401k Plan data: THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. EMPLOYEES' PENSION PLAN plan

THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. EMPLOYEES' PENSION PLAN 401k Plan overview

Plan Name	THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. EMPLOYEES' PENSION PLAN
Plan identification number	001

THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. EMPLOYEES' PENSION PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Code section 414(k) arrangement - Benefits are based partly on the balance of the separate account of the participant (also include appropriate defined contribution pension feature codes).
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TJU HOSPITALS, INC. has sponsored the creation of one or more 401k plans.

Company Name: TJU HOSPITALS, INC.

Employer identification number (EIN): 232829095

NAIC Classification: 622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. EMPLOYEES' PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2012-07-01 KIM SCHWINDT KIM SCHWINDT 2014-04-14
001 2011-07-01 IRENE P CONNELLY IRENE P CONNELLY 2013-04-12
001 2009-07-01 IRENE P. CONNELLY

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2012-07-01	KIM SCHWINDT	KIM SCHWINDT	2014-04-14
001	2011-07-01	IRENE P CONNELLY	IRENE P CONNELLY	2013-04-12
001	2009-07-01	IRENE P. CONNELLY

Plan Statistics for THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. EMPLOYEES' PENSION PLAN

401k plan membership statisitcs for THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. EMPLOYEES' PENSION PLAN

Measure Date Value
2012: THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. EMPLOYEES' PENSION PLAN 2012 401k membership
Total participants, beginning-of-year 2012-07-01 5,622
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 2,356
Number of retired or separated participants receiving benefits 2012-07-01 984
Number of other retired or separated participants entitled to future benefits 2012-07-01 2,169
Total of all active and inactive participants 2012-07-01 5,509
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-07-01 77
Total participants 2012-07-01 5,586
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-07-01 0
2011: THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. EMPLOYEES' PENSION PLAN 2011 401k membership
Total participants, beginning-of-year 2011-07-01 5,685
Total number of active participants reported on line 7a of the Form 5500 2011-07-01 2,474
Number of retired or separated participants receiving benefits 2011-07-01 902
Number of other retired or separated participants entitled to future benefits 2011-07-01 2,182
Total of all active and inactive participants 2011-07-01 5,558
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-07-01 64
Total participants 2011-07-01 5,622
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-07-01 4
2009: THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. EMPLOYEES' PENSION PLAN 2009 401k membership
Total participants, beginning-of-year 2009-07-01 5,757
Total number of active participants reported on line 7a of the Form 5500 2009-07-01 2,578
Number of retired or separated participants receiving benefits 2009-07-01 733
Number of other retired or separated participants entitled to future benefits 2009-07-01 2,355
Total of all active and inactive participants 2009-07-01 5,666
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-07-01 53
Total participants 2009-07-01 5,719
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-07-01 6

Measure	Date	Value
2012: THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. EMPLOYEES' PENSION PLAN 2012 401k membership
Total participants, beginning-of-year	2012-07-01	5,622
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	2,356
Number of retired or separated participants receiving benefits	2012-07-01	984
Number of other retired or separated participants entitled to future benefits	2012-07-01	2,169
Total of all active and inactive participants	2012-07-01	5,509
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-07-01	77
Total participants	2012-07-01	5,586
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-07-01	0
2011: THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. EMPLOYEES' PENSION PLAN 2011 401k membership
Total participants, beginning-of-year	2011-07-01	5,685
Total number of active participants reported on line 7a of the Form 5500	2011-07-01	2,474
Number of retired or separated participants receiving benefits	2011-07-01	902
Number of other retired or separated participants entitled to future benefits	2011-07-01	2,182
Total of all active and inactive participants	2011-07-01	5,558
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-07-01	64
Total participants	2011-07-01	5,622
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-07-01	4
2009: THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. EMPLOYEES' PENSION PLAN 2009 401k membership
Total participants, beginning-of-year	2009-07-01	5,757
Total number of active participants reported on line 7a of the Form 5500	2009-07-01	2,578
Number of retired or separated participants receiving benefits	2009-07-01	733
Number of other retired or separated participants entitled to future benefits	2009-07-01	2,355
Total of all active and inactive participants	2009-07-01	5,666
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-07-01	53
Total participants	2009-07-01	5,719
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-07-01	6

