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| Plan Name | PEARSON & ASSOCIATES, LLC DBA PEARSON FINANCIAL DEFINED BENEFIT PLAN |
| Plan identification number | 001 |
| 401k Plan Type | Defined Benefit Pension |
| Plan Features/Benefits |
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| Company Name: | PEARSON & ASSOCIATES, LLC DBA PEARSON FINANCIAL |
| Employer identification number (EIN): | 208091116 |
| NAIC Classification: | 523110 |
| NAIC Description: | Investment Banking and Securities Dealing |
| Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
|---|---|---|---|---|---|
| 001 | 2013-01-01 | ||||
| 001 | 2012-01-01 | SETH M. PEARSON | 2013-10-01 | SETH M. PEARSON | 2013-10-01 |
| 001 | 2011-01-01 | SETH M. PEARSON | 2012-10-03 | SETH M. PEARSON | 2012-10-03 |
| 001 | 2010-01-01 | SETH M. PEARSON | 2011-10-04 | SETH M. PEARSON | 2011-10-04 |
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