401k Plan data: THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. DEFINED CONTRIBUTION PENSION PLAN plan

THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. DEFINED CONTRIBUTION PENSION PLAN 401k Plan overview

Plan Name	THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. DEFINED CONTRIBUTION PENSION PLAN
Plan identification number	004

THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. DEFINED CONTRIBUTION PENSION PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.

401k Sponsoring company profile

TJU HOSPITALS, INC. has sponsored the creation of one or more 401k plans.

Company Name: TJU HOSPITALS, INC.

Employer identification number (EIN): 232829095

NAIC Classification: 622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. DEFINED CONTRIBUTION PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
004 2013-01-01 JOANN PIECHOWSKI JOANN PIECHOWSKI 2014-10-10
004 2012-01-01 KIM SCHWINDT KIM SCHWINDT 2013-10-15
004 2011-01-01 IRENE P. CONNELLY IRENE P. CONNELLY 2012-10-13
004 2009-01-01 IRENE CONNELLY
004 2009-01-01 IRENE CONNELLY

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
004	2013-01-01	JOANN PIECHOWSKI	JOANN PIECHOWSKI	2014-10-10
004	2012-01-01	KIM SCHWINDT	KIM SCHWINDT	2013-10-15
004	2011-01-01	IRENE P. CONNELLY	IRENE P. CONNELLY	2012-10-13
004	2009-01-01	IRENE CONNELLY
004	2009-01-01	IRENE CONNELLY

Plan Statistics for THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. DEFINED CONTRIBUTION PENSION PLAN

401k plan membership statisitcs for THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. DEFINED CONTRIBUTION PENSION PLAN

Measure Date Value
2013: THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. DEFINED CONTRIBUTION PENSION PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 6,023
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 4,567
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 1,735
Total of all active and inactive participants 2013-01-01 6,302
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 7
Total participants 2013-01-01 6,309
Number of participants with account balances 2013-01-01 6,355
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 189
2012: THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. DEFINED CONTRIBUTION PENSION PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 5,956
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 4,539
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 1,475
Total of all active and inactive participants 2012-01-01 6,014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 9
Total participants 2012-01-01 6,023
Number of participants with account balances 2012-01-01 6,081
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 11
2011: THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. DEFINED CONTRIBUTION PENSION PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 5,548
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 4,534
Number of retired or separated participants receiving benefits 2011-01-01 1
Number of other retired or separated participants entitled to future benefits 2011-01-01 1,418
Total of all active and inactive participants 2011-01-01 5,953
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 3
Total participants 2011-01-01 5,956
Number of participants with account balances 2011-01-01 5,731
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 212
2009: THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. DEFINED CONTRIBUTION PENSION PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 5,600
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 4,888
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 729
Total of all active and inactive participants 2009-01-01 5,617
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 5,618
Number of participants with account balances 2009-01-01 5,169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 139

Measure	Date	Value
2013: THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. DEFINED CONTRIBUTION PENSION PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	6,023
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	4,567
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	1,735
Total of all active and inactive participants	2013-01-01	6,302
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	7
Total participants	2013-01-01	6,309
Number of participants with account balances	2013-01-01	6,355
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	189
2012: THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. DEFINED CONTRIBUTION PENSION PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	5,956
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	4,539
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	1,475
Total of all active and inactive participants	2012-01-01	6,014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	9
Total participants	2012-01-01	6,023
Number of participants with account balances	2012-01-01	6,081
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	11
2011: THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. DEFINED CONTRIBUTION PENSION PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	5,548
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	4,534
Number of retired or separated participants receiving benefits	2011-01-01	1
Number of other retired or separated participants entitled to future benefits	2011-01-01	1,418
Total of all active and inactive participants	2011-01-01	5,953
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	3
Total participants	2011-01-01	5,956
Number of participants with account balances	2011-01-01	5,731
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	212
2009: THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. DEFINED CONTRIBUTION PENSION PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	5,600
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	4,888
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	729
Total of all active and inactive participants	2009-01-01	5,617
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	5,618
Number of participants with account balances	2009-01-01	5,169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	139

Financial Data on THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. DEFINED CONTRIBUTION PENSION PLAN