Financial Data on THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. EMPLOYEES' PENSION PLAN

Measure	Date	Value
2013 : THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. EMPLOYEES' PENSION PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$0
Total income from all sources (including contributions)	2013-06-30	$38,799,182
Total loss/gain on sale of assets	2013-06-30	$0
Total of all expenses incurred	2013-06-30	$7,971,071
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-06-30	$7,971,071
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-06-30	$21,024,342
Value of total assets at end of year	2013-06-30	$262,818,711
Value of total assets at beginning of year	2013-06-30	$231,990,600
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-06-30	$0
Total interest from all sources	2013-06-30	$88
Total dividends received (eg from common stock, registered investment company shares)	2013-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-06-30	No
Was this plan covered by a fidelity bond	2013-06-30	Yes
Value of fidelity bond cover	2013-06-30	$15,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-06-30	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Value of net income/loss	2013-06-30	$30,828,111
Value of net assets at end of year (total assets less liabilities)	2013-06-30	$262,818,711
Value of net assets at beginning of year (total assets less liabilities)	2013-06-30	$231,990,600
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-06-30	No
Were any leases to which the plan was party in default or uncollectible	2013-06-30	No
Value of interest in master investment trust accounts at end of year	2013-06-30	$241,240,518
Value of interest in master investment trust accounts at beginning of year	2013-06-30	$214,101,066
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-06-30	$553,851
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-06-30	$1,000,755
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-06-30	$1,000,755
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-06-30	$88
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-06-30	No
Was there a failure to transmit to the plan any participant contributions	2013-06-30	No
Has the plan failed to provide any benefit when due under the plan	2013-06-30	No
Contributions received in cash from employer	2013-06-30	$21,024,342
Employer contributions (assets) at end of year	2013-06-30	$21,024,342
Employer contributions (assets) at beginning of year	2013-06-30	$16,888,779
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-06-30	$7,971,071
Did the plan have assets held for investment	2013-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-06-30	Disclaimer
Accountancy firm name	2013-06-30	CITRIN COOPERMAN & COMPANY LLP
Accountancy firm EIN	2013-06-30	222428965
2012 : THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. EMPLOYEES' PENSION PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$0
Total income from all sources (including contributions)	2012-06-30	$24,091,285
Total loss/gain on sale of assets	2012-06-30	$0
Total of all expenses incurred	2012-06-30	$6,823,093
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-06-30	$6,823,093
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-06-30	$18,928,171
Value of total assets at end of year	2012-06-30	$231,990,600
Value of total assets at beginning of year	2012-06-30	$214,722,408
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-06-30	$0
Total interest from all sources	2012-06-30	$75
Total dividends received (eg from common stock, registered investment company shares)	2012-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-06-30	No
Was this plan covered by a fidelity bond	2012-06-30	Yes
Value of fidelity bond cover	2012-06-30	$15,000,000
If this is an individual account plan, was there a blackout period	2012-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-06-30	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Value of net income/loss	2012-06-30	$17,268,192
Value of net assets at end of year (total assets less liabilities)	2012-06-30	$231,990,600
Value of net assets at beginning of year (total assets less liabilities)	2012-06-30	$214,722,408
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-06-30	No
Were any leases to which the plan was party in default or uncollectible	2012-06-30	No
Value of interest in master investment trust accounts at end of year	2012-06-30	$214,101,066
Value of interest in master investment trust accounts at beginning of year	2012-06-30	$201,142,944
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-06-30	$1,000,755
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-06-30	$1,000,680
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-06-30	$1,000,680
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-06-30	$75
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-06-30	No
Was there a failure to transmit to the plan any participant contributions	2012-06-30	No
Has the plan failed to provide any benefit when due under the plan	2012-06-30	No
Contributions received in cash from employer	2012-06-30	$18,928,171
Employer contributions (assets) at end of year	2012-06-30	$16,888,779
Employer contributions (assets) at beginning of year	2012-06-30	$12,578,784
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-06-30	$6,823,093
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-06-30	No
Did the plan have assets held for investment	2012-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-06-30	Disclaimer
Accountancy firm name	2012-06-30	CITRIN COOPERMAN & COMPANY LLP
Accountancy firm EIN	2012-06-30	222428965
2011 : THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. EMPLOYEES' PENSION PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$0
Total income from all sources (including contributions)	2011-06-30	$53,136,858
Total loss/gain on sale of assets	2011-06-30	$0
Total of all expenses incurred	2011-06-30	$5,882,185
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-06-30	$5,882,185
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-06-30	$23,078,784
Value of total assets at end of year	2011-06-30	$214,722,408
Value of total assets at beginning of year	2011-06-30	$167,467,735
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-06-30	$0
Total interest from all sources	2011-06-30	$128
Total dividends received (eg from common stock, registered investment company shares)	2011-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-06-30	No
Was this plan covered by a fidelity bond	2011-06-30	Yes
Value of fidelity bond cover	2011-06-30	$15,000,000
If this is an individual account plan, was there a blackout period	2011-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-06-30	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Value of net income/loss	2011-06-30	$47,254,673
Value of net assets at end of year (total assets less liabilities)	2011-06-30	$214,722,408
Value of net assets at beginning of year (total assets less liabilities)	2011-06-30	$167,467,735
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-06-30	No
Were any leases to which the plan was party in default or uncollectible	2011-06-30	No
Value of interest in master investment trust accounts at end of year	2011-06-30	$201,142,944
Value of interest in master investment trust accounts at beginning of year	2011-06-30	$159,683,551
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-06-30	$1,000,680
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-06-30	$1,000,552
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-06-30	$1,000,552
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-06-30	$128
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-06-30	No
Was there a failure to transmit to the plan any participant contributions	2011-06-30	No
Has the plan failed to provide any benefit when due under the plan	2011-06-30	No
Contributions received in cash from employer	2011-06-30	$23,078,784
Employer contributions (assets) at end of year	2011-06-30	$12,578,784
Employer contributions (assets) at beginning of year	2011-06-30	$6,783,632
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-06-30	$5,882,185
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-06-30	No
Did the plan have assets held for investment	2011-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-06-30	Disclaimer
Accountancy firm name	2011-06-30	CITRIN COOPERMAN & COMPANY
Accountancy firm EIN	2011-06-30	222428965
2010 : THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. EMPLOYEES' PENSION PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-06-30	$0

