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TAX-DEFERRED ANNUITY PLAN OF WAKE FOREST UNIVERSITY HEALTH SCIENCES 401k Plan overview

Plan NameTAX-DEFERRED ANNUITY PLAN OF WAKE FOREST UNIVERSITY HEALTH SCIENCES
Plan identification number 005

TAX-DEFERRED ANNUITY PLAN OF WAKE FOREST UNIVERSITY HEALTH SCIENCES Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

WAKE FOREST UNIVERSITY HEALTH SCIENCES has sponsored the creation of one or more 401k plans.

Company Name:WAKE FOREST UNIVERSITY HEALTH SCIENCES
Employer identification number (EIN):223849199
NAIC Classification:611000

Additional information about WAKE FOREST UNIVERSITY HEALTH SCIENCES

Jurisdiction of Incorporation: North Carolina Secretary of State
Incorporation Date:
Company Identification Number: 0610112

More information about WAKE FOREST UNIVERSITY HEALTH SCIENCES

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TAX-DEFERRED ANNUITY PLAN OF WAKE FOREST UNIVERSITY HEALTH SCIENCES

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0052011-07-01WAKE FOREST UNIV HEALTH SCIENCES
0052010-07-01J. MARC SEARS, DIR OF BENEFITS ADM J. MARC SEARS, DIR OF BENEFITS ADM2012-04-11
0052009-07-01J. MARC SEARS, DIR OF BENEFITS ADM J. MARC SEARS, DIR OF BENEFITS ADM2011-04-12

Plan Statistics for TAX-DEFERRED ANNUITY PLAN OF WAKE FOREST UNIVERSITY HEALTH SCIENCES

401k plan membership statisitcs for TAX-DEFERRED ANNUITY PLAN OF WAKE FOREST UNIVERSITY HEALTH SCIENCES

Measure Date Value
2011: TAX-DEFERRED ANNUITY PLAN OF WAKE FOREST UNIVERSITY HEALTH SCIENCES 2011 401k membership
Total participants, beginning-of-year2011-07-018,274
Total number of active participants reported on line 7a of the Form 55002011-07-010
Number of retired or separated participants receiving benefits2011-07-010
Number of other retired or separated participants entitled to future benefits2011-07-010
Total of all active and inactive participants2011-07-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-010
Total participants2011-07-010
Number of participants with account balances2011-07-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-07-010
2010: TAX-DEFERRED ANNUITY PLAN OF WAKE FOREST UNIVERSITY HEALTH SCIENCES 2010 401k membership
Total participants, beginning-of-year2010-07-018,773
Total number of active participants reported on line 7a of the Form 55002010-07-014,188
Number of retired or separated participants receiving benefits2010-07-011
Number of other retired or separated participants entitled to future benefits2010-07-014,086
Total of all active and inactive participants2010-07-018,275
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-07-019
Total participants2010-07-018,284
Number of participants with account balances2010-07-018,274
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-07-010
2009: TAX-DEFERRED ANNUITY PLAN OF WAKE FOREST UNIVERSITY HEALTH SCIENCES 2009 401k membership
Total participants, beginning-of-year2009-07-018,331
Total number of active participants reported on line 7a of the Form 55002009-07-014,086
Number of retired or separated participants receiving benefits2009-07-01106
Number of other retired or separated participants entitled to future benefits2009-07-014,545
Total of all active and inactive participants2009-07-018,737
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-0136
Total participants2009-07-018,773
Number of participants with account balances2009-07-018,667
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-010

