401k Plan data: ADVANCED ORTHOPAEDIC ASSOCIATES 401(K) P/S PLAN plan

ADVANCED ORTHOPAEDIC ASSOCIATES 401(K) P/S PLAN 401k Plan overview

Plan Name	ADVANCED ORTHOPAEDIC ASSOCIATES 401(K) P/S PLAN
Plan identification number	001

ADVANCED ORTHOPAEDIC ASSOCIATES 401(K) P/S PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ADVANCED ORTHOPAEDIC ASSOCIATES has sponsored the creation of one or more 401k plans.

Company Name: ADVANCED ORTHOPAEDIC ASSOCIATES

Employer identification number (EIN): 223338995

NAIC Classification: 621399
NAIC Description: Offices of All Other Miscellaneous Health Practitioners

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ADVANCED ORTHOPAEDIC ASSOCIATES 401(K) P/S PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01 HERVEY SICHERMAN 2019-10-02
001 2017-01-01 HERVEY SICHERMAN 2018-08-31
001 2016-01-01 HERVEY SICHERMAN 2017-06-27
001 2015-01-01 HERVEY SICHERMAN 2016-10-14
001 2014-01-01 HERVEY SICHERMAN 2015-10-13
001 2014-01-01 HERVEY S. SICHERMAN 2015-02-27
001 2013-01-01 HERVEY S. SICHERMAN 2014-10-13
001 2012-01-01 HERVEY S. SICHERMAN 2013-10-11
001 2011-01-01 HERVEY S. SICHERMAN 2012-10-11
001 2010-01-01 HERVEY S. SICHERMAN 2011-10-17

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2018-01-01	HERVEY SICHERMAN	2019-10-02
001	2017-01-01	HERVEY SICHERMAN	2018-08-31
001	2016-01-01	HERVEY SICHERMAN	2017-06-27
001	2015-01-01	HERVEY SICHERMAN	2016-10-14
001	2014-01-01	HERVEY SICHERMAN	2015-10-13
001	2014-01-01	HERVEY S. SICHERMAN	2015-02-27
001	2013-01-01	HERVEY S. SICHERMAN	2014-10-13
001	2012-01-01	HERVEY S. SICHERMAN	2013-10-11
001	2011-01-01	HERVEY S. SICHERMAN	2012-10-11
001	2010-01-01	HERVEY S. SICHERMAN	2011-10-17

Potentially related plans

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Company Name:	ADVANCED ORTHOPAEDIC ASSOCIATES
Employer identification number (EIN):	223338995
NAIC Classification:	621399
NAIC Description:	Offices of All Other Miscellaneous Health Practitioners