Form 5500 Responses for THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. EMPLOYEES' PENSION PLAN

2012: THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. EMPLOYEES' PENSION PLAN 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Submission has been amended	No
2012-07-01	This submission is the final filing	No
2012-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-07-01	Plan is a collectively bargained plan	No
2012-07-01	Plan funding arrangement – Trust	Yes
2012-07-01	Plan benefit arrangement - Trust	Yes
2011: THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. EMPLOYEES' PENSION PLAN 2011 form 5500 responses
2011-07-01	Type of plan entity	Single employer plan
2011-07-01	Submission has been amended	No
2011-07-01	This submission is the final filing	No
2011-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-07-01	Plan is a collectively bargained plan	No
2011-07-01	Plan funding arrangement – Trust	Yes
2011-07-01	Plan benefit arrangement - Trust	Yes
2009: THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. EMPLOYEES' PENSION PLAN 2009 form 5500 responses
2009-07-01	Type of plan entity	Single employer plan
2009-07-01	Submission has been amended	No
2009-07-01	This submission is the final filing	No
2009-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-07-01	Plan is a collectively bargained plan	No
2009-07-01	Plan funding arrangement – Trust	Yes
2009-07-01	Plan benefit arrangement - Trust	Yes

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Company Name:	TJU HOSPITALS, INC.
Employer identification number (EIN):	232829095
NAIC Classification:	622000
NAIC Description:	Hospitals