401k Plan data: KAY & TABAS OPHTHALMOLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN plan

KAY & TABAS OPHTHALMOLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	KAY & TABAS OPHTHALMOLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN
Plan identification number	004

KAY & TABAS OPHTHALMOLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

KAY & TABAS OPHTHALMOLOGY ASSOCIATES, P.C. has sponsored the creation of one or more 401k plans.

Company Name: KAY & TABAS OPHTHALMOLOGY ASSOCIATES, P.C.

Employer identification number (EIN): 232148414

NAIC Classification: 621320
NAIC Description: Offices of Optometrists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KAY & TABAS OPHTHALMOLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
004 2023-01-01
004 2022-01-01
004 2021-10-01
004 2020-10-01
004 2019-10-01
004 2018-10-01
004 2017-10-01
004 2016-10-01
004 2015-10-01 IAN HARING 2017-01-11
004 2014-10-01 IAN HARING 2015-11-20
004 2013-10-01 IAN HARING IAN HARING 2014-12-01
004 2012-10-01 IAN HARING IAN HARING 2014-02-20
004 2011-10-01 IAN HARING IAN HARING 2013-06-25
004 2010-10-01 IAN HARING IAN HARING 2012-07-16
004 2009-10-01 IAN HARING IAN HARING 2011-07-11

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
004	2023-01-01
004	2022-01-01
004	2021-10-01
004	2020-10-01
004	2019-10-01
004	2018-10-01
004	2017-10-01
004	2016-10-01
004	2015-10-01	IAN HARING	2017-01-11
004	2014-10-01	IAN HARING	2015-11-20
004	2013-10-01	IAN HARING		IAN HARING	2014-12-01
004	2012-10-01	IAN HARING		IAN HARING	2014-02-20
004	2011-10-01	IAN HARING		IAN HARING	2013-06-25
004	2010-10-01	IAN HARING		IAN HARING	2012-07-16
004	2009-10-01	IAN HARING		IAN HARING	2011-07-11

Plan Statistics for KAY & TABAS OPHTHALMOLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for KAY & TABAS OPHTHALMOLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN

Measure Date Value
2013: KAY & TABAS OPHTHALMOLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-10-01 32
Total number of active participants reported on line 7a of the Form 5500 2013-10-01 20
Number of retired or separated participants receiving benefits 2013-10-01 1
Number of other retired or separated participants entitled to future benefits 2013-10-01 9
Total of all active and inactive participants 2013-10-01 30
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-10-01 0
Total participants 2013-10-01 30
Number of participants with account balances 2013-10-01 30
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-10-01 1
2012: KAY & TABAS OPHTHALMOLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-10-01 32
Total number of active participants reported on line 7a of the Form 5500 2012-10-01 22
Number of retired or separated participants receiving benefits 2012-10-01 1
Number of other retired or separated participants entitled to future benefits 2012-10-01 8
Total of all active and inactive participants 2012-10-01 31
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-10-01 0
Total participants 2012-10-01 31
Number of participants with account balances 2012-10-01 31
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-10-01 2
2011: KAY & TABAS OPHTHALMOLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-10-01 28
Total number of active participants reported on line 7a of the Form 5500 2011-10-01 19
Number of retired or separated participants receiving benefits 2011-10-01 1
Number of other retired or separated participants entitled to future benefits 2011-10-01 7
Total of all active and inactive participants 2011-10-01 27
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-10-01 0
Total participants 2011-10-01 27
Number of participants with account balances 2011-10-01 27
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-10-01 1
2010: KAY & TABAS OPHTHALMOLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-10-01 28
Total number of active participants reported on line 7a of the Form 5500 2010-10-01 22
Number of retired or separated participants receiving benefits 2010-10-01 0
Number of other retired or separated participants entitled to future benefits 2010-10-01 6
Total of all active and inactive participants 2010-10-01 28
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-10-01 0
Total participants 2010-10-01 28
Number of participants with account balances 2010-10-01 28
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-10-01 1
2009: KAY & TABAS OPHTHALMOLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-10-01 27
Total number of active participants reported on line 7a of the Form 5500 2009-10-01 19
Number of retired or separated participants receiving benefits 2009-10-01 0
Number of other retired or separated participants entitled to future benefits 2009-10-01 6
Total of all active and inactive participants 2009-10-01 25
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-10-01 0
Total participants 2009-10-01 25
Number of participants with account balances 2009-10-01 25
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-10-01 0

Measure	Date	Value
2013: KAY & TABAS OPHTHALMOLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-10-01	32
Total number of active participants reported on line 7a of the Form 5500	2013-10-01	20
Number of retired or separated participants receiving benefits	2013-10-01	1
Number of other retired or separated participants entitled to future benefits	2013-10-01	9
Total of all active and inactive participants	2013-10-01	30
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-10-01	0
Total participants	2013-10-01	30
Number of participants with account balances	2013-10-01	30
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-10-01	1
2012: KAY & TABAS OPHTHALMOLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-10-01	32
Total number of active participants reported on line 7a of the Form 5500	2012-10-01	22
Number of retired or separated participants receiving benefits	2012-10-01	1
Number of other retired or separated participants entitled to future benefits	2012-10-01	8
Total of all active and inactive participants	2012-10-01	31
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-10-01	0
Total participants	2012-10-01	31
Number of participants with account balances	2012-10-01	31
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-10-01	2
2011: KAY & TABAS OPHTHALMOLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-10-01	28
Total number of active participants reported on line 7a of the Form 5500	2011-10-01	19
Number of retired or separated participants receiving benefits	2011-10-01	1
Number of other retired or separated participants entitled to future benefits	2011-10-01	7
Total of all active and inactive participants	2011-10-01	27
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-10-01	0
Total participants	2011-10-01	27
Number of participants with account balances	2011-10-01	27
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-10-01	1
2010: KAY & TABAS OPHTHALMOLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-10-01	28
Total number of active participants reported on line 7a of the Form 5500	2010-10-01	22
Number of retired or separated participants receiving benefits	2010-10-01	0
Number of other retired or separated participants entitled to future benefits	2010-10-01	6
Total of all active and inactive participants	2010-10-01	28
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-10-01	0
Total participants	2010-10-01	28
Number of participants with account balances	2010-10-01	28
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-10-01	1
2009: KAY & TABAS OPHTHALMOLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-10-01	27
Total number of active participants reported on line 7a of the Form 5500	2009-10-01	19
Number of retired or separated participants receiving benefits	2009-10-01	0
Number of other retired or separated participants entitled to future benefits	2009-10-01	6
Total of all active and inactive participants	2009-10-01	25
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-10-01	0
Total participants	2009-10-01	25
Number of participants with account balances	2009-10-01	25
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-10-01	0

Financial Data on KAY & TABAS OPHTHALMOLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2014 : KAY & TABAS OPHTHALMOLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan	2014-09-30	$0
Total plan liabilities at end of year	2014-09-30	$0
Total plan liabilities at beginning of year	2014-09-30	$0
Total income from all sources	2014-09-30	$538,089
Expenses. Total of all expenses incurred	2014-09-30	$92,352
Benefits paid (including direct rollovers)	2014-09-30	$58,489
Total plan assets at end of year	2014-09-30	$3,517,802
Total plan assets at beginning of year	2014-09-30	$3,072,065
Value of fidelity bond covering the plan	2014-09-30	$300,000
Total contributions received or receivable from participants	2014-09-30	$134,121
Expenses. Other expenses not covered elsewhere	2014-09-30	$0
Contributions received from other sources (not participants or employers)	2014-09-30	$0
Other income received	2014-09-30	$321,705
Noncash contributions received	2014-09-30	$0
Net income (gross income less expenses)	2014-09-30	$445,737
Net plan assets at end of year (total assets less liabilities)	2014-09-30	$3,517,802
Net plan assets at beginning of year (total assets less liabilities)	2014-09-30	$3,072,065
Total contributions received or receivable from employer(s)	2014-09-30	$82,263
Value of certain deemed distributions of participant loans	2014-09-30	$0
Value of corrective distributions	2014-09-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-09-30	$33,863
2013 : KAY & TABAS OPHTHALMOLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total plan liabilities at end of year	2013-09-30	$0
Total plan liabilities at beginning of year	2013-09-30	$0
Total income from all sources	2013-09-30	$610,374
Expenses. Total of all expenses incurred	2013-09-30	$90,823
Benefits paid (including direct rollovers)	2013-09-30	$61,396
Total plan assets at end of year	2013-09-30	$3,072,065
Total plan assets at beginning of year	2013-09-30	$2,552,514
Value of fidelity bond covering the plan	2013-09-30	$300,000
Total contributions received or receivable from participants	2013-09-30	$155,517
Expenses. Other expenses not covered elsewhere	2013-09-30	$0
Contributions received from other sources (not participants or employers)	2013-09-30	$0
Other income received	2013-09-30	$367,602
Noncash contributions received	2013-09-30	$0
Net income (gross income less expenses)	2013-09-30	$519,551
Net plan assets at end of year (total assets less liabilities)	2013-09-30	$3,072,065
Net plan assets at beginning of year (total assets less liabilities)	2013-09-30	$2,552,514
Total contributions received or receivable from employer(s)	2013-09-30	$87,255
Value of certain deemed distributions of participant loans	2013-09-30	$0
Value of corrective distributions	2013-09-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-09-30	$29,427
2012 : KAY & TABAS OPHTHALMOLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total plan liabilities at end of year	2012-09-30	$0
Total plan liabilities at beginning of year	2012-09-30	$0
Total income from all sources	2012-09-30	$542,163
Expenses. Total of all expenses incurred	2012-09-30	$33,594
Benefits paid (including direct rollovers)	2012-09-30	$6,955
Total plan assets at end of year	2012-09-30	$2,552,514
Total plan assets at beginning of year	2012-09-30	$2,043,945
Value of fidelity bond covering the plan	2012-09-30	$300,000
Total contributions received or receivable from participants	2012-09-30	$86,791
Expenses. Other expenses not covered elsewhere	2012-09-30	$0
Contributions received from other sources (not participants or employers)	2012-09-30	$0
Other income received	2012-09-30	$377,505
Noncash contributions received	2012-09-30	$0
Net income (gross income less expenses)	2012-09-30	$508,569
Net plan assets at end of year (total assets less liabilities)	2012-09-30	$2,552,514
Net plan assets at beginning of year (total assets less liabilities)	2012-09-30	$2,043,945
Total contributions received or receivable from employer(s)	2012-09-30	$77,867
Value of certain deemed distributions of participant loans	2012-09-30	$0
Value of corrective distributions	2012-09-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-09-30	$26,639
2011 : KAY & TABAS OPHTHALMOLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Transfers to/from the plan	2011-09-30	$0
Total plan liabilities at end of year	2011-09-30	$0
Total plan liabilities at beginning of year	2011-09-30	$0
Total income from all sources	2011-09-30	$119,171
Expenses. Total of all expenses incurred	2011-09-30	$31,582
Benefits paid (including direct rollovers)	2011-09-30	$12,840
Total plan assets at end of year	2011-09-30	$2,043,945
Total plan assets at beginning of year	2011-09-30	$1,956,356
Value of fidelity bond covering the plan	2011-09-30	$300,000
Total contributions received or receivable from participants	2011-09-30	$84,922
Expenses. Other expenses not covered elsewhere	2011-09-30	$0
Contributions received from other sources (not participants or employers)	2011-09-30	$0
Other income received	2011-09-30	$-42,313
Noncash contributions received	2011-09-30	$0
Net income (gross income less expenses)	2011-09-30	$87,589
Net plan assets at end of year (total assets less liabilities)	2011-09-30	$2,043,945
Net plan assets at beginning of year (total assets less liabilities)	2011-09-30	$1,956,356
Total contributions received or receivable from employer(s)	2011-09-30	$76,562
Value of certain deemed distributions of participant loans	2011-09-30	$0
Value of corrective distributions	2011-09-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-09-30	$18,742

