401k Plan data: STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN plan

STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN 401k Plan overview

Plan Name	STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN
Plan identification number	003

STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).

401k Sponsoring company profile

ERVIN BRAUN, DMD & STEVEN J. ROTHENBERG, DMD has sponsored the creation of one or more 401k plans.

Company Name: ERVIN BRAUN, DMD & STEVEN J. ROTHENBERG, DMD

Employer identification number (EIN): 222442386

NAIC Classification: 621210
NAIC Description: Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2020-01-01
003 2019-01-01
003 2018-01-01
003 2017-01-01 STEVEN ROTHENBERG 2018-10-09
003 2016-01-01 STEVEN ROTHENBERG 2017-10-12 STEVEN ROTHENBERG 2017-10-12
003 2015-01-01 STEVEN J. ROTHENBERG, DM, TRUSTEE STEVEN J. ROTHENBERG, DMD 2016-10-06
003 2014-01-01 STEVEN J. ROTHENBERG, DDS, TRUSTEE STEVEN J. ROTHENBERG, DDS 2015-10-14
003 2013-01-01 ERVIN BRAUN, DMD, TRUSTEE ERVIN BRAUN, DMD, PRINCIPAL 2014-10-14
003 2012-01-01 ERVIN BRAUN, DMD, TRUSTEE ERVIN BRAUN, DMD, PRINCIPAL 2013-10-14
003 2011-01-01 ERVIN BRAUN, DMD, TRUSTEE ERVIN BRAUN, DMD, PRINCIPAL 2012-10-03
003 2010-01-01 ERVIN BRAUN, DMD, TRUSTEE ERVIN BRAUN, DMD, PRINCIPAL 2011-10-28

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
003	2020-01-01
003	2019-01-01
003	2018-01-01
003	2017-01-01	STEVEN ROTHENBERG	2018-10-09
003	2016-01-01	STEVEN ROTHENBERG	2017-10-12	STEVEN ROTHENBERG	2017-10-12
003	2015-01-01	STEVEN J. ROTHENBERG, DM, TRUSTEE		STEVEN J. ROTHENBERG, DMD	2016-10-06
003	2014-01-01	STEVEN J. ROTHENBERG, DDS, TRUSTEE		STEVEN J. ROTHENBERG, DDS	2015-10-14
003	2013-01-01	ERVIN BRAUN, DMD, TRUSTEE		ERVIN BRAUN, DMD, PRINCIPAL	2014-10-14
003	2012-01-01	ERVIN BRAUN, DMD, TRUSTEE		ERVIN BRAUN, DMD, PRINCIPAL	2013-10-14
003	2011-01-01	ERVIN BRAUN, DMD, TRUSTEE		ERVIN BRAUN, DMD, PRINCIPAL	2012-10-03
003	2010-01-01	ERVIN BRAUN, DMD, TRUSTEE		ERVIN BRAUN, DMD, PRINCIPAL	2011-10-28

Plan Statistics for STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN

401k plan membership statisitcs for STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN

Measure Date Value
2019: STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN 2019 401k membership
Market value of plan assets 2019-12-31 881,655
Acturial value of plan assets 2019-12-31 811,655
Funding target for retired participants and beneficiaries receiving payment 2019-12-31 0
Number of terminated vested participants 2019-12-31 5
Fundng target for terminated vested participants 2019-12-31 19,504
Active participant vested funding target 2019-12-31 860,557
Number of active participants 2019-12-31 10
Total funding liabilities for active participants 2019-12-31 860,557
Total participant count 2019-12-31 15
Total funding target for all participants 2019-12-31 880,061
Prefunding balance at beginning of prior year after applicable adjustments 2019-12-31 39,888
Amount remaining of carryover balance 2019-12-31 0
Amount remaining of prefunding balance 2019-12-31 39,888
Present value of excess contributions 2019-12-31 11,708
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2019-12-31 12,428
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2019-12-31 12,428
Balance of carryovers at beginning of current year 2019-12-31 0
Balance of prefunding at beginning of current year 2019-12-31 50,314
Total employer contributions 2019-12-31 9,456
Total employee contributions 2019-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2019-12-31 9,095
Remaining amount of unpaid minimum required contributions 2019-12-31 0
Minimum required contributions for current year target normal cost 2019-12-31 7,691
Net shortfall amortization installment of oustanding balance 2019-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2019-12-31 7,691
Additional cash requirement 2019-12-31 7,691
Contributions allocatedtoward minimum required contributions for current year 2019-12-31 9,095
Unpaid minimum required contributions for current year 2019-12-31 0
Unpaid minimum required contributions for all years 2019-12-31 0
2018: STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN 2018 401k membership
Market value of plan assets 2018-12-31 914,487
Acturial value of plan assets 2018-12-31 914,487
Funding target for retired participants and beneficiaries receiving payment 2018-12-31 0
Number of terminated vested participants 2018-12-31 5
Fundng target for terminated vested participants 2018-12-31 18,696
Active participant vested funding target 2018-12-31 807,576
Number of active participants 2018-12-31 10
Total funding liabilities for active participants 2018-12-31 808,042
Total participant count 2018-12-31 15
Total funding target for all participants 2018-12-31 826,738
Prefunding balance at beginning of prior year after applicable adjustments 2018-12-31 86,712
Prefunding balanced used to offset prior years funding requirement 2018-12-31 52,208
Amount remaining of carryover balance 2018-12-31 0
Amount remaining of prefunding balance 2018-12-31 34,504
Present value of excess contributions 2018-12-31 1
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2018-12-31 1
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2018-12-31 1
Balance of carryovers at beginning of current year 2018-12-31 0
Balance of prefunding at beginning of current year 2018-12-31 39,888
Total employer contributions 2018-12-31 12,869
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2018-12-31 11,808
Remaining amount of unpaid minimum required contributions 2018-12-31 0
Minimum required contributions for current year target normal cost 2018-12-31 9,430
Total funding amount beforereflecting carryover/prefunding balances 2018-12-31 0
Additional cash requirement 2018-12-31 0
Contributions allocatedtoward minimum required contributions for current year 2018-12-31 11,808
Unpaid minimum required contributions for current year 2018-12-31 0
2017: STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN 2017 401k membership
Market value of plan assets 2017-12-31 698,987
Acturial value of plan assets 2017-12-31 698,987
Funding target for retired participants and beneficiaries receiving payment 2017-12-31 0
Number of terminated vested participants 2017-12-31 2
Fundng target for terminated vested participants 2017-12-31 6,310
Active participant vested funding target 2017-12-31 653,586
Number of active participants 2017-12-31 13
Total funding liabilities for active participants 2017-12-31 653,994
Total participant count 2017-12-31 15
Total funding target for all participants 2017-12-31 660,304
Balance at beginning of prior year after applicable adjustments 2017-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2017-12-31 57,993
Carryover balanced portion elected for use to offset prior years funding requirement 2017-12-31 0
Prefunding balanced used to offset prior years funding requirement 2017-12-31 0
Amount remaining of carryover balance 2017-12-31 0
Amount remaining of prefunding balance 2017-12-31 57,993
Present value of excess contributions 2017-12-31 40,042
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2017-12-31 42,092
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2017-12-31 42,092
Reductions in caryover balances due to elections or deemed elections 2017-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2017-12-31 14,823
