401k Plan data: DUFFY & YOUNG, L.L.C. 401(K) PROFIT SHARING PLAN plan

DUFFY & YOUNG, L.L.C. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	DUFFY & YOUNG, L.L.C. 401(K) PROFIT SHARING PLAN
Plan identification number	001

DUFFY & YOUNG, L.L.C. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DUFFY & YOUNG LLC has sponsored the creation of one or more 401k plans.

Company Name: DUFFY & YOUNG LLC

Employer identification number (EIN): 208454624

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DUFFY & YOUNG, L.L.C. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 PATRICK WOOTEN 2023-10-03
001 2021-01-01
001 2021-01-01 RUTLEDGE YOUNG 2022-07-22 RUTLEDGE YOUNG 2022-07-22
001 2020-01-01 RUTLEDGE YOUNG 2021-08-03
001 2019-01-01 RUTLEDGE YOUNG 2020-10-13
001 2018-01-01 RUTLEDGE YOUNG 2019-10-07
001 2017-01-01 RUTLEDGE YOUNG 2018-10-04
001 2016-01-01 BRIAN C DUFFY 2017-10-12
001 2015-01-01 RUTLEDGE YOUNG
001 2014-01-01 RUTLEDGE YOUNG
001 2013-01-01 RUTLEDGE YOUNG
001 2012-01-01 RUTLEDGE YOUNG
001 2011-01-01 RUTLEDGE YOUNG 2013-10-21
001 2010-01-01 RUTLEDGE YOUNG 2011-06-30

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	PATRICK WOOTEN	2023-10-03
001	2021-01-01
001	2021-01-01	RUTLEDGE YOUNG	2022-07-22	RUTLEDGE YOUNG	2022-07-22
001	2020-01-01	RUTLEDGE YOUNG	2021-08-03
001	2019-01-01	RUTLEDGE YOUNG	2020-10-13
001	2018-01-01	RUTLEDGE YOUNG	2019-10-07
001	2017-01-01	RUTLEDGE YOUNG	2018-10-04
001	2016-01-01	BRIAN C DUFFY	2017-10-12
001	2015-01-01	RUTLEDGE YOUNG
001	2014-01-01	RUTLEDGE YOUNG
001	2013-01-01	RUTLEDGE YOUNG
001	2012-01-01	RUTLEDGE YOUNG
001	2011-01-01	RUTLEDGE YOUNG	2013-10-21
001	2010-01-01	RUTLEDGE YOUNG	2011-06-30

Plan Statistics for DUFFY & YOUNG, L.L.C. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for DUFFY & YOUNG, L.L.C. 401(K) PROFIT SHARING PLAN

Measure Date Value
2015: DUFFY & YOUNG, L.L.C. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 6
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 6
Number of participants with account balances 2015-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: DUFFY & YOUNG, L.L.C. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 7
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 7
Number of participants with account balances 2014-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: DUFFY & YOUNG, L.L.C. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 6
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 6
Number of participants with account balances 2013-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 1
2012: DUFFY & YOUNG, L.L.C. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 5
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 5
Number of participants with account balances 2012-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0

Measure	Date	Value
2015: DUFFY & YOUNG, L.L.C. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	6
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	6
Number of participants with account balances	2015-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: DUFFY & YOUNG, L.L.C. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	7
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	7
Number of participants with account balances	2014-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: DUFFY & YOUNG, L.L.C. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	6
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	6
Number of participants with account balances	2013-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	1
2012: DUFFY & YOUNG, L.L.C. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	5
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	5
Number of participants with account balances	2012-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0

Financial Data on DUFFY & YOUNG, L.L.C. 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2015 : DUFFY & YOUNG, L.L.C. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Transfers to/from the plan	2015-12-31	$0
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$148,251
Expenses. Total of all expenses incurred	2015-12-31	$7,840
Benefits paid (including direct rollovers)	2015-12-31	$0
Total plan assets at end of year	2015-12-31	$1,465,040
Total plan assets at beginning of year	2015-12-31	$1,324,629
Value of fidelity bond covering the plan	2015-12-31	$1,000,000
Total contributions received or receivable from participants	2015-12-31	$57,228
Expenses. Other expenses not covered elsewhere	2015-12-31	$0
Contributions received from other sources (not participants or employers)	2015-12-31	$0
Other income received	2015-12-31	$13,570
Noncash contributions received	2015-12-31	$0
Net income (gross income less expenses)	2015-12-31	$140,411
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$1,465,040
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$1,324,629
Total contributions received or receivable from employer(s)	2015-12-31	$77,453
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$7,840
2014 : DUFFY & YOUNG, L.L.C. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$210,938
Expenses. Total of all expenses incurred	2014-12-31	$56,988
Benefits paid (including direct rollovers)	2014-12-31	$51,077
Total plan assets at end of year	2014-12-31	$1,324,629
Total plan assets at beginning of year	2014-12-31	$1,170,679
Value of fidelity bond covering the plan	2014-12-31	$1,000,000
Total contributions received or receivable from participants	2014-12-31	$49,755
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$80,734
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$153,950
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$1,324,629
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,170,679
Total contributions received or receivable from employer(s)	2014-12-31	$80,449
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$5,911
2013 : DUFFY & YOUNG, L.L.C. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total income from all sources	2013-12-31	$429,215
Expenses. Total of all expenses incurred	2013-12-31	$9,824
Benefits paid (including direct rollovers)	2013-12-31	$4,866
Total plan assets at end of year	2013-12-31	$1,170,679
Total plan assets at beginning of year	2013-12-31	$751,288
Value of fidelity bond covering the plan	2013-12-31	$1,000,000
Total contributions received or receivable from participants	2013-12-31	$82,372
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$264,575
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$419,391
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,170,679
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$751,288
Total contributions received or receivable from employer(s)	2013-12-31	$82,268
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$4,958
2012 : DUFFY & YOUNG, L.L.C. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$158,451
Expenses. Total of all expenses incurred	2012-12-31	$2,780
Benefits paid (including direct rollovers)	2012-12-31	$656
Total plan assets at end of year	2012-12-31	$751,288
Total plan assets at beginning of year	2012-12-31	$595,617
Value of fidelity bond covering the plan	2012-12-31	$1,000,000
Total contributions received or receivable from participants	2012-12-31	$6,350
Other income received	2012-12-31	$101,025
Net income (gross income less expenses)	2012-12-31	$155,671
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$751,288
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$595,617
Total contributions received or receivable from employer(s)	2012-12-31	$51,076
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$2,124
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0

Form 5500 Responses for DUFFY & YOUNG, L.L.C. 401(K) PROFIT SHARING PLAN

2015: DUFFY & YOUNG, L.L.C. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: DUFFY & YOUNG, L.L.C. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: DUFFY & YOUNG, L.L.C. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: DUFFY & YOUNG, L.L.C. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	DUFFY & YOUNG LLC
Employer identification number (EIN):	208454624
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers