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RICHARD A. GOLDBERG AND ASSOCIATES DEFINED BENEFIT PENSION PLAN 401k Plan overview

Plan NameRICHARD A. GOLDBERG AND ASSOCIATES DEFINED BENEFIT PENSION PLAN
Plan identification number 001

RICHARD A. GOLDBERG AND ASSOCIATES DEFINED BENEFIT PENSION PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

RICHARD A. GOLDBERG AND ASSOCIATES has sponsored the creation of one or more 401k plans.

Company Name:RICHARD A. GOLDBERG AND ASSOCIATES
Employer identification number (EIN):223472681
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RICHARD A. GOLDBERG AND ASSOCIATES DEFINED BENEFIT PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01RICHARD GOLDBERG2022-09-19
0012020-01-01RICHARD GOLDBERG2021-10-04
0012019-01-01RICHARD GOLDBERG2020-10-14
0012018-01-01RICHARD GOLDBERG2019-07-24
0012017-01-01RICHARD GOLDBERG2018-09-17
0012016-01-01RICHARD GOLDBERG2017-10-05
0012015-01-01RICHARD GOLDBERG2016-10-05
0012014-01-01RICHARD GOLDBERG2015-10-13
0012013-01-01RICHARD GOLDBERG2014-10-03
0012012-01-01RICHARD GOLDBERG2013-06-26
0012011-01-01RICHARD GOLDBERG2012-09-11
0012010-01-01RICHARD GOLDBERG2011-10-11
0012008-01-01RICKIE TAYLOR

Plan Statistics for RICHARD A. GOLDBERG AND ASSOCIATES DEFINED BENEFIT PENSION PLAN

401k plan membership statisitcs for RICHARD A. GOLDBERG AND ASSOCIATES DEFINED BENEFIT PENSION PLAN