Form 5500 Responses for KAY & TABAS OPHTHALMOLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN

2013: KAY & TABAS OPHTHALMOLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-10-01	Type of plan entity	Single employer plan
2013-10-01	Submission has been amended	No
2013-10-01	This submission is the final filing	No
2013-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-10-01	Plan is a collectively bargained plan	No
2013-10-01	Plan funding arrangement – Trust	Yes
2013-10-01	Plan benefit arrangement - Trust	Yes
2012: KAY & TABAS OPHTHALMOLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-10-01	Type of plan entity	Single employer plan
2012-10-01	Submission has been amended	No
2012-10-01	This submission is the final filing	No
2012-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-10-01	Plan is a collectively bargained plan	No
2012-10-01	Plan funding arrangement – Trust	Yes
2012-10-01	Plan benefit arrangement - Trust	Yes
2011: KAY & TABAS OPHTHALMOLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-10-01	Type of plan entity	Single employer plan
2011-10-01	Submission has been amended	No
2011-10-01	This submission is the final filing	No
2011-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-10-01	Plan is a collectively bargained plan	No
2011-10-01	Plan funding arrangement – Trust	Yes
2011-10-01	Plan benefit arrangement - Trust	Yes
2010: KAY & TABAS OPHTHALMOLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-10-01	Type of plan entity	Single employer plan
2010-10-01	Submission has been amended	No
2010-10-01	This submission is the final filing	No
2010-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-10-01	Plan is a collectively bargained plan	No
2010-10-01	Plan funding arrangement – Trust	Yes
2010-10-01	Plan benefit arrangement - Trust	Yes
2009: KAY & TABAS OPHTHALMOLOGY ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-10-01	Type of plan entity	Single employer plan
2009-10-01	Submission has been amended	No
2009-10-01	This submission is the final filing	No
2009-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-10-01	Plan is a collectively bargained plan	No
2009-10-01	Plan funding arrangement – Trust	Yes
2009-10-01	Plan benefit arrangement - Trust	Yes

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Company Name:	KAY & TABAS OPHTHALMOLOGY ASSOCIATES, P.C.
Employer identification number (EIN):	232148414
NAIC Classification:	621320
NAIC Description:	Offices of Optometrists