Financial Data on TAX-DEFERRED ANNUITY PLAN OF WAKE FOREST UNIVERSITY HEALTH SCIENCES

Measure Date Value
2011 : TAX-DEFERRED ANNUITY PLAN OF WAKE FOREST UNIVERSITY HEALTH SCIENCES 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets from this plan2011-12-31$477,724,723
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$-74,897
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$31,577,592
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$31,577,592
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$19,741,289
Value of total assets at end of year2011-12-31$0
Value of total assets at beginning of year2011-12-31$509,377,212
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$2,927,450
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$3,315,890
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$3,315,890
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$13,641,661
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$160,591
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$6,099,628
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-31,652,489
Value of net assets at end of year (total assets less liabilities)2011-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$509,377,212
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$349,458,929
Value of interest in pooled separate accounts at end of year2011-12-31$0
Value of interest in pooled separate accounts at beginning of year2011-12-31$9,047,016
Interest earned on other investments2011-12-31$2,927,450
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$150,710,676
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$87,989
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-26,505,612
Net investment gain/loss from pooled separate accounts2011-12-31$446,086
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$31,489,603
Did the plan have assets held for investment2011-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BUTLER BURKE, LLP
Accountancy firm EIN2011-12-31561138530
Total unrealized appreciation/depreciation of assets2011-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total income from all sources (including contributions)2011-06-30$106,154,639
Total loss/gain on sale of assets2011-06-30$0
Total of all expenses incurred2011-06-30$33,999,053
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-06-30$33,999,053
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-30$26,626,933
Value of total assets at end of year2011-06-30$509,377,212
Value of total assets at beginning of year2011-06-30$437,221,626
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-06-30$0
Total interest from all sources2011-06-30$5,453,232
Total dividends received (eg from common stock, registered investment company shares)2011-06-30$3,424,674
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2011-06-30$3,424,674
Was this plan covered by a fidelity bond2011-06-30Yes
Value of fidelity bond cover2011-06-30$5,000,000
If this is an individual account plan, was there a blackout period2011-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-06-30$0
Were there any nonexempt tranactions with any party-in-interest2011-06-30No
Contributions received from participants2011-06-30$25,252,929
Participant contributions at end of year2011-06-30$160,591
Participant contributions at beginning of year2011-06-30$175,339
Income. Received or receivable in cash from other sources (including rollovers)2011-06-30$1,374,004
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Value of net income/loss2011-06-30$72,155,586
Value of net assets at end of year (total assets less liabilities)2011-06-30$509,377,212
Value of net assets at beginning of year (total assets less liabilities)2011-06-30$437,221,626
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-30No
Were any leases to which the plan was party in default or uncollectible2011-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-06-30$349,458,929
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-06-30$278,292,796
Value of interest in pooled separate accounts at end of year2011-06-30$9,047,016
Value of interest in pooled separate accounts at beginning of year2011-06-30$6,511,691
Interest earned on other investments2011-06-30$5,453,232
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-06-30$150,710,676
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-06-30$152,241,800
Expenses. Payments to insurance carriers foe the provision of benefits2011-06-30$2,624,380
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-06-30$69,257,759
Net investment gain/loss from pooled separate accounts2011-06-30$1,392,041
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-30No
Was there a failure to transmit to the plan any participant contributions2011-06-30No
Has the plan failed to provide any benefit when due under the plan2011-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-06-30$31,374,673
Did the plan have assets held for investment2011-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-06-30Yes
Opinion of an independent qualified public accountant for this plan2011-06-30Disclaimer
Accountancy firm name2011-06-30BUTLER & BURKE, LLP
Accountancy firm EIN2011-06-30561138530
2010 : TAX-DEFERRED ANNUITY PLAN OF WAKE FOREST UNIVERSITY HEALTH SCIENCES 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-06-30$0

Form 5500 Responses for TAX-DEFERRED ANNUITY PLAN OF WAKE FOREST UNIVERSITY HEALTH SCIENCES

2011: TAX-DEFERRED ANNUITY PLAN OF WAKE FOREST UNIVERSITY HEALTH SCIENCES 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Submission has been amendedNo
2011-07-01This submission is the final filingYes
2011-07-01This return/report is a short plan year return/report (less than 12 months)Yes
2011-07-01Plan is a collectively bargained planNo
2011-07-01Plan funding arrangement – InsuranceYes
2011-07-01Plan funding arrangement – TrustYes
2011-07-01Plan benefit arrangement – InsuranceYes
2011-07-01Plan benefit arrangement - TrustYes
2010: TAX-DEFERRED ANNUITY PLAN OF WAKE FOREST UNIVERSITY HEALTH SCIENCES 2010 form 5500 responses
2010-07-01Type of plan entitySingle employer plan
2010-07-01Submission has been amendedNo
2010-07-01This submission is the final filingNo
2010-07-01This return/report is a short plan year return/report (less than 12 months)No
2010-07-01Plan is a collectively bargained planNo
2010-07-01Plan funding arrangement – InsuranceYes
2010-07-01Plan funding arrangement – TrustYes
2010-07-01Plan benefit arrangement – InsuranceYes
2010-07-01Plan benefit arrangement - TrustYes
2009: TAX-DEFERRED ANNUITY PLAN OF WAKE FOREST UNIVERSITY HEALTH SCIENCES 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01Submission has been amendedNo
2009-07-01This submission is the final filingNo
2009-07-01This return/report is a short plan year return/report (less than 12 months)No
2009-07-01Plan is a collectively bargained planNo
2009-07-01Plan funding arrangement – InsuranceYes
2009-07-01Plan funding arrangement – TrustYes
2009-07-01Plan benefit arrangement – InsuranceYes
2009-07-01Plan benefit arrangement - TrustYes

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