Measure Date Value
2021: RICHARD A. GOLDBERG AND ASSOCIATES DEFINED BENEFIT PENSION PLAN 2021 401k membership
Market value of plan assets2021-12-312,830,148
Acturial value of plan assets2021-12-312,830,148
Funding target for retired participants and beneficiaries receiving payment2021-12-310
Number of terminated vested participants2021-12-311
Fundng target for terminated vested participants2021-12-31526
Active participant vested funding target2021-12-312,210,847
Number of active participants2021-12-314
Total funding liabilities for active participants2021-12-312,210,847
Total participant count2021-12-315
Total funding target for all participants2021-12-312,211,373
Balance at beginning of prior year after applicable adjustments2021-12-310
Prefunding balance at beginning of prior year after applicable adjustments2021-12-31758,896
Amount remaining of carryover balance2021-12-310
Amount remaining of prefunding balance2021-12-31758,896
Present value of excess contributions2021-12-3177,919
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2021-12-3182,002
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2021-12-3182,002
Reductions in caryover balances due to elections or deemed elections2021-12-310
Reductions in prefunding balances due to elections or deemed elections2021-12-31275,000
Balance of carryovers at beginning of current year2021-12-310
Balance of prefunding at beginning of current year2021-12-31614,467
Total employer contributions2021-12-3132,000
Total employee contributions2021-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2021-12-310
Contributions made to avoid restrictions adjusted to valuation date2021-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2021-12-3130,115
Unpaid minimum required contributions for all prior years2021-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2021-12-310
Remaining amount of unpaid minimum required contributions2021-12-310
Minimum required contributions for current year target normal cost2021-12-310
Net shortfall amortization installment of oustanding balance2021-12-310
Waiver amortization installment2021-12-310
Total funding amount beforereflecting carryover/prefunding balances2021-12-310
Additional cash requirement2021-12-310
Contributions allocatedtoward minimum required contributions for current year2021-12-3130,115
Unpaid minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for all years2021-12-310
2020: RICHARD A. GOLDBERG AND ASSOCIATES DEFINED BENEFIT PENSION PLAN 2020 401k membership
Market value of plan assets2020-12-312,842,579
Acturial value of plan assets2020-12-312,842,579
Funding target for retired participants and beneficiaries receiving payment2020-12-310
Number of terminated vested participants2020-12-310
Fundng target for terminated vested participants2020-12-310
Active participant vested funding target2020-12-311,996,829
Number of active participants2020-12-314
Total funding liabilities for active participants2020-12-311,996,829
Total participant count2020-12-314
Total funding target for all participants2020-12-311,996,829
Balance at beginning of prior year after applicable adjustments2020-12-310
Prefunding balance at beginning of prior year after applicable adjustments2020-12-31451,691
Carryover balanced portion elected for use to offset prior years funding requirement2020-12-310
Prefunding balanced used to offset prior years funding requirement2020-12-310
Amount remaining of carryover balance2020-12-310
Amount remaining of prefunding balance2020-12-31451,691
Present value of excess contributions2020-12-31248,007
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2020-12-31261,449
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2020-12-31261,449
Reductions in caryover balances due to elections or deemed elections2020-12-310
Reductions in prefunding balances due to elections or deemed elections2020-12-310
Balance of carryovers at beginning of current year2020-12-310
Balance of prefunding at beginning of current year2020-12-31758,896
Total employer contributions2020-12-3182,000
Total employee contributions2020-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2020-12-310
Contributions made to avoid restrictions adjusted to valuation date2020-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2020-12-3177,919
Unpaid minimum required contributions for all prior years2020-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2020-12-310
Remaining amount of unpaid minimum required contributions2020-12-310
Minimum required contributions for current year target normal cost2020-12-3168,239
Net shortfall amortization installment of oustanding balance2020-12-310
Waiver amortization installment2020-12-310
Total funding amount beforereflecting carryover/prefunding balances2020-12-310
Additional cash requirement2020-12-310
Contributions allocatedtoward minimum required contributions for current year2020-12-3177,919
Unpaid minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for all years2020-12-310
2019: RICHARD A. GOLDBERG AND ASSOCIATES DEFINED BENEFIT PENSION PLAN 2019 401k membership
Market value of plan assets2019-12-312,203,622
Acturial value of plan assets2019-12-312,203,622
Funding target for retired participants and beneficiaries receiving payment2019-12-310
Number of terminated vested participants2019-12-311
Fundng target for terminated vested participants2019-12-3116,822
Active participant vested funding target2019-12-311,733,012
Number of active participants2019-12-313
Total funding liabilities for active participants2019-12-311,733,184
Total participant count2019-12-314
Total funding target for all participants2019-12-311,750,006
Balance at beginning of prior year after applicable adjustments2019-12-310
Prefunding balance at beginning of prior year after applicable adjustments2019-12-31225,550
Amount remaining of carryover balance2019-12-310
Amount remaining of prefunding balance2019-12-31225,550
Present value of excess contributions2019-12-31242,305
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-12-31255,923
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2019-12-31255,923
Reductions in caryover balances due to elections or deemed elections2019-12-310
Reductions in prefunding balances due to elections or deemed elections2019-12-3125,000
Balance of carryovers at beginning of current year2019-12-310
Balance of prefunding at beginning of current year2019-12-31451,691
Total employer contributions2019-12-31450,000
Total employee contributions2019-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2019-12-310
Contributions made to avoid restrictions adjusted to valuation date2019-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2019-12-31423,509
Unpaid minimum required contributions for all prior years2019-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2019-12-310
Remaining amount of unpaid minimum required contributions2019-12-310
Minimum required contributions for current year target normal cost2019-12-31177,427
Net shortfall amortization installment of oustanding balance2019-12-310
Total funding amount beforereflecting carryover/prefunding balances2019-12-31175,502
Additional cash requirement2019-12-31175,502
Contributions allocatedtoward minimum required contributions for current year2019-12-31423,509
Unpaid minimum required contributions for current year2019-12-310
Unpaid minimum required contributions for all years2019-12-310
2018: RICHARD A. GOLDBERG AND ASSOCIATES DEFINED BENEFIT PENSION PLAN 2018 401k membership
Market value of plan assets2018-12-311,867,974
Acturial value of plan assets2018-12-311,867,974
Funding target for retired participants and beneficiaries receiving payment2018-12-310
Number of terminated vested participants2018-12-310
Fundng target for terminated vested participants2018-12-310
Active participant vested funding target2018-12-311,596,928
Number of active participants2018-12-314
Total funding liabilities for active participants2018-12-311,596,928
Total participant count2018-12-314
Total funding target for all participants2018-12-311,596,928
Balance at beginning of prior year after applicable adjustments2018-12-310
Prefunding balance at beginning of prior year after applicable adjustments2018-12-31214,151
Prefunding balanced used to offset prior years funding requirement2018-12-319,422
Amount remaining of carryover balance2018-12-310
Amount remaining of prefunding balance2018-12-31204,729
Present value of excess contributions2018-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-12-310
Balance of carryovers at beginning of current year2018-12-310
Balance of prefunding at beginning of current year2018-12-31225,550
Total employer contributions2018-12-31400,000
Total employee contributions2018-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2018-12-310
Contributions made to avoid restrictions adjusted to valuation date2018-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-12-31376,702
Unpaid minimum required contributions for all prior years2018-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-12-310
Remaining amount of unpaid minimum required contributions2018-12-310
Minimum required contributions for current year target normal cost2018-12-31179,893
Net shortfall amortization installment of oustanding balance2018-12-310
Waiver amortization installment2018-12-310
Total funding amount beforereflecting carryover/prefunding balances2018-12-31134,397
Additional cash requirement2018-12-31134,397
Contributions allocatedtoward minimum required contributions for current year2018-12-31376,702
Unpaid minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for all years2018-12-310
2017: RICHARD A. GOLDBERG AND ASSOCIATES DEFINED BENEFIT PENSION PLAN 2017 401k membership
Market value of plan assets2017-12-311,542,759
Acturial value of plan assets2017-12-311,542,759
Funding target for retired participants and beneficiaries receiving payment2017-12-310
Number of terminated vested participants2017-12-311
Fundng target for terminated vested participants2017-12-313,840
Active participant vested funding target2017-12-311,346,785
Number of active participants2017-12-315
Total funding liabilities for active participants2017-12-311,347,233
Total participant count2017-12-316
Total funding target for all participants2017-12-311,351,073
Balance at beginning of prior year after applicable adjustments2017-12-310
Prefunding balance at beginning of prior year after applicable adjustments2017-12-31160,177
Carryover balanced portion elected for use to offset prior years funding requirement2017-12-310
Prefunding balanced used to offset prior years funding requirement2017-12-310
Amount remaining of carryover balance2017-12-310
Amount remaining of prefunding balance2017-12-31160,177
Present value of excess contributions2017-12-3141,882
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-3144,395
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-12-3144,395
Reductions in prefunding balances due to elections or deemed elections2017-12-310
Balance of carryovers at beginning of current year2017-12-310
Balance of prefunding at beginning of current year2017-12-31214,151
Total employer contributions2017-12-31180,000
Total employee contributions2017-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-31169,463
Unpaid minimum required contributions for all prior years2017-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-31173,217
Net shortfall amortization installment of oustanding balance2017-12-3122,463
Total funding amount beforereflecting carryover/prefunding balances2017-12-31178,885
Prefunding balance elected to use to offset funding requirement2017-12-319,422
Additional cash requirement2017-12-31169,463
Contributions allocatedtoward minimum required contributions for current year2017-12-31169,463
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
2016: RICHARD A. GOLDBERG AND ASSOCIATES DEFINED BENEFIT PENSION PLAN 2016 401k membership
Market value of plan assets2016-12-311,226,551
Acturial value of plan assets2016-12-311,226,551
Funding target for retired participants and beneficiaries receiving payment2016-12-310
Number of terminated vested participants2016-12-310
Fundng target for terminated vested participants2016-12-310
Active participant vested funding target2016-12-311,167,803
Number of active participants2016-12-316
Total funding liabilities for active participants2016-12-311,168,227
Total participant count2016-12-316
Total funding target for all participants2016-12-311,168,227
Balance at beginning of prior year after applicable adjustments2016-12-310
Prefunding balance at beginning of prior year after applicable adjustments2016-12-31230,931
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Prefunding balanced used to offset prior years funding requirement2016-12-3168,825
Amount remaining of carryover balance2016-12-310
Amount remaining of prefunding balance2016-12-31162,106
Present value of excess contributions2016-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-310
Reductions in caryover balances due to elections or deemed elections2016-12-310
Reductions in prefunding balances due to elections or deemed elections2016-12-310
Balance of carryovers at beginning of current year2016-12-310
Balance of prefunding at beginning of current year2016-12-31160,177
Total employer contributions2016-12-31248,000
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-31231,323
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-31172,612
Net shortfall amortization installment of oustanding balance2016-12-31101,853
Waiver amortization installment2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-31189,441
Carryover balance elected to use to offset funding requirement2016-12-310
Prefunding balance elected to use to offset funding requirement2016-12-310
Additional cash requirement2016-12-31189,441
Contributions allocatedtoward minimum required contributions for current year2016-12-31231,323
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
2008: RICHARD A. GOLDBERG AND ASSOCIATES DEFINED BENEFIT PENSION PLAN 2008 401k membership
Total participants, beginning-of-year2008-01-014
Total number of active participants reported on line 7a of the Form 55002008-01-014
Number of retired or separated participants receiving benefits2008-01-010
Number of other retired or separated participants entitled to future benefits2008-01-010
Total of all active and inactive participants2008-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2008-01-010
Total participants2008-01-014
Number of participants with account balances2008-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2008-01-010

Financial Data on RICHARD A. GOLDBERG AND ASSOCIATES DEFINED BENEFIT PENSION PLAN

Measure Date Value
2008 : RICHARD A. GOLDBERG AND ASSOCIATES DEFINED BENEFIT PENSION PLAN 2008 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2008-12-31$0

Form 5500 Responses for RICHARD A. GOLDBERG AND ASSOCIATES DEFINED BENEFIT PENSION PLAN

2008: RICHARD A. GOLDBERG AND ASSOCIATES DEFINED BENEFIT PENSION PLAN 2008 form 5500 responses
2008-01-01Type of plan entitySingle employer plan
2008-01-01Submission has been amendedYes
2008-01-01This submission is the final filingNo
2008-01-01This return/report is a short plan year return/report (less than 12 months)No
2008-01-01Plan is a collectively bargained planNo
2008-01-01Plan funding arrangement – TrustYes
2008-01-01Plan benefit arrangement - TrustYes

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