A PROFESSIONAL LAW CORPORATION DEFINED BENEFIT PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-01-01 DOUG KATERS, FOR SBPC, INC. 2020-10-12
001 2018-01-01 DOUG KATERS, FOR SBPC, INC. 2019-10-11
001 2017-01-01 DOUG KATERS, FOR SBPC, INC. 2018-10-12
001 2016-01-01 DOUG KATERS, FOR SBPC, INC. 2017-06-08
001 2015-01-01 DOUG KATERS, FOR SBPC, INC. 2016-10-17
001 2014-01-01 DOUG KATERS, FOR SBPC, INC. 2015-10-13
001 2013-01-01 DOUG KATERS, FOR SBPC, INC. 2014-09-02
001 2012-01-01 DOUGLAS A. KATERS, FOR SBPC, INC. 2013-07-11
001 2011-01-01 DOUG KATERS 2012-09-20
001 2010-01-01 DOUG KATERS 2011-09-12

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2019-01-01	DOUG KATERS, FOR SBPC, INC.	2020-10-12
001	2018-01-01	DOUG KATERS, FOR SBPC, INC.	2019-10-11
001	2017-01-01	DOUG KATERS, FOR SBPC, INC.	2018-10-12
001	2016-01-01	DOUG KATERS, FOR SBPC, INC.	2017-06-08
001	2015-01-01	DOUG KATERS, FOR SBPC, INC.	2016-10-17
001	2014-01-01	DOUG KATERS, FOR SBPC, INC.	2015-10-13
001	2013-01-01	DOUG KATERS, FOR SBPC, INC.	2014-09-02
001	2012-01-01	DOUGLAS A. KATERS, FOR SBPC, INC.	2013-07-11
001	2011-01-01	DOUG KATERS	2012-09-20
001	2010-01-01	DOUG KATERS	2011-09-12

Plan Statistics for STEVEN E. BROWN, A PROFESSIONAL LAW CORPORATION DEFINED BENEFIT PENSION PLAN

401k plan membership statisitcs for STEVEN E. BROWN, A PROFESSIONAL LAW CORPORATION DEFINED BENEFIT PENSION PLAN

Measure Date Value
2018: STEVEN E. BROWN, A PROFESSIONAL LAW CORPORATION DEFINED BENEFIT PENSION PLAN 2018 401k membership
Market value of plan assets 2018-12-31 418,073
Acturial value of plan assets 2018-12-31 418,073
Funding target for retired participants and beneficiaries receiving payment 2018-12-31 0
Number of terminated vested participants 2018-12-31 0
Fundng target for terminated vested participants 2018-12-31 0
Active participant vested funding target 2018-12-31 462,728
Number of active participants 2018-12-31 3
Total funding liabilities for active participants 2018-12-31 462,728
Total participant count 2018-12-31 3
Total funding target for all participants 2018-12-31 462,728
Balance at beginning of prior year after applicable adjustments 2018-12-31 2,590
Prefunding balance at beginning of prior year after applicable adjustments 2018-12-31 67,523
Carryover balanced portion elected for use to offset prior years funding requirement 2018-12-31 0
Prefunding balanced used to offset prior years funding requirement 2018-12-31 0
Amount remaining of carryover balance 2018-12-31 2,590
Amount remaining of prefunding balance 2018-12-31 67,523
Present value of excess contributions 2018-12-31 251,312
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2018-12-31 265,285
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2018-12-31 0
Reductions in caryover balances due to elections or deemed elections 2018-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2018-12-31 0
Balance of carryovers at beginning of current year 2018-12-31 2,806
Balance of prefunding at beginning of current year 2018-12-31 73,161
Total employer contributions 2018-12-31 86,890
Total employee contributions 2018-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2018-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2018-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2018-12-31 83,794
Unpaid minimum required contributions for all prior years 2018-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2018-12-31 0
Remaining amount of unpaid minimum required contributions 2018-12-31 0
Minimum required contributions for current year target normal cost 2018-12-31 0
Net shortfall amortization installment of oustanding balance 2018-12-31 120,622
Total funding amount beforereflecting carryover/prefunding balances 2018-12-31 19,692
Carryover balance elected to use to offset funding requirement 2018-12-31 0
Prefunding balance elected to use to offset funding requirement 2018-12-31 0
Additional cash requirement 2018-12-31 19,692
Contributions allocatedtoward minimum required contributions for current year 2018-12-31 83,794
Unpaid minimum required contributions for current year 2018-12-31 0
Unpaid minimum required contributions for all years 2018-12-31 0
2017: STEVEN E. BROWN, A PROFESSIONAL LAW CORPORATION DEFINED BENEFIT PENSION PLAN 2017 401k membership
Market value of plan assets 2017-12-31 2,027,005
Acturial value of plan assets 2017-12-31 2,027,005
Funding target for retired participants and beneficiaries receiving payment 2017-12-31 0
Number of terminated vested participants 2017-12-31 0