Measure	Date	Value
2013 : THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. DEFINED CONTRIBUTION PENSION PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$62,761,817
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$4,601,873
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$4,601,393
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$27,889,328
Value of total assets at end of year	2013-12-31	$230,264,789
Value of total assets at beginning of year	2013-12-31	$172,104,845
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$480
Total interest from all sources	2013-12-31	$164,063
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$4,448,244
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$4,448,244
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$12,716,583
Participant contributions at end of year	2013-12-31	$633,836
Participant contributions at beginning of year	2013-12-31	$567,615
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$184,775
Other income not declared elsewhere	2013-12-31	$208,846
Administrative expenses (other) incurred	2013-12-31	$480
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$58,159,944
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$230,264,789
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$172,104,845
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$211,220,902
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$155,600,129
Value of interest in pooled separate accounts at end of year	2013-12-31	$1,976,870
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$1,447,079
Interest earned on other investments	2013-12-31	$164,063
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$4,467,205
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$3,601,891
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$29,892,371
Net investment gain/loss from pooled separate accounts	2013-12-31	$158,965
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$14,987,970
Employer contributions (assets) at end of year	2013-12-31	$11,965,976
Employer contributions (assets) at beginning of year	2013-12-31	$10,888,131
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$4,601,393
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	CITRIN COOPERMAN & COMPANY LLP
Accountancy firm EIN	2013-12-31	222428965
2012 : THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. DEFINED CONTRIBUTION PENSION PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$41,749,636
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$4,222,542
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$4,222,084
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$25,805,560
Value of total assets at end of year	2012-12-31	$172,104,845
Value of total assets at beginning of year	2012-12-31	$134,577,751
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$458
Total interest from all sources	2012-12-31	$125,944
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$2,558,390
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$2,558,390
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$11,974,706
Participant contributions at end of year	2012-12-31	$567,615
Participant contributions at beginning of year	2012-12-31	$476,122
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$84,195
Administrative expenses (other) incurred	2012-12-31	$458
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$37,527,094
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$172,104,845
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$134,577,751
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$155,600,129
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$119,805,748
Value of interest in pooled separate accounts at end of year	2012-12-31	$1,447,079
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$1,124,525
Interest earned on other investments	2012-12-31	$125,944
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$3,601,891
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$3,002,815
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$13,138,899
Net investment gain/loss from pooled separate accounts	2012-12-31	$120,843
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$13,746,659
Employer contributions (assets) at end of year	2012-12-31	$10,888,131
Employer contributions (assets) at beginning of year	2012-12-31	$10,168,541
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$4,222,084
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	CITRIN COOPERMAN & COMPANY LLP
Accountancy firm EIN	2012-12-31	222428965
2011 : THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. DEFINED CONTRIBUTION PENSION PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$22,752,946
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$2,837,558
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$2,837,558
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$24,068,426
Value of total assets at end of year	2011-12-31	$134,577,751
Value of total assets at beginning of year	2011-12-31	$114,662,363
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$0
Total interest from all sources	2011-12-31	$117,840
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$2,488,510
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$2,488,510
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$11,098,319
Participant contributions at end of year	2011-12-31	$476,122
Participant contributions at beginning of year	2011-12-31	$460,133
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$145,935
Other income not declared elsewhere	2011-12-31	$42,750
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$19,915,388
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$134,577,751
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$114,662,363
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$119,805,748
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$101,280,971
Value of interest in pooled separate accounts at end of year	2011-12-31	$1,124,525
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$875,563
Interest earned on other investments	2011-12-31	$117,840
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$3,002,815
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$2,574,117
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-4,088,328
Net investment gain/loss from pooled separate accounts	2011-12-31	$123,748
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$12,824,172
Employer contributions (assets) at end of year	2011-12-31	$10,168,541
Employer contributions (assets) at beginning of year	2011-12-31	$9,471,579
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$2,837,558
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	CITRIN COOPERMAN & COMPANY, LLP
Accountancy firm EIN	2011-12-31	222428965
2010 : THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. DEFINED CONTRIBUTION PENSION PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$33,556,263
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$2,637,295
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$2,637,280
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$22,010,278
Value of total assets at end of year	2010-12-31	$114,662,363
Value of total assets at beginning of year	2010-12-31	$83,743,395
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$15
Total interest from all sources	2010-12-31	$95,695
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$1,932,210
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$1,932,210
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$10,091,149
Participant contributions at end of year	2010-12-31	$460,133
Participant contributions at beginning of year	2010-12-31	$485,642
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$56,934
Other income not declared elsewhere	2010-12-31	$165,130
Administrative expenses (other) incurred	2010-12-31	$15
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$30,918,968
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$114,662,363
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$83,743,395
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$101,280,971
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$71,592,682
Value of interest in pooled separate accounts at end of year	2010-12-31	$875,563
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$642,567
Interest earned on other investments	2010-12-31	$95,695
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$2,574,117
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$2,017,470
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$9,250,520
Net investment gain/loss from pooled separate accounts	2010-12-31	$102,430
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$11,862,195
Employer contributions (assets) at end of year	2010-12-31	$9,471,579
Employer contributions (assets) at beginning of year	2010-12-31	$9,005,034
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$2,637,280
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	CITRIN COOPERMAN & COMPANY, LLP
Accountancy firm EIN	2010-12-31	222428965
2009 : THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. DEFINED CONTRIBUTION PENSION PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. DEFINED CONTRIBUTION PENSION PLAN

2013: THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. DEFINED CONTRIBUTION PENSION PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. DEFINED CONTRIBUTION PENSION PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. DEFINED CONTRIBUTION PENSION PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. DEFINED CONTRIBUTION PENSION PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	TJU HOSPITALS, INC.
Employer identification number (EIN):	232829095
NAIC Classification:	622000
NAIC Description:	Hospitals