401k Plan data: DR. WILLIAM S. ALFORD D.O., INC. 401(K) PS PLAN plan

DR. WILLIAM S. ALFORD D.O., INC. 401(K) PS PLAN 401k Plan overview

Plan Name	DR. WILLIAM S. ALFORD D.O., INC. 401(K) PS PLAN
Plan identification number	001

DR. WILLIAM S. ALFORD D.O., INC. 401(K) PS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

DR. WILLIAM S. ALFORD D.O., INC. has sponsored the creation of one or more 401k plans.

Company Name: DR. WILLIAM S. ALFORD D.O., INC.

Employer identification number (EIN): 208094951

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DR. WILLIAM S. ALFORD D.O., INC. 401(K) PS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2012-01-01 WILLIAM ALFORD 2013-01-22
001 2011-01-01 WILLIAM ALFORD 2012-06-11
001 2010-01-01 KRISTINE BENNETT 2011-04-21
001 2007-01-01 WILLIAM ALFORD

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2012-01-01	WILLIAM ALFORD	2013-01-22
001	2011-01-01	WILLIAM ALFORD	2012-06-11
001	2010-01-01	KRISTINE BENNETT	2011-04-21
001	2007-01-01	WILLIAM ALFORD

Plan Statistics for DR. WILLIAM S. ALFORD D.O., INC. 401(K) PS PLAN

401k plan membership statisitcs for DR. WILLIAM S. ALFORD D.O., INC. 401(K) PS PLAN

Measure Date Value
2007: DR. WILLIAM S. ALFORD D.O., INC. 401(K) PS PLAN 2007 401k membership
Total number of active participants reported on line 7a of the Form 5500 2007-01-01 3
Total of all active and inactive participants 2007-01-01 3
Total participants 2007-01-01 3
Number of participants with account balances 2007-01-01 3

Measure	Date	Value
2007: DR. WILLIAM S. ALFORD D.O., INC. 401(K) PS PLAN 2007 401k membership
Total number of active participants reported on line 7a of the Form 5500	2007-01-01	3
Total of all active and inactive participants	2007-01-01	3
Total participants	2007-01-01	3
Number of participants with account balances	2007-01-01	3

Form 5500 Responses for DR. WILLIAM S. ALFORD D.O., INC. 401(K) PS PLAN

2007: DR. WILLIAM S. ALFORD D.O., INC. 401(K) PS PLAN 2007 form 5500 responses
2007-01-01	Type of plan entity	Single employer plan
2007-01-01	First time form 5500 has been submitted	Yes
2007-01-01	Submission has been amended	No
2007-01-01	This submission is the final filing	No
2007-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2007-01-01	Plan is a collectively bargained plan	No
2007-01-01	Plan funding arrangement – Trust	Yes
2007-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	DR. WILLIAM S. ALFORD D.O., INC.
Employer identification number (EIN):	208094951
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)