Fundng target for terminated vested participants 2017-12-31 0
Active participant vested funding target 2017-12-31 1,710,071
Number of active participants 2017-12-31 2
Total funding liabilities for active participants 2017-12-31 1,710,071
Total participant count 2017-12-31 2
Total funding target for all participants 2017-12-31 1,710,071
Balance at beginning of prior year after applicable adjustments 2017-12-31 2,409
Prefunding balance at beginning of prior year after applicable adjustments 2017-12-31 62,800
Carryover balanced portion elected for use to offset prior years funding requirement 2017-12-31 0
Prefunding balanced used to offset prior years funding requirement 2017-12-31 0
Amount remaining of carryover balance 2017-12-31 2,409
Amount remaining of prefunding balance 2017-12-31 62,800
Present value of excess contributions 2017-12-31 191,885
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2017-12-31 202,957
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2017-12-31 0
Reductions in caryover balances due to elections or deemed elections 2017-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2017-12-31 0
Balance of carryovers at beginning of current year 2017-12-31 2,590
Balance of prefunding at beginning of current year 2017-12-31 67,523
Total employer contributions 2017-12-31 261,485
Total employee contributions 2017-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2017-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2017-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2017-12-31 251,312
Unpaid minimum required contributions for all prior years 2017-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2017-12-31 0
Remaining amount of unpaid minimum required contributions 2017-12-31 0
Minimum required contributions for current year target normal cost 2017-12-31 0
Net shortfall amortization installment of oustanding balance 2017-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2017-12-31 0
Carryover balance elected to use to offset funding requirement 2017-12-31 0
Prefunding balance elected to use to offset funding requirement 2017-12-31 0
Additional cash requirement 2017-12-31 0
Contributions allocatedtoward minimum required contributions for current year 2017-12-31 251,312
Unpaid minimum required contributions for current year 2017-12-31 0
Unpaid minimum required contributions for all years 2017-12-31 0
2016: STEVEN E. BROWN, A PROFESSIONAL LAW CORPORATION DEFINED BENEFIT PENSION PLAN 2016 401k membership
Market value of plan assets 2016-12-31 1,725,587
Acturial value of plan assets 2016-12-31 1,725,587
Funding target for retired participants and beneficiaries receiving payment 2016-12-31 0
Number of terminated vested participants 2016-12-31 0
Fundng target for terminated vested participants 2016-12-31 0
Active participant vested funding target 2016-12-31 1,482,959
Number of active participants 2016-12-31 2
Total funding liabilities for active participants 2016-12-31 1,482,959
Total participant count 2016-12-31 2
Total funding target for all participants 2016-12-31 1,482,959
Balance at beginning of prior year after applicable adjustments 2016-12-31 2,512
Prefunding balance at beginning of prior year after applicable adjustments 2016-12-31 65,492
Carryover balanced portion elected for use to offset prior years funding requirement 2016-12-31 0
Prefunding balanced used to offset prior years funding requirement 2016-12-31 0
Amount remaining of carryover balance 2016-12-31 2,512
Amount remaining of prefunding balance 2016-12-31 65,492
Present value of excess contributions 2016-12-31 210,673
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2016-12-31 223,313
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2016-12-31 0
Reductions in caryover balances due to elections or deemed elections 2016-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2016-12-31 0
Balance of carryovers at beginning of current year 2016-12-31 2,409
Balance of prefunding at beginning of current year 2016-12-31 62,800
Total employer contributions 2016-12-31 189,130
Total employee contributions 2016-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2016-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2016-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2016-12-31 191,885
Unpaid minimum required contributions for all prior years 2016-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2016-12-31 0
Remaining amount of unpaid minimum required contributions 2016-12-31 0
Minimum required contributions for current year target normal cost 2016-12-31 0
