401k Plan data: UNITED STATES TECHNOLOGIES, INC. 401(K) PROFIT SHARING PLAN plan

UNITED STATES TECHNOLOGIES, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	UNITED STATES TECHNOLOGIES, INC. 401(K) PROFIT SHARING PLAN
Plan identification number	001

UNITED STATES TECHNOLOGIES, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

UNITED STATES TECHNOLOGIES, INC. has sponsored the creation of one or more 401k plans.

Company Name: UNITED STATES TECHNOLOGIES, INC.

Employer identification number (EIN): 222812658

NAIC Classification: 335900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNITED STATES TECHNOLOGIES, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2021-01-01 ADAM RACHLIN 2022-10-05
001 2020-01-01 ADAM RACHLIN 2021-07-13
001 2019-01-01 GARY GRUTKOWSKI 2020-10-06
001 2019-01-01 ADAM RACHLIN 2021-07-13
001 2018-01-01 GARY GRUTKOWSKI 2019-03-05 GARY GRUTKOWSKI 2019-03-05
001 2018-01-01 GARY GRUTKOWSKI 2019-06-10 GARY GRUTKOWSKI 2019-06-10
001 2017-01-01 GARY GRUTKOWSKI 2018-02-05
001 2016-01-01 GARY GRUTKOWSKI 2017-03-23
001 2016-01-01 GRACE BASILE 2017-03-23
001 2015-01-01 GRACE BASILE 2016-06-08
001 2014-01-01 GRACE BASILE 2015-06-25
001 2013-01-01 GRACE BASILE 2014-04-03
001 2012-01-01 GRACE BASILE 2013-07-11
001 2011-01-01 GRACE BASILE 2012-03-01
001 2010-01-01 GRACE BASILE 2011-06-07

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2021-01-01	ADAM RACHLIN	2022-10-05
001	2020-01-01	ADAM RACHLIN	2021-07-13
001	2019-01-01	GARY GRUTKOWSKI	2020-10-06
001	2019-01-01	ADAM RACHLIN	2021-07-13
001	2018-01-01	GARY GRUTKOWSKI	2019-03-05	GARY GRUTKOWSKI	2019-03-05
001	2018-01-01	GARY GRUTKOWSKI	2019-06-10	GARY GRUTKOWSKI	2019-06-10
001	2017-01-01	GARY GRUTKOWSKI	2018-02-05
001	2016-01-01	GARY GRUTKOWSKI	2017-03-23
001	2016-01-01	GRACE BASILE	2017-03-23
001	2015-01-01	GRACE BASILE	2016-06-08
001	2014-01-01	GRACE BASILE	2015-06-25
001	2013-01-01	GRACE BASILE	2014-04-03
001	2012-01-01	GRACE BASILE	2013-07-11
001	2011-01-01	GRACE BASILE	2012-03-01
001	2010-01-01	GRACE BASILE	2011-06-07

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Company Name:	UNITED STATES TECHNOLOGIES, INC.
Employer identification number (EIN):	222812658
NAIC Classification:	335900