Balance of carryovers at beginning of current year 2017-12-31 0
Balance of prefunding at beginning of current year 2017-12-31 86,712
Total employer contributions 2017-12-31 120,001
Total employee contributions 2017-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2017-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2017-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2017-12-31 108,689
Liquidity shortfalls end of Q1 2017-12-31 0
Liquidity shortfalls end of Q2 2017-12-31 0
Liquidity shortfalls end of Q3 2017-12-31 0
Liquidity shortfalls end of Q4 2017-12-31 0
Unpaid minimum required contributions for all prior years 2017-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2017-12-31 0
Remaining amount of unpaid minimum required contributions 2017-12-31 0
Minimum required contributions for current year target normal cost 2017-12-31 151,844
Net shortfall amortization installment of oustanding balance 2017-12-31 48,029
Waiver amortization installment 2017-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2017-12-31 160,896
Carryover balance elected to use to offset funding requirement 2017-12-31 0
Prefunding balance elected to use to offset funding requirement 2017-12-31 52,208
Additional cash requirement 2017-12-31 108,688
Contributions allocatedtoward minimum required contributions for current year 2017-12-31 108,689
Unpaid minimum required contributions for current year 2017-12-31 0
Unpaid minimum required contributions for all years 2017-12-31 0
2016: STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN 2016 401k membership
Market value of plan assets 2016-12-31 497,462
Acturial value of plan assets 2016-12-31 497,462
Funding target for retired participants and beneficiaries receiving payment 2016-12-31 0
Number of terminated vested participants 2016-12-31 2
Fundng target for terminated vested participants 2016-12-31 5,930
Active participant vested funding target 2016-12-31 483,069
Number of active participants 2016-12-31 13
Total funding liabilities for active participants 2016-12-31 493,487
Total participant count 2016-12-31 15
Total funding target for all participants 2016-12-31 499,417
Balance at beginning of prior year after applicable adjustments 2016-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2016-12-31 0
Carryover balanced portion elected for use to offset prior years funding requirement 2016-12-31 0
Prefunding balanced used to offset prior years funding requirement 2016-12-31 0
Amount remaining of carryover balance 2016-12-31 0
Amount remaining of prefunding balance 2016-12-31 0
Present value of excess contributions 2016-12-31 55,258
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2016-12-31 57,993
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2016-12-31 57,993
Reductions in caryover balances due to elections or deemed elections 2016-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2016-12-31 0
Balance of carryovers at beginning of current year 2016-12-31 0
Balance of prefunding at beginning of current year 2016-12-31 57,993
Total employer contributions 2016-12-31 154,080
Total employee contributions 2016-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2016-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2016-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2016-12-31 146,548
Unpaid minimum required contributions for all prior years 2016-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2016-12-31 0
Remaining amount of unpaid minimum required contributions 2016-12-31 0
Minimum required contributions for current year target normal cost 2016-12-31 131,620
Net shortfall amortization installment of oustanding balance 2016-12-31 59,948
Waiver amortization installment 2016-12-31 0
Waived amount of outstanding balance 2016-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2016-12-31 141,525
Carryover balance elected to use to offset funding requirement 2016-12-31 0
Prefunding balance elected to use to offset funding requirement 2016-12-31 0
Additional cash requirement 2016-12-31 141,525
Contributions allocatedtoward minimum required contributions for current year 2016-12-31 146,548
Unpaid minimum required contributions for current year 2016-12-31 0
Unpaid minimum required contributions for all years 2016-12-31 0
2015: STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 10
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 11
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 11
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 10
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 10
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 10
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 10
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 10
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 10
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 10
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 0
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 10
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 0
Total of all active and inactive participants 2010-01-01 10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0

Measure	Date	Value
2019: STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN 2019 401k membership
Market value of plan assets	2019-12-31	881,655
Acturial value of plan assets	2019-12-31	811,655
Funding target for retired participants and beneficiaries receiving payment	2019-12-31	0
Number of terminated vested participants	2019-12-31	5
Fundng target for terminated vested participants	2019-12-31	19,504
Active participant vested funding target	2019-12-31	860,557
Number of active participants	2019-12-31	10
Total funding liabilities for active participants	2019-12-31	860,557
Total participant count	2019-12-31	15
Total funding target for all participants	2019-12-31	880,061
Prefunding balance at beginning of prior year after applicable adjustments	2019-12-31	39,888
Amount remaining of carryover balance	2019-12-31	0
Amount remaining of prefunding balance	2019-12-31	39,888
Present value of excess contributions	2019-12-31	11,708
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2019-12-31	12,428
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2019-12-31	12,428
Balance of carryovers at beginning of current year	2019-12-31	0
Balance of prefunding at beginning of current year	2019-12-31	50,314
Total employer contributions	2019-12-31	9,456
Total employee contributions	2019-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2019-12-31	9,095
Remaining amount of unpaid minimum required contributions	2019-12-31	0
Minimum required contributions for current year target normal cost	2019-12-31	7,691
Net shortfall amortization installment of oustanding balance	2019-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2019-12-31	7,691
Additional cash requirement	2019-12-31	7,691
Contributions allocatedtoward minimum required contributions for current year	2019-12-31	9,095
Unpaid minimum required contributions for current year	2019-12-31	0
Unpaid minimum required contributions for all years	2019-12-31	0
2018: STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN 2018 401k membership
Market value of plan assets	2018-12-31	914,487
Acturial value of plan assets	2018-12-31	914,487
Funding target for retired participants and beneficiaries receiving payment	2018-12-31	0
Number of terminated vested participants	2018-12-31	5
Fundng target for terminated vested participants	2018-12-31	18,696
Active participant vested funding target	2018-12-31	807,576
Number of active participants	2018-12-31	10
Total funding liabilities for active participants	2018-12-31	808,042
Total participant count	2018-12-31	15
Total funding target for all participants	2018-12-31	826,738
Prefunding balance at beginning of prior year after applicable adjustments	2018-12-31	86,712
Prefunding balanced used to offset prior years funding requirement	2018-12-31	52,208
Amount remaining of carryover balance	2018-12-31	0
Amount remaining of prefunding balance	2018-12-31	34,504
Present value of excess contributions	2018-12-31	1
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2018-12-31	1
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2018-12-31	1
Balance of carryovers at beginning of current year	2018-12-31	0
Balance of prefunding at beginning of current year	2018-12-31	39,888
Total employer contributions	2018-12-31	12,869
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2018-12-31	11,808
Remaining amount of unpaid minimum required contributions	2018-12-31	0
Minimum required contributions for current year target normal cost	2018-12-31	9,430
Total funding amount beforereflecting carryover/prefunding balances	2018-12-31	0
Additional cash requirement	2018-12-31	0
Contributions allocatedtoward minimum required contributions for current year	2018-12-31	11,808
Unpaid minimum required contributions for current year	2018-12-31	0
2017: STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN 2017 401k membership
Market value of plan assets	2017-12-31	698,987
Acturial value of plan assets	2017-12-31	698,987
Funding target for retired participants and beneficiaries receiving payment	2017-12-31	0
Number of terminated vested participants	2017-12-31	2
Fundng target for terminated vested participants	2017-12-31	6,310
Active participant vested funding target	2017-12-31	653,586
Number of active participants	2017-12-31	13
Total funding liabilities for active participants	2017-12-31	653,994
Total participant count	2017-12-31	15
Total funding target for all participants	2017-12-31	660,304
Balance at beginning of prior year after applicable adjustments	2017-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2017-12-31	57,993
Carryover balanced portion elected for use to offset prior years funding requirement	2017-12-31	0
Prefunding balanced used to offset prior years funding requirement	2017-12-31	0
Amount remaining of carryover balance	2017-12-31	0
Amount remaining of prefunding balance	2017-12-31	57,993
Present value of excess contributions	2017-12-31	40,042
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2017-12-31	42,092
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2017-12-31	42,092
Reductions in caryover balances due to elections or deemed elections	2017-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2017-12-31	14,823
Balance of carryovers at beginning of current year	2017-12-31	0
Balance of prefunding at beginning of current year	2017-12-31	86,712
Total employer contributions	2017-12-31	120,001
Total employee contributions	2017-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2017-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2017-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2017-12-31	108,689
Liquidity shortfalls end of Q1	2017-12-31	0
Liquidity shortfalls end of Q2	2017-12-31	0
Liquidity shortfalls end of Q3	2017-12-31	0
Liquidity shortfalls end of Q4	2017-12-31	0
Unpaid minimum required contributions for all prior years	2017-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2017-12-31	0
Remaining amount of unpaid minimum required contributions	2017-12-31	0
Minimum required contributions for current year target normal cost	2017-12-31	151,844
Net shortfall amortization installment of oustanding balance	2017-12-31	48,029
Waiver amortization installment	2017-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2017-12-31	160,896
Carryover balance elected to use to offset funding requirement	2017-12-31	0
Prefunding balance elected to use to offset funding requirement	2017-12-31	52,208
Additional cash requirement	2017-12-31	108,688
Contributions allocatedtoward minimum required contributions for current year	2017-12-31	108,689
Unpaid minimum required contributions for current year	2017-12-31	0
Unpaid minimum required contributions for all years	2017-12-31	0
2016: STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN 2016 401k membership
Market value of plan assets	2016-12-31	497,462
Acturial value of plan assets	2016-12-31	497,462
Funding target for retired participants and beneficiaries receiving payment	2016-12-31	0
Number of terminated vested participants	2016-12-31	2
Fundng target for terminated vested participants	2016-12-31	5,930
Active participant vested funding target	2016-12-31	483,069
Number of active participants	2016-12-31	13
Total funding liabilities for active participants	2016-12-31	493,487
Total participant count	2016-12-31	15
Total funding target for all participants	2016-12-31	499,417
Balance at beginning of prior year after applicable adjustments	2016-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2016-12-31	0
Carryover balanced portion elected for use to offset prior years funding requirement	2016-12-31	0
Prefunding balanced used to offset prior years funding requirement	2016-12-31	0
Amount remaining of carryover balance	2016-12-31	0
Amount remaining of prefunding balance	2016-12-31	0
Present value of excess contributions	2016-12-31	55,258
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2016-12-31	57,993
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2016-12-31	57,993
Reductions in caryover balances due to elections or deemed elections	2016-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2016-12-31	0
Balance of carryovers at beginning of current year	2016-12-31	0
Balance of prefunding at beginning of current year	2016-12-31	57,993
Total employer contributions	2016-12-31	154,080
Total employee contributions	2016-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2016-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2016-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2016-12-31	146,548
Unpaid minimum required contributions for all prior years	2016-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2016-12-31	0
Remaining amount of unpaid minimum required contributions	2016-12-31	0
Minimum required contributions for current year target normal cost	2016-12-31	131,620
Net shortfall amortization installment of oustanding balance	2016-12-31	59,948
Waiver amortization installment	2016-12-31	0
Waived amount of outstanding balance	2016-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2016-12-31	141,525
Carryover balance elected to use to offset funding requirement	2016-12-31	0
Prefunding balance elected to use to offset funding requirement	2016-12-31	0
Additional cash requirement	2016-12-31	141,525
Contributions allocatedtoward minimum required contributions for current year	2016-12-31	146,548
Unpaid minimum required contributions for current year	2016-12-31	0
Unpaid minimum required contributions for all years	2016-12-31	0
2015: STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	10
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	11
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	11
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	10
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	10
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	10
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	10
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	10
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	10
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	10
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	0
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	10
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	0
Total of all active and inactive participants	2010-01-01	10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0

Financial Data on STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN

Measure	Date	Value
2015 : STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN 2015 401k financial data
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$120,431
Expenses. Total of all expenses incurred	2015-12-31	$0
Benefits paid (including direct rollovers)	2015-12-31	$0
Total plan assets at end of year	2015-12-31	$499,502
Total plan assets at beginning of year	2015-12-31	$379,071
Value of fidelity bond covering the plan	2015-12-31	$400,000
Total contributions received or receivable from participants	2015-12-31	$0
Expenses. Other expenses not covered elsewhere	2015-12-31	$0
Contributions received from other sources (not participants or employers)	2015-12-31	$0
Other income received	2015-12-31	$-17,319
Noncash contributions received	2015-12-31	$0
Net income (gross income less expenses)	2015-12-31	$120,431
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$499,502
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$379,071
Total contributions received or receivable from employer(s)	2015-12-31	$137,750
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$124,943
Expenses. Total of all expenses incurred	2014-12-31	$275,322
Benefits paid (including direct rollovers)	2014-12-31	$275,322
Total plan assets at end of year	2014-12-31	$379,071
Total plan assets at beginning of year	2014-12-31	$529,450
Value of fidelity bond covering the plan	2014-12-31	$400,000
Total contributions received or receivable from participants	2014-12-31	$0
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$43,193
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$-150,379
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$379,071
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$529,450
Total contributions received or receivable from employer(s)	2014-12-31	$81,750
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$165,533
Expenses. Total of all expenses incurred	2013-12-31	$0
Benefits paid (including direct rollovers)	2013-12-31	$0
Total plan assets at end of year	2013-12-31	$529,450
Total plan assets at beginning of year	2013-12-31	$363,917
Value of fidelity bond covering the plan	2013-12-31	$400,000
Total contributions received or receivable from participants	2013-12-31	$0
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$17,283
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$165,533
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$529,450
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$363,917
Total contributions received or receivable from employer(s)	2013-12-31	$148,250
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN 2012 401k financial data
Transfers to/from the plan	2012-12-31	$0
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$127,032
Expenses. Total of all expenses incurred	2012-12-31	$0
Benefits paid (including direct rollovers)	2012-12-31	$0
Total plan assets at end of year	2012-12-31	$363,917
Total plan assets at beginning of year	2012-12-31	$236,885
Value of fidelity bond covering the plan	2012-12-31	$400,000
Total contributions received or receivable from participants	2012-12-31	$0
Expenses. Other expenses not covered elsewhere	2012-12-31	$0
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$11,252
Noncash contributions received	2012-12-31	$0
Net income (gross income less expenses)	2012-12-31	$127,032
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$363,917
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$236,885
Total contributions received or receivable from employer(s)	2012-12-31	$115,780
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN 2011 401k financial data
Transfers to/from the plan	2011-12-31	$0
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$115,885
Expenses. Total of all expenses incurred	2011-12-31	$0
Benefits paid (including direct rollovers)	2011-12-31	$0
Total plan assets at end of year	2011-12-31	$236,885
Total plan assets at beginning of year	2011-12-31	$121,000
Value of fidelity bond covering the plan	2011-12-31	$378,117
Total contributions received or receivable from participants	2011-12-31	$0
Expenses. Other expenses not covered elsewhere	2011-12-31	$0
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$105
Noncash contributions received	2011-12-31	$0
Net income (gross income less expenses)	2011-12-31	$115,885
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$236,885
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$121,000
Total contributions received or receivable from employer(s)	2011-12-31	$115,780
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$121,000
Expenses. Total of all expenses incurred	2010-12-31	$0
Benefits paid (including direct rollovers)	2010-12-31	$0
Total plan assets at end of year	2010-12-31	$121,000
Total plan assets at beginning of year	2010-12-31	$0
Value of fidelity bond covering the plan	2010-12-31	$378,117
Total contributions received or receivable from participants	2010-12-31	$0
Expenses. Other expenses not covered elsewhere	2010-12-31	$0
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$0
Noncash contributions received	2010-12-31	$0
Net income (gross income less expenses)	2010-12-31	$121,000
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$121,000
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$0
Total contributions received or receivable from employer(s)	2010-12-31	$121,000
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0

Form 5500 Responses for STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN

2015: STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: STEVEN J. ROTHENBERG, DMD DEFINED BENEFIT PENSION PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	First time form 5500 has been submitted	Yes
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ERVIN BRAUN, DMD & STEVEN J. ROTHENBERG, DMD
Employer identification number (EIN):	222442386
NAIC Classification:	621210
NAIC Description:	Offices of Dentists