Net shortfall amortization installment of oustanding balance 2016-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2016-12-31 0
Carryover balance elected to use to offset funding requirement 2016-12-31 0
Prefunding balance elected to use to offset funding requirement 2016-12-31 0
Additional cash requirement 2016-12-31 0
Contributions allocatedtoward minimum required contributions for current year 2016-12-31 191,885
Unpaid minimum required contributions for current year 2016-12-31 0
Unpaid minimum required contributions for all years 2016-12-31 0

Measure	Date	Value
2018: STEVEN E. BROWN, A PROFESSIONAL LAW CORPORATION DEFINED BENEFIT PENSION PLAN 2018 401k membership
Market value of plan assets	2018-12-31	418,073
Acturial value of plan assets	2018-12-31	418,073
Funding target for retired participants and beneficiaries receiving payment	2018-12-31	0
Number of terminated vested participants	2018-12-31	0
Fundng target for terminated vested participants	2018-12-31	0
Active participant vested funding target	2018-12-31	462,728
Number of active participants	2018-12-31	3
Total funding liabilities for active participants	2018-12-31	462,728
Total participant count	2018-12-31	3
Total funding target for all participants	2018-12-31	462,728
Balance at beginning of prior year after applicable adjustments	2018-12-31	2,590
Prefunding balance at beginning of prior year after applicable adjustments	2018-12-31	67,523
Carryover balanced portion elected for use to offset prior years funding requirement	2018-12-31	0
Prefunding balanced used to offset prior years funding requirement	2018-12-31	0
Amount remaining of carryover balance	2018-12-31	2,590
Amount remaining of prefunding balance	2018-12-31	67,523
Present value of excess contributions	2018-12-31	251,312
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2018-12-31	265,285
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2018-12-31	0
Reductions in caryover balances due to elections or deemed elections	2018-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2018-12-31	0
Balance of carryovers at beginning of current year	2018-12-31	2,806
Balance of prefunding at beginning of current year	2018-12-31	73,161
Total employer contributions	2018-12-31	86,890
Total employee contributions	2018-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2018-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2018-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2018-12-31	83,794
Unpaid minimum required contributions for all prior years	2018-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2018-12-31	0
Remaining amount of unpaid minimum required contributions	2018-12-31	0
Minimum required contributions for current year target normal cost	2018-12-31	0
Net shortfall amortization installment of oustanding balance	2018-12-31	120,622
Total funding amount beforereflecting carryover/prefunding balances	2018-12-31	19,692
Carryover balance elected to use to offset funding requirement	2018-12-31	0
Prefunding balance elected to use to offset funding requirement	2018-12-31	0
Additional cash requirement	2018-12-31	19,692
Contributions allocatedtoward minimum required contributions for current year	2018-12-31	83,794
Unpaid minimum required contributions for current year	2018-12-31	0
Unpaid minimum required contributions for all years	2018-12-31	0
2017: STEVEN E. BROWN, A PROFESSIONAL LAW CORPORATION DEFINED BENEFIT PENSION PLAN 2017 401k membership
Market value of plan assets	2017-12-31	2,027,005
Acturial value of plan assets	2017-12-31	2,027,005
Funding target for retired participants and beneficiaries receiving payment	2017-12-31	0
Number of terminated vested participants	2017-12-31	0
Fundng target for terminated vested participants	2017-12-31	0
Active participant vested funding target	2017-12-31	1,710,071
Number of active participants	2017-12-31	2
Total funding liabilities for active participants	2017-12-31	1,710,071
Total participant count	2017-12-31	2
Total funding target for all participants	2017-12-31	1,710,071
Balance at beginning of prior year after applicable adjustments	2017-12-31	2,409
Prefunding balance at beginning of prior year after applicable adjustments	2017-12-31	62,800
Carryover balanced portion elected for use to offset prior years funding requirement	2017-12-31	0
Prefunding balanced used to offset prior years funding requirement	2017-12-31	0
Amount remaining of carryover balance	2017-12-31	2,409
Amount remaining of prefunding balance	2017-12-31	62,800
Present value of excess contributions	2017-12-31	191,885
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2017-12-31	202,957
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2017-12-31	0
Reductions in caryover balances due to elections or deemed elections	2017-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2017-12-31	0
Balance of carryovers at beginning of current year	2017-12-31	2,590
Balance of prefunding at beginning of current year	2017-12-31	67,523
Total employer contributions	2017-12-31	261,485
Total employee contributions	2017-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2017-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2017-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2017-12-31	251,312
Unpaid minimum required contributions for all prior years	2017-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2017-12-31	0
Remaining amount of unpaid minimum required contributions	2017-12-31	0
Minimum required contributions for current year target normal cost	2017-12-31	0
Net shortfall amortization installment of oustanding balance	2017-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2017-12-31	0
Carryover balance elected to use to offset funding requirement	2017-12-31	0
Prefunding balance elected to use to offset funding requirement	2017-12-31	0
Additional cash requirement	2017-12-31	0
Contributions allocatedtoward minimum required contributions for current year	2017-12-31	251,312
Unpaid minimum required contributions for current year	2017-12-31	0
Unpaid minimum required contributions for all years	2017-12-31	0
2016: STEVEN E. BROWN, A PROFESSIONAL LAW CORPORATION DEFINED BENEFIT PENSION PLAN 2016 401k membership
Market value of plan assets	2016-12-31	1,725,587
Acturial value of plan assets	2016-12-31	1,725,587
Funding target for retired participants and beneficiaries receiving payment	2016-12-31	0
Number of terminated vested participants	2016-12-31	0
Fundng target for terminated vested participants	2016-12-31	0
Active participant vested funding target	2016-12-31	1,482,959
Number of active participants	2016-12-31	2
Total funding liabilities for active participants	2016-12-31	1,482,959
Total participant count	2016-12-31	2
Total funding target for all participants	2016-12-31	1,482,959
Balance at beginning of prior year after applicable adjustments	2016-12-31	2,512
Prefunding balance at beginning of prior year after applicable adjustments	2016-12-31	65,492
Carryover balanced portion elected for use to offset prior years funding requirement	2016-12-31	0
Prefunding balanced used to offset prior years funding requirement	2016-12-31	0
Amount remaining of carryover balance	2016-12-31	2,512
Amount remaining of prefunding balance	2016-12-31	65,492
Present value of excess contributions	2016-12-31	210,673
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2016-12-31	223,313
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2016-12-31	0
Reductions in caryover balances due to elections or deemed elections	2016-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2016-12-31	0
Balance of carryovers at beginning of current year	2016-12-31	2,409
Balance of prefunding at beginning of current year	2016-12-31	62,800
Total employer contributions	2016-12-31	189,130
Total employee contributions	2016-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2016-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2016-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2016-12-31	191,885
Unpaid minimum required contributions for all prior years	2016-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2016-12-31	0
Remaining amount of unpaid minimum required contributions	2016-12-31	0
Minimum required contributions for current year target normal cost	2016-12-31	0
Net shortfall amortization installment of oustanding balance	2016-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2016-12-31	0
Carryover balance elected to use to offset funding requirement	2016-12-31	0
Prefunding balance elected to use to offset funding requirement	2016-12-31	0
Additional cash requirement	2016-12-31	0
Contributions allocatedtoward minimum required contributions for current year	2016-12-31	191,885
Unpaid minimum required contributions for current year	2016-12-31	0
Unpaid minimum required contributions for all years	2016-12-31	0

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Company Name:	STEVEN E. BROWN, A PROFESSIONAL LAW CORPORATION
Employer identification number (EIN):	208083626
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers